Cleaves-McClellan v. Shah

93 Va. Cir. 459, 2016 Va. Cir. LEXIS 89
CourtHampton County Circuit Court
DecidedJune 30, 2016
DocketCase No. (Civil) CL15-1918
StatusPublished
Cited by2 cases

This text of 93 Va. Cir. 459 (Cleaves-McClellan v. Shah) is published on Counsel Stack Legal Research, covering Hampton County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cleaves-McClellan v. Shah, 93 Va. Cir. 459, 2016 Va. Cir. LEXIS 89 (Va. Super. Ct. 2016).

Opinion

[460]*460By

Judge David W. Lannetti

Today the Court rules on separate pleas in bar based on sovereign immunity filed by defendants the City of Hampton (“Hampton”), the City of Newport News (“Newport News”), the Hampton-Newport News Community Services Board (the “CSB”), and Mukesh H. Shah, M.D., as well as demurrers filed by the CSB and Shah. The issue regarding the pleas in bar is whether the defendants are entitled to sovereign immunity from claims of negligence alleged by plaintiff Traci Cleaves-McClellan. The Court finds, based on the CSB’s serving a governmental function, that Hampton and Newport News are immune from liability for negligence and that the CSB and Shah are immune from liability for simple negligence. The issues regarding the demurrers are: (1) whether the complaint filed by Cleaves-McClellan alleges facts sufficient to support claims of gross negligence against the CSB and Shah; (2) whether the complaint alleges facts sufficient to support claims for punitive damages against the CSB and Shah; and (3) whether the tort of negligent supervision is recognized in Virginia. The Court finds that: (1) the complaint sufficiently alleges facts that could support a finding of gross negligence; (2) the complaint does not sufficiently allege facts that could support an award of punitive damages; and (3) negligent supervision is not a recognized cause of action in Virginia.

In light of the circumstances present here, the Court sustains Hampton’s and Newport News’s pleas in bar, sustains the CSB’s and Shah’s plea of sovereign immunity, overrules the CSB’s and Shah’s demurrers as to the gross negligence claims, sustains the CSB’s and Shah’s demurrers as to the punitive damages claim, and sustains the CSB’s demurrer as to the negligent supervision claim.

Background

Shah is a Virginia-licensed medical doctor and health care provider employed by the CSB as a psychiatrist. (Compl. 2; Tr. 7.) Cleaves-McClellan claims that Shah cared for and treated her at the CSB, located in Hampton, Virginia, for over one year, through July 2014, for “physical and mental illness, including bipolar disorder.” (Compl. at 2-3.) She alleges that Shah mis-prescribed the drug Geodon (the “Drug”) to her, failed to monitor her health, failed to discontinue the medication upon signs of complications from the Drug, failed to warn her of the danger of the Drug, and disregarded the warning signs of complications from the Drug. (Id. at 3.) Cleaves-[461]*461McClellan also claims that Shah “failed to obtain [her] informed consent . . . for treatment and by virtue thereof committed battery upon [her] and further committed battery by having unprivileged physical contact with her and continuing to prescribe and require [her] to take the drug despite adverse symptoms” she reported. (Id.) She further alleges that Shah’s co-defendants committed negligence in hiring, monitoring, and supervising Shah because Shah was unqualified to treat her mental illness and failed to adequately monitor administration of the Drug. (Id.) The negligent hiring claim is based on allegations that Shah is not a psychiatrist and that the “Dr. Mukesh H. Shah” who is employed by the CSB and is the subject of these claims is the same “Dr. Mukesh H. Shah” who is a California-licensed podiatrist who was subject to disciplinary action in California. (Compl. 3; Br. in Opp’n to Dem., Special Plea in Bar, and Plea of Sovereign Immunity (“Br. in Opp’n”) 2; Tr. 49-55.)

Cleaves-McClellan filed a complaint (the “Complaint”) alleging negligence, gross negligence, and negligent hiring, monitoring, and supervision against the CSB, Hampton, Newport News, and the Commonwealth of Virginia. (Id. at 3-4.) The Complaint also includes a cause of action for medical malpractice, battery, and gross negligence against Shah. (Id. at 2-3.) Cleaves-McClellan further seeks punitive damages based on Shah’s alleged “reckless and wanton conduct” and the other defendants’ failure to screen and determine that Shah is not a psychiatrist. (Id. at 4.)

A hearing on the pleas in bar and the demurrers was held on May 2, 2016, during which all parties, with the exception of the Commonwealth of Virginia, were represented. At the time of the May 2, 2016, hearing, the Commonwealth of Virginia had not yet been served with process of the complaint.

Positions of the Parties

A. Hampton's, Newport News’s, and the CSB’s Pleas in Bar

Hampton and Newport News argue that they are immune from all causes of actions alleged by Cleaves-McClellan. (Hampton Plea in Bar (“Hampton Plea”) 2; Newport News Plea of Sovereign Immunity (“Newport News Plea”) 3.) Although the pleas filed by Newport News, the CSB, and Shah are not styled as pleas in bar, the requested relief is consistent with pleas in bar, and the Court treats them as such. The CSB and Shah argue that they are immune from claims of simple negligence. (CSB & Shah Plea of Sovereign Immunity and Dem. (“CSB & Shah Plea”) 2.) These defendants argue that sovereign immunity extends to municipalities and their employees exercising their governmental functions, and that a function is considered governmental if it is pursuant to political, discretionary, or legislative authority. (Hampton Plea 2; Newport News Plea 2; CSB & Shah Plea 2.) Hampton and Newport News claim that § 37.2-500 of the Code of [462]*462Virginia mandates that they establish a community services board, which they assert is an exercise of a legislative function related to public welfare. (Id. ) Hampton and Newport News contend that they, therefore, are immune from liability for any negligence alleged by Cleaves-McClellan. (Hampton Plea 2, Newport News Plea 2.) The CSB and Shah similarly contend that they are immune from liability for simple negligence as alleged by Cleaves-McClellan. (CSB & Shah Plea 3.)

Hampton makes the additional argument that it has no operational control over the CSB or its employees, including Shah. (Hampton Plea 3.) It argues that, under § 37.2.500 et seq. of the Code of Virginia, it has a limited role in funding the CSB and appointing CSB board members. (Id. at 3-4.) Hampton claims that Code § 37.2-504(A) grants to the CSB — and not the locality — the responsibility to set policies and regulations for the delivery of services and the operation of facilities under its supervision, which includes the responsibility to make employee hiring and termination decisions. (Id. at 4.) Hampton argues that, because CSB employees are solely employees of the CSB’s board, Hampton cannot be vicariously liable for any of the CSB’s acts. (Id. at 4.)

Hampton and Newport News also claim that they are immune from punitive damages. (Hampton Plea 3; Newport News Plea 3.)

Finally, Hampton claims that there is no cause of action in Virginia for negligent monitoring or supervision as alleged by Cleaves-McClellan in the Complaint. (Hampton Plea 4.)

B. Cleaves-McClellan’s Response to the CSB’s Plea in Bar1

Cleaves-McClellan responds by stating that the CSB cites no Supreme Court of Virginia cases supporting the proposition that it was performing a governmental function. (Br. in Opp’n 3.) She also argues that, even if the CSB were engaged in a governmental function, immunity is limited to simple negligence. (Id.

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Bluebook (online)
93 Va. Cir. 459, 2016 Va. Cir. LEXIS 89, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cleaves-mcclellan-v-shah-vacchampton-2016.