Clayton v. Kijakazi

District Court, S.D. California·Decided July 3, 2024·No. 3:23-cv-01170·Unknown

Opinion

EDWARD C., Case No.: 23-cv-1170-AJB-KSC Plaintiff, v. RECOMMENDATION FOR AN MARTIN O’MALLEY, Commissioner of ORDER REVIEWING FINAL Social Security, DECISION OF THE COMMISSIONER OF SOCIAL Defendant. SECURITY Plaintiff filed this action challenging the final decision of the Commissioner of Social Security denying plaintiff’s claim for benefits. Doc. No. 1. This Court directed the parties to explore informal resolution of the matter through the meet-and-confer process, but the parties were unable to resolve the case on their own. Doc. Nos. 9, 10. Having reviewed the parties’ briefing and the Administrative Record (“AR”), the Court submits this Report and Recommendation to the assigned District Judge pursuant to 28 U.S.C. § 636(b) and Federal Rule of Civil Procedure 72(b). //// //// //// //// Plaintiff applied for Disability Insurance Benefits. AR 15.1 The Social Security Administration denied the claim. Id. The Administration denied plaintiff’s claim upon rehearing. Id. Plaintiff requested a hearing before an Administrative Law Judge (“ALJ”). Id. Plaintiff, represented by counsel, appeared before the ALJ. Id. Plaintiff’s attorney and the ALJ both examined plaintiff at the hearing, and the ALJ received testimony from a vocational expert. Id. After reviewing the documentary evidence in the record and hearing the witnesses’ testimony, the ALJ ultimately concluded plaintiff was not disabled. Id. at 33.2 The ALJ’s decision followed the five steps prescribed by applicable regulations under which the ALJ must sequentially determine (1) if the claimant is engaged in substantial gainful employment; (2) whether the claimant suffers from a “severe” impairment; (3) if any impairment meets or is medically equal to one of the impairments identified in the regulatory Listing of Impairments; (4) the claimant’s residual functional capacity (“RFC”) and whether the claimant could perform any past relevant work; and (5) whether a claimant can make an adjustment to other work based on his or her RFC. See 20 C.F.R. § 404.1250(a)(4); AR 18-20. The ALJ’s evaluation ends if at any individual step the ALJ finds the claimant is or is not disabled. See 20 C.F.R. § 404.1250(a)(4). The ALJ first made a threshold finding plaintiff met the insured status requirements through a date last insured (“DLI”) of December 31, 2021. AR 20. At step one, adopting 1 All citations to “AR” are to the Administrative Record in this matter [Doc. No. 8], and are paginated accordingly. Any other citations to the Court’s docket will reflect pagination assigned by the Court’s CM/ECF case management system. 2 Although plaintiff had previously been denied benefits at a prior hearing, the ALJ in this case found any presumption of continuing non-disability as a consequence of the prior administrative proceedings had been rebutted by a showing of changed circumstances. AR the previous administrative findings, the ALJ found plaintiff had “not engaged in substantial gainful activity since August 25, 2019,” the alleged onset date. Id. At step two, the ALJ found plaintiff had the following severe impairments: “thoracic spine scoliosis and degenerative disc disease; degenerative disc disease of the cervical spine with radiculopathy; obesity; chronic obstructive pulmonary disease (COPD); asthma; migraines; generalized anxiety disorder (GAD); panic disorder; major depressive disorder (MDD); bipolar II disorder; and post-traumatic stress disorder (PTSD).” Id. The ALJ found plaintiff had the following non-severe physical and mental impairments: “diverticulosis; possible cirrhosis of the liver; anemia; hemochromatosis; pancreatitis; colitis; hypertension; fatigue; gastroesophageal reflux disease (GERD); nicotine dependence; tinnitus; vitamin D deficiency; syncope; insomnia; dyspnea; pharyngitis; peptic ulcer; polyarthritis; and white coat syndrome.” AR 21 (internal citations omitted). At step three, the ALJ found claimant’s symptoms did not meet or exceed the regulatory listings. AR 21-24. At step four, the ALJ determined plaintiff had “the residual functional capacity to perform light work,” except plaintiff can “frequently operate hand controls, reach, push, pull, handle, finger, and feel with both upper extremities . . .; occasionally kneel, crouch, stoop, balance, and crawl”; and “occasionally climb stairs and ramps.” AR 24. However, plaintiff can “never climb ladders, ropes, and scaffolds, and can never be exposed to unprotected heights and moving mechanical parts.” Id. Plaintiff “can have occasional concentrated exposure to atmospheric conditions” and “tolerate occasional exposure to extreme cold and vibration.” Id. Plaintiff can “understand, carry out, and remember simple instructions, and use judgment to make simple work-related decisions” and “deal with occasional changes in a routine work setting.” Id. The ALJ also stated plaintiff “cannot perform work requiring a specific production rate, such as assembly line work or work that requires hourly quotas.” Id. Finally, the ALJ found plaintiff “will be off task 10% of the workday.” Id. Given plaintiff’s RFC, the ALJ concluded plaintiff could not perform any past relevant work as a parts manager or auto mechanic. AR 31. At step five, the ALJ found “there are jobs that exist in significant numbers in the national economy that plaintiff can perform,” including “cleaner, housekeeper, marker,” and “sales attendant.” AR 31-32 (internal citations omitted). Accordingly, the ALJ found that the plaintiff was not disabled. AR 33. The Commissioner’s decision to deny plaintiff’s benefits claim became final on July 27, 2022. AR 1-3. This appeal followed. This Court will affirm the ALJ’s decision if (1) the ALJ applied the correct legal standards; and (2) the decision is supported by substantial evidence. See Batson v. Comm’r of the Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir. 2004). Under the substantial evidence standard, the Commissioner's findings are upheld if supported by inferences reasonably drawn from the record, and if there is evidence in the record to support more than one rational interpretation, the Court will defer to the Commissioner. Id. Even if the ALJ makes an error, this Court can nonetheless affirm the denial of benefits if such error was “harmless, meaning it was ‘inconsequential to the ultimate nondisability determination.’” Ford v. Saul, 950 F.3d 1141, 1154 (9th Cir. 2020) (quoting Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008)). The Court’s ability to uphold the ALJ’s decision is limited in that this Court may not make independent findings and therefore cannot uphold the decision on a ground not asserted by the ALJ. See Stout v. Comm’r of the Soc. Sec. Admin., 454 F.3d 1050, 1054 (9th Cir. 2006). Plaintiff claims two errors: the ALJ did not provide clear and convincing reasons for discounting plaintiff’s allegations of mental dysfunction and erroneously discounted the testimony of the plaintiff’s treating therapist, Cynthia Barnett, LMFT. See generally Doc. No. 11 at 1-2. The Court will address both issues. A. Whether the ALJ failed to provide clear and convincing reasons for discounting plaintiff’s allegations of mental dysfunction. In evaluating a claimant’s subjective symptom testimony, an ALJ must engage in a two-step analysis. Trevizo v. Berryhi

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