Clayton v. Willis

489 So. 2d 813, 11 Fla. L. Weekly 1293
CourtDistrict Court of Appeal of Florida
DecidedMay 29, 1986
Docket86-802
StatusPublished
Cited by5 cases

This text of 489 So. 2d 813 (Clayton v. Willis) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clayton v. Willis, 489 So. 2d 813, 11 Fla. L. Weekly 1293 (Fla. Ct. App. 1986).

Opinion

489 So.2d 813 (1986)

Wiley G. CLAYTON, County Judge, Petitioner,
v.
Honorable Ben C. WILLIS, Etc., et al., Respondents.

No. 86-802.

District Court of Appeal of Florida, Fifth District.

May 29, 1986.

*814 John W. Tanner, P.A., Daytona Beach, for petitioner.

Ed Austin, Assigned State Atty., and Stephen M. Kunz, Assigned Asst. State Atty., Jacksonville, for respondent Honorable Ben C. Willis.

EN BANC

ON PETITION FOR WRIT OF PROHIBITION

PER CURIAM.

The petitioner, Wiley G. Clayton, a Volusia County Court Judge, seeks a writ of prohibition against the respondent, the Honorable Ben C. Willis, as Circuit Judge,[1] to prevent trial of multiple counts of an indictment against Clayton returned by the Spring Term Grand Jury of Volusia County, Florida, on May 6, 1986. The trial originally was scheduled for May 12, 1986. On May 9, 1986, this court issued an order directing the respondent to show cause within a prescribed time why relief should not be granted as to counts three through twenty-five, inclusive, of said indictment.[2] That order stayed trial of those counts pending disposition of the petition. The response and a reply thereto have now been received by this court, pursuant to Florida Rule of Appellate Procedure 9.100, and we have heard oral argument from each side in regard to their respective positions.

At the inception of our considerations, we note that it is undisputed that counts three through twenty-five attempt to charge the defendant, Clayton, with misdemeanors. The two remaining counts of the indictment (counts one and two) are felony charges, based on an alleged incident in Daytona Beach, Florida, on May 15, 1984, involving one Michael Becker and one *815 Stanley Masterson. The twenty-three misdemeanor counts, as shown by the allegations therein, are unrelated to the Becker-Masterson incident either factually or chronologically.

Section 26.012(2)(d), Florida Statutes (1985), gives exclusive original jurisdiction to circuit courts "of all felonies and of all misdemeanors arising out of the same circumstances as a felony which is also charged." (Emphasis added.) Even a casual reading of the indictment in this case reveals that the twenty-three alleged misdemeanors did not arise out of the same circumstances as the felonies alleged in counts one and two. Misdemeanor jurisdiction cannot be conferred upon the circuit court by waiver or consent. White v. State, 404 So.2d 804 (Fla. 2d DCA 1981); Worley v. State, 396 So.2d 1153 (Fla. 2d DCA 1981). Therefore, the respondent, as a circuit judge, clearly lacks subject matter jurisdiction of these twenty-three misdemeanor counts and must be prohibited from proceeding in respect thereto.

Aside from the fundamental jurisdictional defect set forth above, the indictment is riddled with infirmities that further support prohibition relief in this case. Seventeen counts of the indictment (three-six, nine-fifteen, seventeen-twenty-one, and twenty-five) purport to charge Clayton with criminal offenses for allegedly violating the Code of Judicial Conduct. Such violations are not crimes and, except for impeachment, are within the exclusive jurisdiction of the Florida Supreme Court and the Judicial Qualifications Commission. See Art. V, § 12(a), Fla. Const.; In Re The Florida Bar — Code of Judicial Conduct, 281 So.2d 21, 23 (Fla. 1973). The provisions of a Code of Judicial Conduct which do not come within the ambit of one of the express proscriptions of the penal law and which have never been adopted by the Legislature may not be enforced by resort to criminal prosecution. People v. La Carrubba, 46 N.Y.2d 658, 416 N.Y.S.2d 203, 389 N.E.2d 799 (1979). As the New York Court of Appeals stated in La Carrubba:

We perceive no intention on the part of the Legislature to cloak the District Attorney with responsibility for compelling conformity with the Code of Judicial Conduct.

Id., 416 N.Y.S.2d at 207, 389 N.E.2d at 802-03.

Seventeen of the counts also allege vaguely that Clayton acted in contravention of the Florida Rules of Criminal Procedure, and/or the Rules of Practice and Procedure for Traffic Courts, and/or County Administrative Orders. No specific rule or order is identified anywhere in the indictment. It is clear that the failure by a judge to comply with a procedural rule or administrative order, whether at the county court level or supreme court level, is not a statutory crime in Florida. Indeed, the respondent does not contend otherwise, relying instead on the English common law as supportive of this indictment.

There was no legal obstacle to the imposition of procedural duties upon English common law judges by the legislative power, nor to the criminal prosecution of the common law judge by a prosecutor acting under executive power to enforce judicial duties because all powers of government were lodged in the sovereign king. This is why English judges were dependent upon the will of the king, which was one of the reasons for the American Revolution and the adoption of our constitutional form of government. Because of this lack of judicial independence, judicial administrative and procedural duties based on court-adopted rules of court and codes of judicial ethics were unknown to the English common law judicial system.

The separation of powers provision in our constitution — Article II, Section 3, Florida Constitution — divides all governmental power into three substantive components, makes each an independent branch of government, and prohibits each from encroaching on the functions of another. This is the authority for each branch to adopt rules to govern itself. This is also the reason the executive power cannot prosecute, as a crime under statutes adopting *816 the common law of England, a judge for failure to follow court rules and judicial ethics. Enforcement of court-adopted procedural and administrative rules, as well as judicial ethics, is for the judicial branch of government, just as the enforcement of congressional rules, adopted by the legislative power to govern itself, is for that branch of government.

A review of cases of judicial misconduct shows, without exception, that violation of rules of procedure and codes of judicial ethics or conduct are enforced by commissions such as the Florida Judicial Qualifications Commission, and not by criminal prosecution. In Inquiry Concerning Judge, J.Q.C., 357 So.2d 172 (Fla. 1978), a county court judge was charged with violations of a similar nature, e.g., speaking to defendants ex parte, refusing to issue a writ of replevin, and refusing to execute a final judgment. In Inquiry Concerning a Judge, Leon, 440 So.2d 1267 (Fla. 1983), a judge was disciplined for engaging in improper ex parte communications with another judge regarding his disposition of a case, and improperly altering a sentence. In Inquiry Concerning a Judge, Damron, 487 So.2d 1 (Fla. 1986), a county court judge was removed from office by the Florida Supreme Court, pursuant to findings and recommendations by the Judicial Qualifications Commission, for engaging in ex parte communications, threatening litigants, using his office for personal political gain, and discouraging defendants from the exercise of constitutional rights.

Other states also employ judicial qualifications commissions to review allegations of ethical misconduct, rather than allowing review by indictment and resolution by a jury of laymen. In Spruance v. Commission on Judicial Qualifications, 13 Cal.3d 778, 119 Cal.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Coffey
Court of Appeals of North Carolina, 2024
Izquierdo v. State
890 So. 2d 1263 (District Court of Appeal of Florida, 2005)
State v. Yaros
728 So. 2d 1201 (District Court of Appeal of Florida, 1999)
Barr v. State
507 So. 2d 175 (District Court of Appeal of Florida, 1987)

Cite This Page — Counsel Stack

Bluebook (online)
489 So. 2d 813, 11 Fla. L. Weekly 1293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clayton-v-willis-fladistctapp-1986.