Cleveland Ex Rel. Cleveland v. United States

457 F.3d 397, 70 Fed. R. Serv. 776, 2006 U.S. App. LEXIS 18120, 88 Empl. Prac. Dec. (CCH) 42,479, 2006 WL 1999186
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 19, 2006
Docket05-30197
StatusPublished
Cited by28 cases

This text of 457 F.3d 397 (Cleveland Ex Rel. Cleveland v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cleveland Ex Rel. Cleveland v. United States, 457 F.3d 397, 70 Fed. R. Serv. 776, 2006 U.S. App. LEXIS 18120, 88 Empl. Prac. Dec. (CCH) 42,479, 2006 WL 1999186 (5th Cir. 2006).

Opinion

EMILIO M. GARZA, Circuit Judge:

Samuel Cleveland, through his provisional curator, Bobbie Jean Cleveland (“Cleveland”), appeals the district court’s ruling in favor of the United States on claims of medical malpractice, brought under the Federal Tort Claims Act (“FTCA”), 28 U.S.C. § 1346 et seq. 1 Cleveland challenges certain evidentiary-rulings and the district court’s final determination that she failed to prove that the defendant’s conduct fell below the requisite standard of care.

I

Samuel sought admission to the emergency room at the Bayne Jones Army Community Hospital (“BJACH”), presenting with flu-like symptoms, a slightly elevated respiration rate, and a medical history of diabetes. Samuel was first seen by a triage nurse, who took his medical history and classified him as a “category four,” a low priority patient. Samuel did not indicate that he had a prior history of serious medical conditions, including congestive heart failure, hypertension, and other chronic conditions, nor did he state that he was currently taking medications. Physician assistant George Eubanks (“Eu-banks”) then examined Samuel and concluded that he did not need a chest x-ray or other further tests. Eubanks diagnosed Samuel with an upper respiratory infection, bronchitis, and sinusitis, and prescribed a variety of medications: Entex, Proventil, and Zithromax. He then discharged him.

During the time Samuel was in the emergency room, Eubanks did not consult with an attending physician. Furthermore, Eubanks did not review Samuel’s medical file, which contained his full medical history, including his prior congestive heart failure, until one hour after his discharge. After receiving and reviewing the file, Eubanks did not believe that the file indicated any reason to call Samuel back into the ER.

Two days later, Samuel returned to the ER. He was diagnosed with pneumonia resulting from congestive heart failure. He eventually went into respiratory and cardiac arrest, became comatose, and remained so until his death several years later. Samuel’s underlying condition of acute congestive heart failure led to his incapacitation and eventual death.

Samuel’s wife brought suit against the United States under the FTCA, alleging medical malpractice. Cleveland asserts that the employees of the BJACH, specifically physician assistant Eubanks, failed to meet the requisite standard of care. She alleged that the employees of BJACH misinterpreted her husband’s symptoms and thus misdiagnosed and mistreated the acute onset of congestive heart failure. She contends that had her husband been properly examined and treated when he was initially admitted to the emergency room, the doctors would have determined that he was suffering from acute congestive heart failure and could have prevented his eventual deterioration. To prove this failure, the expert witnesses who testified on Cleveland’s behalf focused on the actions Eubanks took when diagnosing Samuel.

Wanda Poret (“Poret”), a certified legal nurse consultant, was prepared to testify on Cleveland’s behalf that the BJACH em *401 ployees deviated from the acceptable standard of care by neglecting to take a chest film and failing to diagnose congestive heart failure. In her report, she opined that had Samuel been, treated for congestive heart failure on his initial visit, his subsequent deterioration could have been prevented. The United States objected to her admission as an expert witness, arguing that, as a nurse, she was not qualified to testify as to the standard of care owed by physician assistant Eubanks. The district court excluded her testimony without a written memorandum of reasons for the ruling.

Cleveland also proffered testimony by Dr. Jay Piland (“Dr. Piland”), who treated Samuel when he was transferred from the BJACH to the intensive care unit (“ICU”) of Rapides Regional Medical Center after he slipped into a coma. Dr. Piland is an internist who does not currently work in an emergency room setting. 2 Dr. Piland’s testimony focused on Samuel’s health after he was admitted to the ICU and on the medical conditions that resulted in Samuel’s coma. During the course of Dr. Pi-land’s deposition, Cleveland’s attorney, over repeated objections by the United States, questioned whether Samuel was given the proper care when initially admitted to the emergency room at BJACH. Dr. Piland opined that when a patient presents with respiratory distress it is important to review a patient’s full medical history so that the diagnosing physician is aware of any chronic conditions that the patient may have because respiratory distress may signal more significant medical problems, including congestive heart failure. He opined that in light of Samuel’s pre-existing chronic conditions, which Eu-banks would have learned from Samuel’s medical records, Eubanks should have run further tests when Samuel presented with the upper respiratory infection, as his symptoms could have signaled a more serious underlying condition. Dr. Piland cautioned, however, that in his opinion, further testing would not necessarily have revealed the underlying heart failure.

Early in the bench trial, the United States moved to exclude Dr. Piland’s expert testimony based on Cleveland’s failure to provide a report prepared by Dr. Piland pursuant to Federal Rule of Civil Procedure 26(a)(2)(B). The district court denied that motion, concluding that because he was a treating physician, Dr. Piland was excluded from the written report requirement. After Dr. Piland gave his deposition testimony, the United States reurged the motion to exclude, arguing that Dr. Piland was not qualified to testify as to the care and treatment of Samuel at the BJACH or to the relevant standard of care, as he was an internist and not an emergency room physician. Applying Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 591, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993), the district court concluded that although Dr. Piland was qualified as an expert in internal medicine, his testimony went beyond the scope of a treating physician and thus did not meet the Dauberb test for reliability. The district court thus excluded Dr. Piland’s testimony as to the standard of care in an emergency room.

Dr. Joe Rankin (“Dr. Rankin”), an expert in radiology, testified during his deposition about x-rays taken of Samuel’s chest upon his second visit to the ER. Dr. Rankin had no role in Samuel’s treatment. He stated that the chest x-rays indicated that Samuel’s heart was enlarged and *402 showed evidence of congested vasculature. Dr. Rankin testified that it was likely, judging from the size of the heart, that it had been enlarged two days before the film was obtained, i.e., on the day of Samuel’s initial visit to the ER. This condition could have signaled a serious underlying heart condition, such as incipient heart failure. Cleveland’s attorney also asked whether it was customary for a patient with a history of heart conditions to be x-rayed. Dr.

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457 F.3d 397, 70 Fed. R. Serv. 776, 2006 U.S. App. LEXIS 18120, 88 Empl. Prac. Dec. (CCH) 42,479, 2006 WL 1999186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cleveland-ex-rel-cleveland-v-united-states-ca5-2006.