Cleto Rivera, Jr. v. Railroad Retirement Board

262 F.3d 1005, 2001 Cal. Daily Op. Serv. 7521, 2001 Daily Journal DAR 9255, 2001 U.S. App. LEXIS 19220, 2001 WL 968995
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 28, 2001
Docket99-71278
StatusPublished
Cited by10 cases

This text of 262 F.3d 1005 (Cleto Rivera, Jr. v. Railroad Retirement Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cleto Rivera, Jr. v. Railroad Retirement Board, 262 F.3d 1005, 2001 Cal. Daily Op. Serv. 7521, 2001 Daily Journal DAR 9255, 2001 U.S. App. LEXIS 19220, 2001 WL 968995 (9th Cir. 2001).

Opinion

MAGILL, Circuit Judge:

The Railroad Retirement Board’s Bureau of Hearings and Appeals upheld the termination of Appellant Cleto Rivera’s disabled child’s annuity under the Railroad Retirement Act (the “Act”). The Railroad Retirement Board (the “Board”) dismissed Rivera’s subsequent appeal as untimely. We dismiss for lack of jurisdiction.

I.

The government began providing Rivera with a disabled child’s annuity effective July 1, 1985. The Act provides an annuity to a surviving disabled child of a railroad *1007 employee covered by the Act. 45 U.S.C. § 231a(d)(l)(iii) (2000). A survivor receives an annuity if he becomes disabled before the age of twenty-two and is unable to engage in any regular employment. Id,.; id. at § 231a(d)(3). Rivera, the son of a deceased railroad worker, suffers from multiple medical impairments, including cerebral palsy, which began before he turned twenty-two years old.

In October 1994, the Board’s Bureau of Disability and Medicare Operations Director (the “Director”) informed Rivera that, effective January 1, 1990, he no longer was eligible for an annuity because his job with the Oxnard School District constituted “substantial gainful activity.” 20 C.F.R. § 220.140 (2001) (“If the claimant is able to engage in substantial gainful activity, the Board will find that the claimant is not disabled for any regular employment under the ... Act.”). The Oxnard School District had hired Rivera as a part-time food service worker in 1984. Rivera asserts that he was given preferential treatment in the hiring process and is unable to perform many of his job’s tasks, such as lifting heavy objects and standing for long periods of time.

After the Director rejected Rivera’s request for reconsideration, Rivera appealed to the Board’s Bureau of Hearings and Appeals. On May 15, 1997, a Bureau of Hearings and Appeals Hearings Officer (the “Hearings Officer”) held that although Oxnard partially subsidized Rivera’s job responsibilities, Rivera’s entitlement to an annuity ended on March 31, 1991. The Hearings Officer sent copies of her decision and the Board’s appellate procedures to Rivera and his attorney, noting that Rivera had sixty days from May 15 to file his appeal with the Board.

On July 14, 1997, the deadline for filing his appeal, Rivera sent the Board a letter requesting additional time to -file his appeal. Rivera claimed that he needed more time because he: (1) had problems with his employment, including a sexual harassment claim; (2) was unable “to concentrate on the appeal process until very recently”; and (3) lived about thirty miles from his attorney’s office and was unable to get transportation to her office until July 14, 1997. The Board eventually received Rivera’s appeal on July 24, 1997. In his appeal, Rivera stated that he intended to file additional evidence with the Board concerning “[t]he true percentage of subsidization Mr. Rivera receives and his actual income.”

On October 3, 1997, the Secretary to the Board sent a letter to Rivera, advising him that the Board “will hold open the appeal for 60 days from the date of this letter for the submission of evidence. In the absence of any such submission, the Board will proceed to issue a decision on the record before it.” The Secretary also quoted § 260.9(d) of the Board’s regulations, which relates to the submission of additional evidence, and informed Rivera that “admission of new evidence on appeal to the Board is discretionary with the Board, and you should explain why submission of such evidence was not possible at an earlier stage of adjudication.” Rivera did not supply the Board with additional evidence.

On November 19, 1998, the Board dismissed Rivera’s appeal as untimely, with one member dissenting. The Board noted that its regulations require a claimant filing a late appeal to show that circumstances beyond his control caused the late filing, and concluded that “the reasons presented by Mr. Rivera for late filing do not constitute good cause.” See 20 C.F.R. § 260.9(c) (“If in the judgment of the Board the reasons given establish that the appellant had good cause for not filing the final appeal form within the time prescribed, the Board will consider the appeal *1008 to have been filed in a timely manner.”); id. at § 260.3(d) (listing circumstances where good cause may exist). The dissent stated:

[T]he Board’s agreement to hold the record open was an implicit waiver of the late filing. It does not make sense to make an offer to- accept additional evidence and then to dismiss the appeal for a procedural deficiency. Moreover, the decision of the majority seems- particularly unbalanced and unfair, since it refuses to consider the merits of Mr. Rivera’s appeal for missing the filing deadline by 10 days in an opinion issued more than 12 months after that filing.

In a December 8, 1998 letter, Rivera requested reconsideration of the Board’s decision, stating that his attorney was the cause of his untimely appeal. The Board rejected Rivera’s request, and this appeal ensued.

II.

The Board argues that we lack jurisdiction to review its November 19, 1998 decision. The Supreme Court has- instructed lower courts to resolve jurisdictional issues before reaching the merits of a case. Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998) (rejecting the doctrine of “hypothetical jurisdiction”); accord United States v. Sumner, 226 F.3d 1005, 1014 (9th Cir.2000). The Steel Court explained that “ ‘[wjithout jurisdiction the court cannot proceed at all in any cause. Jurisdiction is power to declare the law, and when it ceases to exist, the only function remaining to the court is that of announcing the fact and dismissing the cause.’ ” 523 U.S. at 94, 118 S.Ct. 1003 (quoting Ex parte McCardle, 74 U.S. (7 Wall.) 506, 514, 19 L.Ed. 264 (1868)). Accordingly, we turn to examine whether we have jurisdiction to entertain Rivera’s appeal.

Section 231g of the Act incorporates the judicial review provisions of the Railroad Unemployment Insurance Act, which provides: “Any claimant ... may, only after all administrative remedies within the Board will have been availed of and exhausted, obtain a review of any final decision of the Board ... in the United States court of appeals for the circuit in which the claimant ... resides.... ” 45 U.S.C. § 355(f) (2000). Thus, to qualify for review in this court, Rivera must show that the Board’s dismissal of his claim constitutes a “final decision of the Board”. We hold that it does not, because it was not a “final decision of the Board” on the merits of Rivera’s claim.

The Board’s regulations, provide for a series of administrative steps a claimant may take to challenge an adverse decision by the Director.

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Bluebook (online)
262 F.3d 1005, 2001 Cal. Daily Op. Serv. 7521, 2001 Daily Journal DAR 9255, 2001 U.S. App. LEXIS 19220, 2001 WL 968995, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cleto-rivera-jr-v-railroad-retirement-board-ca9-2001.