Clements v. Kirby

274 F. 575, 1921 U.S. App. LEXIS 1371
CourtCourt of Appeals for the Sixth Circuit
DecidedJune 7, 1921
DocketNo. 3478
StatusPublished
Cited by12 cases

This text of 274 F. 575 (Clements v. Kirby) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clements v. Kirby, 274 F. 575, 1921 U.S. App. LEXIS 1371 (6th Cir. 1921).

Opinion

DENISON; Circuit Judge.

Bill filed under R. S. § 4915 (Comp. St. § 9460), to procure for Clements the patent issued to Kirby May 23, 1916, No. 1,184,459. Clements and Kirby were contesting applicants in the Patent Office with reference to an improvement in vacuum cleaners, whereby the suction intake could be diverted from the regular nozzle to a more distant hose-connected nozzle. The primary elements of such a structure are the pump or fan chamber and the suction chamber. The two are divided by a partition having an opening. The suction chamber is provided with a suitable intake nozzle, and the pump chamber has a tangential outlet to the dust receptacle. By the suction effect of the pump, the dust is pulled through the intake nozzle suction chamber and the partition opening into the pump chamber, and is therefrom blown out to the dust receptacle. Each of the contesting applicants improved this old structure by making an opening in the outer shell of the suction chamber, directly opposite and registering with the partition opening, and inserting .through the outer shell opening and tightly into the partition opening an open-ended tube for a hose connection, whereby the suction pull was cut off entirely from the normal suction chamber, [577]*577and this function transferred to the suction nozzle at the outer end of the hose. This improvement has demonstrated its utility and has been largely adopted.

It is quite obvious that the possible presence of the inserted tube is an essential part of this invention; for, without it, the invention did not exist. How this conception should be formulated is a matter of arbitrary rule; and while such rules are convenient or even necessary in the Patent Office practice, their application'ought not to go to such an extent as to divert the patent from the true inventor to another. When the matter of formulation is considered in connection with the structure here described, it appears that the Patent Office procedure forbade uniting in the same claim two elements which do not simultaneously co-operate, but which have alternative and successive use. Accordingly, it was required that the inserted hose tube should not be named as a positive element of the claims, but that the inventive thought should be expressed in terms of the basic structure adapted to receive the inserted tube. Whatever language is selected for this purpose, confusion at once arises. If it has the broadest meaning, referring to any construction having oppositely disposed openings into which such a tube miglii have been inserted, without regard to whether the desired transfer of function was accomplished, it at once is apparent that there can be no valid patent to either contestant, because so broad a construction would cover earlier structures. If it is confined to a precise adaptability- — which may be called the moderately broad construction— to receive such a particular tube in such a manner as to operate successfully for the purpose now desired, there might or might not be pat-entability, depending (perhaps) on whether any earlier such precise adaptability was analogously purposeful or merely accidental. If it is given the narrow meaning, implying that a suitable tube is present ready for use and that provision for changing is the essence of the invention, patentability is not challenged upon this record — though it is difficult to comprehend how there is substantial distinction between the optional insertion of the tube thereby implied and the actual presence of the tube as a named element in the combination. It is not easy to see why a claim should not have been permitted including both an element like this removable tube, which has an active function when it is in place, and an element like the suction chamber which co-operates with the tube to furnish its setting, although the chief function of the suction chamber is temporarily dormant. However that might be (a subject later mentioned), it is this confusion — -which later became worse confounded — which has caused the trouble in this case.

Clements was the senior applicant. His attorneys conceived that the inserted tube was an element of his invention, and drew claims upon this theory. They were rejected, and the examiner said:

“Applicant can only cover, in this application, such a construction, com-pleto in itself without any additions to or substructions from it, as adapts it to any desired class of work or to such classes of work as may be done by it by the mere changes of adjustment of the parts, without removing any of the parts or adding other parts or substituting one part for another.”

[578]*578The applicant amended the claim without prejudice, insisting that the objections went only to the form, and not to the substance, of the invention. Eventually, the applicant and the examiner agreed upon tire proper form, as expressed in claims 1 and 2 quoted in the margin,1 and they became the only claims remaining in the application.

In the meantime, Kirby had come into the office, the structure of one of his drawings being substantially identical with Clements in the respects now involved. His claim which called for the suction chamber with its nozzle and the hose with its connection, was rejected as an aggregation. He then adopted, at the suggestion of the office, Clement’s claims 1 and 2, and an interference was declared with these two claims as the two counts of the issue. The parties both regarded the use of the substitutable hose connection, passing through the suction chamber and cutting it off, as the invention in controversy. Kirby’s preliminary statement (his pleading on the interference issues) claimed conception in May, 1911, followed by reduction to practice and filing of application on August 19, 1911. Clements claimed conception in October, 1910, reduction to practice in January, 1911, followed by application filed June 14, 1911. The proofs seem to show without question that Clements had an operative, experimental device in February, ordered castings in April, and made his first commercial machines as early as May, 1911. These embodied the alternative hose connection. Kirby testified that in September, 1910, he was manufacturing a vacuum cleaner which had the customary opening in the dividing wall between the suction chamber and pump chamber, and which had in the outer wall of the suction chamber and directly in line with tire partition opening, a removable cap; this removable cap being for the purpose of permitting access to the interior for cleaning purposes. Eater and about December, 1910, he made a hole in the cap and fastened therein a tube or suction hose and closed his suction chamber nozzle by a separate plug. He says:

“Then, later on, by extending this cap in far enough to reach the dividing wall, it automatically shut off the suction nozzle and connected the hose with the fan chamber. This idea of extending the cap in deeper was the thought that I had about the 1st of May, 1911.”

Obviously, upon the preliminary statements and this testimony and the conception of the meaning of the issue held by both parties, there was no escape from a decision in favor of Clements. Some testimony taken was said to have suggested to Kirby the question whether the issue ought not to be interpreted broadly enough to reach the construction made by him in September, 1910. Accordingly, he proved this [579]

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Bluebook (online)
274 F. 575, 1921 U.S. App. LEXIS 1371, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clements-v-kirby-ca6-1921.