Clements v. Beale

53 A.D. 416, 65 N.Y.S. 1093, 1900 N.Y. App. Div. LEXIS 1944
Appellate Division of the Supreme Court of the State of New York·Decided July 1, 1900·Published·Cited by 4 cases

Opinion

Woodward, J. :

This is a creditor’s suit, the action being brought to set aside two deeds by the defendant W. C. Beale to his sister, the defendant Phebe M. Beale, on the ground -that they were made “ with the intenf to hinder, delay and defraud this plaintiff in the collection of [417] his aforesaid claim against him, and to hinder, delay and defraud the creditors of said William C. Beale.” The answers deny this and allege that the deeds were honestly given for a good and sufficient consideration. The learned court finds the facts, apparently, in harmony with this contention of the defendants; but upon the trial of the action, and after the close of the testimony, the court permitted an amendment of the complaint, which was made to allege that the deeds were not delivered and accepted by the defendant Phebe M. Beale until after the docketing of the plaintiff’s original judgment, and evidence tending to establish this fact being admitted, the court found and decided that the deeds were nou delivered to and accepted by the defendant Phebe M. Beale until several days after the docketing of the judgment of the plaintiff, and that the said judgment of the plaintiff constituted a lien upon the premises conveyed by such deeds. From the judgment entered appeal comes to this court.

It is suggested that, as the court rendered a short decision, under the provisions of section 1022 of the Code of Civil Procedure, it was necessary that the defendants should have filed exceptions in order to review the judgment upon this appeal. While this would undoubtedly be necessary if the defendants sought a review of the facts and of the law, we are of opinion that questions of law raised by exceptions taken during the trial may be reviewed upon an appeal from the judgment under the provisions of sections 995 and 996 of the Code of Civil Procedure. (Dearing v. Pearson, 8 Misc. Rep. 269; Lanier v. Hoadley, 42 App. Div. 6, 8.)

The real question involved in this appeal is raised by the exception of the defendants to the amendment of the complaint after the close of the evidence in such a manner as to give the plaintiff a cause of action, where he had none before. The cause of action set forth in the complaint depended upon establishing fraud in the transfer of the property. This the plaintiff absolutely failed to do, but the learned court permitted an amendment of the complaint so that under the subsequent evidence it was established to the satisfaction of the court that the deed was not actually delivered until some days after the docketing of the judgment of the plaintiff, and that the judgment thus became alien upon the property transferred.

[418] This is giving to the plaintiff two opportunities to recover where he has pleaded but one cause of action, and we find no authority in the Code of Civil Procedure for an amendment upon the trial which sets up an entirely different cause of action from that which was contained in the original pleadings. An amendment contemplates that there shall be something to amend, and as the case stood at the close of the evidence, and at the time the amendment was granted, the plaintiff had absolutely nothing before the court. He had failed to bring into the case any evidence supporting his cause of action, and to amend the pleadings to give him a cause of action, assuming that the amendment accomplished this, was not warranted by section 723 of the Code of Civil Procedure. This. section, of the Code clearly contemplates that the pleadings shall set forth, and that the evidence shall sustain, some kind of a cause of action before it shall be competent for the court to allow an amendment. The 1st clause of the section says: The court may, upon the trial, or at any other stage of the action, before or. after judgment, in furtherance of justice, and on such terms as it deems just, amend any process, pleading or other proceeding, by adding or striking out the name of a person as a party, or by correcting a mistake in the name of & party, or a mistake in any other respect, or by inserting an allegation material to the case.” These provisions all relate to the mere details of a cause of action set forth by the pleadings, but which may, in some respects, present inaccuracies. It then continues, “ or, where the amendment does not change substantially the claim or defense, by conforming the pleading or other proceedings to the facts proved.” In the case now before us the claim of the plaintiff was that one of the defendants had fraudulently transferred his property to the other defendant for the purpose of hindering or delaying the plaintiff in the collection of his judgment. There was not only no proof of this contention of the plaintiff, but there were no “ facts proved ” to show that the deed was not delivered and accepted before the docketing of the plaintiff’s judgment. It was under this condition of affairs that the court permitted a so-called amendment of the complaint, and afterward allowed the plaintiff to introduce evidence tending to show lack of a delivery and acceptance of the deeds in question before the docketing of the judgment of the plaintiff. This affected a substantial right of the adverse [419] party, and it was, therefore, error on the part of the court to permit the change in the pleadings. “ This,” to use the language of the court in Southwick. v. First Nat. Bank of Memphis (84 N. Y. 420, 428), discussing section 723 of the Code of Civil Procedure, “ is not a case where the pleadings can after the trial be conformed to the proof, as such an amendment would change substantially the claim of the plaintiff as alleged. This is not a case of mere variance or mere defect, but a case of failure to prove the cause of action alleged in its entire scope. Pleadings and a distinct issue are essential in every system of jurisprudence, and there can be no orderly administration of justice without them. If a party can allege one cause of action and then recover upon another, his complaint will serve no useful purpose, but rather to ensnare and mislead his adversary.”

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Clements v. Beale, 53 A.D. 416, 65 N.Y.S. 1093, 1900 N.Y. App. Div. LEXIS 1944 (N.Y. Ct. App. 1900).

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