Cleveland Metropolitan Bar Ass'n v. Dawson

2009 Ohio 5959, 918 N.E.2d 519, 124 Ohio St. 3d 22
CourtOhio Supreme Court
DecidedNovember 19, 2009
Docket2009-1115
StatusPublished
Cited by3 cases

This text of 2009 Ohio 5959 (Cleveland Metropolitan Bar Ass'n v. Dawson) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cleveland Metropolitan Bar Ass'n v. Dawson, 2009 Ohio 5959, 918 N.E.2d 519, 124 Ohio St. 3d 22 (Ohio 2009).

Opinion

O’Donnell, J.

{¶ 1} We admitted respondent, William Dawson of Cleveland, Ohio, Attorney Registration No. 0073025, to the practice of law in Ohio in 2000. The Board of Commissioners on Grievances and Discipline recommends that we now suspend his license to practice law for six months, but stay the suspension on conditions, including monitored probation. The board’s recommendation is based on findings that respondent committed professional misconduct, in that he failed to comply with discovery requests, to oppose a motion for summary judgment, to respond to a motion to deem admitted the statements propounded in requests for admissions, and to timely file a notice of appeal. We accept the board’s findings that respondent violated ethical standards incumbent on Ohio lawyers. However, for the reasons that follow, we reject the board’s recommended sanction and instead impose a six-month actual suspension from the practice of law.

{¶ 2} Relator, Cleveland Metropolitan Bar Association, charged respondent in a two-count complaint with violations of the Disciplinary Rules of the former Code of Professional Responsibility, including DR 1-104(A) (requiring a lawyer to advise a client that he lacks professional-liability insurance), 1-102(A)(6) (prohibiting a lawyer from engaging in conduct that adversely reflects on a lawyer’s fitness to practice law), and 6-101(A)(3) (prohibiting a lawyer from neglecting an entrusted legal matter). A three-member panel of the board heard the case, accepted respondent’s stipulations to having committed the stated misconduct, made findings of fact and conclusions of law, and recommended the six-month suspension and conditional stay. The Board of Commissioners on Grievances and Discipline adopted the panel’s findings of misconduct and the recommended sanction.

{¶ 3} The parties have not objected to the board’s report.

*23 Misconduct

Count I — The DR 1-10I(A) and 6-101(A)(3) Violations

{¶ 4} Upon graduating from law school in 2000, respondent accepted employment with a large law firm in its litigation department. In 2002, however, he entered solo practice. Thereafter, he agreed to take over a number of cases from an attorney who was facing disciplinary proceedings for professional misconduct.

{¶ 5} In one of those cases, respondent agreed to defend two clients in a pending age-discrimination lawsuit. Respondent, however, never provided his clients with the required notice that he did not carry professional-liability insurance. He entered his appearance as defense counsel in August 2002, and at a final pretrial conference the following month, requested a continuance of the trial date and an extension of time to complete discovery. The court continued the trial date until late January 2003.

{¶ 6} Respondent then neglected the case. Thinking that he would be able to resolve the discovery issues and settle the case, respondent failed to respond to the plaintiffs November 2002 motion for partial summary judgment, and, as a result, the court granted the unopposed motion for partial summary judgment. Also in that case, respondent failed to reply to the plaintiffs motion to deem as admitted the statements in the plaintiffs requests for admissions. The court also granted this unopposed motion. Thereafter, the trial court overruled respondent’s motion to reconsider the order granting partial summary judgment, noting respondent’s failure to timely respond to the requests for admissions and to the motion seeking to deem as admitted the statements in the requests for admissions.

{¶ 7} Because respondent failed to respond to the plaintiffs requests for discovery, the court canceled the scheduled trial and held a hearing on a pending motion for default. The court granted a default judgment in March 2003, awarding the plaintiff damages of $184,675 — $130,900 in compensatory damages, $50,000 in punitive damages, and $3,775 in attorney fees. Respondent further failed to timely appeal that default judgment. The parties later settled the case for $27,000.

{¶ 8} Because of respondent’s failings, the board found the evidence clear and convincing that respondent had violated DR 1-104(A) and 6 — 101 (A)(3). We accept these findings of misconduct.

Count II — The DR 1-102(A)(6) Violation

{¶ 9} In early January 2004, the clients involved in Count I sued respondent for legal malpractice. In early November of that year, respondent and his former clients agreed to a settlement, which was reduced to judgment, requiring respondent to pay the former clients $17,000 if he paid on time and $22,000 if he *24 defaulted. Respondent agreed to pay in installments — $5,000 by November 15, 2004, $6,000 by May 15, 2005, and $6,000 by November 15, 2005. However, respondent defaulted after paying only one installment. He then agreed to make monthly payments of $500 commencing on August 1, 2005, to satisfy his outstanding obligation, but made only one payment under that agreement.

{¶ 10} By mid-September 2005 respondent’s financial situation had worsened. Facing foreclosure on three rental properties and a significantly reduced income due to a decrease in public-defender appointments, respondent filed for Chapter 7 voluntary bankruptcy and discharged his former clients’ judgment.

{¶ 11} The board found that respondent had entered into the settlements with his former clients in good faith and without any intent to avoid the obligation through bankruptcy. Nevertheless, the board found clear and convincing evidence that respondent’s failure to satisfy the judgment adversely reflected on his fitness to practice law and violated DR 1-102(A)(6). We accept this finding.

Sanction

{¶ 12} In recommending a sanction for respondent’s misconduct, the board weighed the aggravating and mitigating factors of his case. The board cited respondent’s suspension from practice in December 2005 for failing to comply with attorney-registration requirements as an aggravating factor. 1 In mitigation, the board found that respondent has no prior disciplinary record, did not act with any selfish or dishonest motive, made free and full disclosure to relator, and cooperated throughout these proceedings. See BCGD Proc.Reg. 10(B)(2)(a), (b), and (d).

{¶ 13} The parties proposed as the appropriate sanction for respondent’s misconduct a six-month suspension of his license to practice law with the entire period stayed on the conditions that he (1) commit no further violations of the applicable ethical standards, (2) complete six hours of continuing legal education in time management or law-office management as approved by relator, and (3) successfully complete a one-year monitored probation under the auspices of an attorney appointed by relator. The panel and board accepted that proposal.

{¶ 14} In adopting the panel’s report, the board compared this sanction to the sanction imposed in Toledo Bar Assn. v. Hales, 120 Ohio St.3d 340, 2008-Ohio-6201, 899 N.E.2d 130. The board determined that respondent’s conduct warranted a sanction less severe than the sanction this court ordered in Hales, explaining:

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Related

Disciplinary Counsel v. Corley (Slip Opinion)
2020 Ohio 3303 (Ohio Supreme Court, 2020)
Disciplinary Counsel v. Peck
2017 Ohio 2961 (Ohio Supreme Court, 2017)
Cleveland Metropolitan Bar Ass'n v. Dawson
2010 Ohio 3847 (Ohio Supreme Court, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
2009 Ohio 5959, 918 N.E.2d 519, 124 Ohio St. 3d 22, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cleveland-metropolitan-bar-assn-v-dawson-ohio-2009.