Clay v. United States
This text of 311 F. Supp. 3d 911 (Clay v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Robert M. Dow, Jr., United States District Judge
Petitioner Ali Clay ("Petitioner") is serving a 168-month sentence following a conviction for distribution of cocaine. Currently before the Court are Petitioner's pro se motion [1] to vacate, set aside, or correct his conviction and sentence pursuant to
I. Background1
In April and May 2009 and June 2011, Petitioner sold crack cocaine to a government informant known as "Poochie Man." Petitioner was arrested following the June 2011 transaction. At the time of his arrest, Petitioner confessed to Special Agent ("SA") Christopher Labno of conducting extensive drug sales since April 2009. According to SA Labno, Petitioner confessed that he had been selling Poochie Man *916crack for several years and had done approximately ten to twelve transactions with him since 2009, with two transactions for 63 grams and the rest of either an ounce (28.35 grams) or an "8-ball" (3.5 grams). R. 107 at 25-28. According to Agent Labno, Petitioner also confessed that from 2009 until the time of his arrest, he "overall on average" sold between 63 and 125 grams of crack every 3 to 4 days, for a total drug volume of approximate 11 kilograms (11,000 grams).
Petitioner was charged with three counts of distributing crack cocaine, in violation of
Following the denial of his motion to suppress, Petitioner entered a change of plea. See R. 81. Petitioner signed a plea declaration stating that he distributed between 112 and 196 grams of cocaine base between April 11, 2009 and June 9, 2009 and, after a hiatus, distributed between 28 and 112 grams of cocaine base. R. 82. at 7. The plea declaration contained an anticipated advisory Sentencing Guidelines range of 70-87 months' imprisonment, subject to a ten-year mandatory minimum of 120 months, which was based on an anticipated criminal history category of III and an anticipated three-level reduction in offense level for acceptance of responsibility. In the plea declaration, Petitioner acknowledged that he understood the advisory Guidelines calculations were "preliminary in nature and ... non-binding predictions"; that "the Court ultimately determines the facts and law relevant to sentencing"; that "the validity of [his] [d]eclaration [wa]s not contingent upon ... the Court's concurrence with the ... calculations"; and that he would "not have a right to withdraw his plea on the basis of the Court's rejection of the[ ] calculations." R. 82 at 9.
At the February 28, 2013 change of plea hearing, Petitioner acknowledged that he had read the plea declaration and reviewed it with his attorney before signing. Petitioner also stated that he understood that he faced a sentence of between 10 years (the mandatory minimum) and life. The Government informed Petitioner and the Court that, at sentencing, it would seek a 2-level enhancement for obstruction of justice and was reserving its right to object to a three-point reduction for acceptance of responsibility. R. 108 at 15-16. The Government took the position that it was a "close call whether [Petitioner] should be given acceptance if he continues to dispute his own statements to the agents when he has admitted the vast majority of that statement is in fact true," and "the only statements he is not admitting in the statement are the ones exposing him to such a massive sentenc[e] under the Guidelines." Id. at 15. Petitioner's attorney took the position that Petitioner should receive the three-point reduction for acceptance of responsibility. Id. at 16.
*917Before accepting Petitioner's plea, the Court asked Petitioner if he understood that, "at sentencing, I will make a final determination as to what Guideline range should apply to this case." R 108 at 18. Petitioner responded, "Yes." Id. The Court also asked Petitioner, "if it turns out that the sentence is more severe than you were hoping for or than you expected, do you understand that you still would be bound by your plea and would have no right to withdraw it?"Id. Petitioner responded, "Yes." Id. Further, the Court asked Petitioner, "do you understand that the final decision as to what your sentence will be rests with the court?" Id. at 19. Petitioner responded, "Yes." Id. Petitioner then entered his guilty plea. Id. at 24-25.
The Court sentenced Petitioner on July 15, 2013. See R. 92. At the sentencing hearing, the Government took the position that Petitioner was responsible for 11 kilograms of cocaine. Petitioner took the position that he should be sentenced based on less than 200 grams. The Court found that Petitioner was responsible for between 280 and 840 grams of crack cocaine. R. 109 at 28, 43-45.
The Court also found that Petitioner had obstructed justice by testifying falsely at the suppression hearing, and gave him a two-point sentencing enhancement.
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Robert M. Dow, Jr., United States District Judge
Petitioner Ali Clay ("Petitioner") is serving a 168-month sentence following a conviction for distribution of cocaine. Currently before the Court are Petitioner's pro se motion [1] to vacate, set aside, or correct his conviction and sentence pursuant to
I. Background1
In April and May 2009 and June 2011, Petitioner sold crack cocaine to a government informant known as "Poochie Man." Petitioner was arrested following the June 2011 transaction. At the time of his arrest, Petitioner confessed to Special Agent ("SA") Christopher Labno of conducting extensive drug sales since April 2009. According to SA Labno, Petitioner confessed that he had been selling Poochie Man *916crack for several years and had done approximately ten to twelve transactions with him since 2009, with two transactions for 63 grams and the rest of either an ounce (28.35 grams) or an "8-ball" (3.5 grams). R. 107 at 25-28. According to Agent Labno, Petitioner also confessed that from 2009 until the time of his arrest, he "overall on average" sold between 63 and 125 grams of crack every 3 to 4 days, for a total drug volume of approximate 11 kilograms (11,000 grams).
Petitioner was charged with three counts of distributing crack cocaine, in violation of
Following the denial of his motion to suppress, Petitioner entered a change of plea. See R. 81. Petitioner signed a plea declaration stating that he distributed between 112 and 196 grams of cocaine base between April 11, 2009 and June 9, 2009 and, after a hiatus, distributed between 28 and 112 grams of cocaine base. R. 82. at 7. The plea declaration contained an anticipated advisory Sentencing Guidelines range of 70-87 months' imprisonment, subject to a ten-year mandatory minimum of 120 months, which was based on an anticipated criminal history category of III and an anticipated three-level reduction in offense level for acceptance of responsibility. In the plea declaration, Petitioner acknowledged that he understood the advisory Guidelines calculations were "preliminary in nature and ... non-binding predictions"; that "the Court ultimately determines the facts and law relevant to sentencing"; that "the validity of [his] [d]eclaration [wa]s not contingent upon ... the Court's concurrence with the ... calculations"; and that he would "not have a right to withdraw his plea on the basis of the Court's rejection of the[ ] calculations." R. 82 at 9.
At the February 28, 2013 change of plea hearing, Petitioner acknowledged that he had read the plea declaration and reviewed it with his attorney before signing. Petitioner also stated that he understood that he faced a sentence of between 10 years (the mandatory minimum) and life. The Government informed Petitioner and the Court that, at sentencing, it would seek a 2-level enhancement for obstruction of justice and was reserving its right to object to a three-point reduction for acceptance of responsibility. R. 108 at 15-16. The Government took the position that it was a "close call whether [Petitioner] should be given acceptance if he continues to dispute his own statements to the agents when he has admitted the vast majority of that statement is in fact true," and "the only statements he is not admitting in the statement are the ones exposing him to such a massive sentenc[e] under the Guidelines." Id. at 15. Petitioner's attorney took the position that Petitioner should receive the three-point reduction for acceptance of responsibility. Id. at 16.
*917Before accepting Petitioner's plea, the Court asked Petitioner if he understood that, "at sentencing, I will make a final determination as to what Guideline range should apply to this case." R 108 at 18. Petitioner responded, "Yes." Id. The Court also asked Petitioner, "if it turns out that the sentence is more severe than you were hoping for or than you expected, do you understand that you still would be bound by your plea and would have no right to withdraw it?"Id. Petitioner responded, "Yes." Id. Further, the Court asked Petitioner, "do you understand that the final decision as to what your sentence will be rests with the court?" Id. at 19. Petitioner responded, "Yes." Id. Petitioner then entered his guilty plea. Id. at 24-25.
The Court sentenced Petitioner on July 15, 2013. See R. 92. At the sentencing hearing, the Government took the position that Petitioner was responsible for 11 kilograms of cocaine. Petitioner took the position that he should be sentenced based on less than 200 grams. The Court found that Petitioner was responsible for between 280 and 840 grams of crack cocaine. R. 109 at 28, 43-45.
The Court also found that Petitioner had obstructed justice by testifying falsely at the suppression hearing, and gave him a two-point sentencing enhancement. The Court explained, "that's not mere accident and it's not mere misremembering or not remembering, but there was a lack of credibility that ... suggests a contrived aspect to it rather than accidental or memory loss, and that's really where the court of appeals draws the line on obstruction of justice ... the story he told just doesn't hold together in too many ways with too much detail for it not to have been an attempt to obstruct justice." R. 109 at 46-47. The Court also declined to give Petitioner the three-point acceptance of responsibility reduction that he sought. According to the Court, "with the obstruction [enhancement], as a Guideline matter it would be very difficult" to also obtain a reduction for acceptance of responsibility, but noted that "there are circumstances in which you could get both an obstruction and an acceptance." R. 109 at 69. "[I]n any event," the Court concluded, Petitioner's acceptance was not as "robust as you need to" get the three-point reduction, because Petitioner "accepted some things and not others[.]" Id. at 70. Nonetheless, the Court gave Petitioner partial credit for acceptance of responsibility by taking it into consideration under Section 3553(a). Id. at 49; see also 18 U.S.C.§ 3553(a).
The Court determined that Petitioner's final offense level was 34, his criminal history category was IV, and that the Guidelines range was 210 to 262 months imprisonment. R. 109 at 42. As to the criminal history category, the Court accepted Probation's calculation, which included 3 criminal history points for Petitioner's 2003 AUUW conviction. See R. 84 at 16 (assigning 3 points to conviction). In total, Petitioner was assigned 8 criminal history points, for a criminal history category of IV. See R. 109, at 42, 68 (transcript of sentencing hearing); see also R. 84 at 19 (presentence investigation report showing total of 8 points for criminal history category of IV). Petitioner's attorney did not object to these calculations. The Court gave Petitioner a below-Guidelines sentence of 192 months, "in part" because of Petitioner's partial acceptance of responsibility. R. 109 at 68.
Petitioner filed a notice of appeal to the Seventh Circuit. See United States v. Clay ,
This Court subsequently reduced Petitioner's sentence from 192 months to 168 months, based on an amendment to the Sentencing Guidelines which lowered the base offense levels applicable to narcotics offenses. See R. 124, 126.
Petitioner now seeks to vacate, set aside, or correct his conviction and sentence pursuant to
II. Legal Standard
Petitioner seeks habeas relief under Section 2255. A Section 2255 motion to vacate to set aside or correct a sentence will be granted only if the petitioner establishes that "the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack."
In this case, all of Petitioner's arguments are premised on the alleged ineffectiveness of his trial and/or appellate counsel. In order to prevail on an ineffective assistance of counsel claim, Petitioner must meet the two-pronged "performance" and "prejudice" test set forth in Strickland v. Washington ,
In analyzing the performance prong, the Court applies a " 'strong presumption that counsel's representation was within the wide range of reasonable professional assistance.' " Delatorre v. United States ,
If the Court finds an attorney's representation to be deficient, it must then decide, under the prejudice prong of Strickland , whether there is " 'a reasonable probability that, but for counsel's unprofessional errors, the result of the proceedings would have been different,' " Allen v. Chandler ,
III. Analysis
A. Whether this Court erred when it assessed 3 criminal history points based on Illinois' constitutionally invalidated Aggravated Unlawful Use of a Weapon (AUUW) statute, 720 ILCS 5/24-1.6(a)(1) ; and whether Petitioner should be allowed to amend his petition to add an ineffective assistance claim based on counsel's failure to challenge this alleged error on direct appeal2
Petitioner argues that he is entitled to habeas relief because his Sentencing Guidelines range was miscalculated. In *920particular, Petitioner argues that, pursuant to United States v. Jenkins ,
Considering the motion to amend first, the Court will allow Petitioner to add this ineffective assistance claim to his habeas petition. Rule 15(a)(2) of the Federal Rules of Civil Procedure provides that "courts should grant leave to amend freely only 'when justice so requires.' " Vitrano v. United States ,
Another threshold issue raised by the Government is whether Petitioner's argument is an impermissible collateral attack on his AUUW conviction. The Government relies on Daniels v. United States ,
Like Petitioner here, the defendant in Jenkins had been assigned three criminal history points in his federal sentencing based on his earlier conviction under Illinois' AUUW statute.
The Court recognizes that Petitioner was unsuccessful in his attempt to have the Illinois state courts vacate his underlying AUUW conviction. Unfortunately, the Court cannot determine based on the record here-or on the Illinois state court records that it independently obtained-why Petitioner was denied the relief he sought. However, Jenkins does not require a defendant's underlying conviction to be vacated in order for the conviction to be excluded from the calculation of the defendant's criminal history points. In Jenkins , the Seventh Circuit rejected the government's argument that the "prior case" requirement meant that the "defendant's sentence [must] have been ruled constitutionally invalid by the specific court that imposed the sentence ."
Based on Jenkins , the Court concludes that Petitioner should not have been assigned three criminal history points for his AUUW conviction. Moore -in which the mandate was issued a week before Petitioner was sentenced-is a "prior case," binding on this Court, in which Petitioner's AUUW conviction was ruled unconstitutional. See Beard v. United States ,
However, the Government points out, this sentencing error is one that could have been raised on direct appeal, as was *922done in Jenkins . According to the Government, Petitioner's failure to appeal this issue results in procedural default of his habeas claim. Since "attorney error that constitutes ineffective assistance of counsel is cause to set aside a procedural default," Sanders , 398 F.3d at 580 (internal quotation marks and citations omitted), the Court must assess whether the failure of Petitioner's appellate counsel to argue that Petitioner should not have been assigned criminal history points for his AUUW conviction constituted ineffective assistance of counsel.
Considering the first prong of the Strickland test, the Court concludes that Petitioner's appellate counsel provided ineffective assistance by failing to appeal the inclusion of the AUUW conviction in the calculation of Petitioner's Guidelines range. "An attorney's failure to object to an error in the court's guidelines calculation that results in a longer sentence for the defendant can demonstrate constitutionally ineffective performance." Ramirez v. United States ,
Here, Petitioner's appellate counsel failed to analyze Moore and Aguilar and its effect on the calculation of Petitioner's criminal history points. This was not a "strategic choice[ ] made after thorough investigation of law and facts," Strickland ,
*923Moving to the prejudice prong of the Strickland test, the Court must assess whether there is "a reasonable probability that [Petitioner] received additional prison time because of counsel's error." Jaimes-Moreno ,
The Government argues that even if the wrong criminal history category was used, Petitioner was not prejudiced because the sentence he received was within the Guidelines range that would apply if the correct criminal history category had been used. Further, Petitioner's sentence was subsequently reduced-to 168 months-due to an amendment to the Sentencing Guidelines in 2015 that lowered the base offense level applicable to narcotics offenses. But it is fairly easy to see how this case would have unfolded differently had anyone spotted the error in calculating Petitioner's applicable advisory Guideline range at his original sentencing. A three point reduction in Petitioner's criminal history points based on the exclusion of the 2003 AUUW conviction would have shifted Petitioner's criminal history category from IV to III. The corresponding adjustment in the advisory Guideline range would have reduced the range from 210 to 262 months to 188 to 235 months. Because sentencing is more art than science, it is impossible for the Court to say almost five years after the fact precisely what sentence it would have imposed. Nevertheless, the Court can say with confidence that it would have imposed a sentence below the low end of the properly calculated range-most likely in the neighborhood of 170 to 174 months, which would have been proportionally a similar reduction off the low end of the range as the sentence actually imposed (192 months on a range of 210 to 262 months).
Then, in 2015, when Petitioner sought a further reduction to the low end of the newly-applicable range following the Guidelines amendment, the properly calculated range at that time should have been 151 to 188 months based on a total offense level of 32 and a criminal history category of III, instead of 168 to 210 months using the (still incorrect and uncorrected) criminal history category IV. At that time, the Government took the position, based on: (i) a consideration of the § 3553(a) factors, (ii) defendant's offense conduct and criminal history; and (iii) the absence of any substantial misconduct while incarcerated, that the Court should reduce Petitioner's sentence to the bottom of the revised applicable advisory Guideline range of 168 months. R. 124 at 7-8. The Court accepted that recommendation and resentenced Petitioner accordingly. There is no reason to think that both the Government and the Court would not have taken the same approach to resentencing Petitioner-i.e. , recommended and adopted a sentence at the low end of the (properly calculated) revised applicable Guideline range-had the Guidelines been properly calculated from the start. The upshot of this analysis is that Petitioner is entitled to relief under *924the applicable cause and prejudice standard, and the Court therefore reduces his sentence to 151 months.
B. Whether Petitioner's trial counsel rendered ineffective assistance by (1) allegedly representing to Petitioner prior to his plea that he would receive a 3-point reduction for acceptance of responsibility and (2) not moving to withdraw Petitioner's guilty plea4
Petitioner argues that his trial counsel rendered ineffective assistance at the plea phase by allegedly telling him that he would receive a three-point sentencing reduction for acceptance of responsibility. Petitioner asserts that this was clearly erroneous because defendants virtually never receive the reduction when they have been found to have obstructed justice. Relatedly, Petitioner argues that his trial counsel was ineffective because he did not move to withdraw Petitioner's guilty plea as Petitioner requested prior to his sentencing. An email attached to Petitioner's brief shows that trial counsel told Petitioner that he could not withdraw his plea based on his unhappiness with the presentencing investigation report, because "there is language in the Plea Agreement to that effect." [3] at 35. As to acceptance of responsibility, counsel also told Petitioner that he "wouldn't worry about it because I think the Judge will rule in your favor on the 3 points."
The Court concludes that Petitioner is not entitled to habeas relief on either ground. As an initial matter, Petitioner offers no support for his underlying premise that defendants virtually never receive a sentencing reduction for acceptance of responsibility when they have been found to have obstructed justice. While the Court stated at sentencing that it may be "very difficult" to obtain a reduction for acceptance of responsibility after being found to have obstructed justice, it nonetheless recognized that "there are circumstances in which you could get both an obstruction [enhancement] and an acceptance [deduction]." R. 109 at 69. Thus, Petitioner has not satisfied Strickland 's performance prong.
Petitioner cannot satisfy Strickland 's prejudice prong, either. Petitioner was informed prior to entering his plea that the Government was going to seek an enhancement for obstruction of justice and was reserving its right to object to the three-point reduction for acceptance of responsibility. Petitioner therefore knew his potential sentencing exposure before pleading guilty and cannot blame his decision to do so on his counsel's advice.
Even if Petitioner had not been warned about the specific sentencing consequences that he complains about now, his habeas claim still would fail because, prior to pleading guilty, he was advised and acknowledged that his sentence could be "more severe than [he was] hoping for or ... expected," that he would "have no right to withdraw it," and that the Court would make the final determinations as to the applicable Guideline range and his final sentence. R. 108 at 18. "It is well-established that a district court's explanation of the sentencing process to a defendant during the defendant's plea colloquy removes any possible prejudice of counsel's [advice] on the sentencing consequences."
*925Harrington v. United States ,
Petitioner's "mere allegation ... that he would have insisted on going to trial is not sufficient to establish prejudice" in light of his "broad and repeated concessions" at the plea hearing "that he understood his sentence could be more severe than predicted and that he was not relying on a particular sentence in signing the plea agreement and pleading guilty." Bethel ,
Petitioner also cannot demonstrate that his trial counsel was ineffective for failing to move to withdraw Petitioner's guilty plea. A defendant does not have an absolute right to withdraw a guilty plea before sentencing, and "[b]ecause the defendant's statements at the plea colloquy are presumed to be true, the defendant bears a heavy burden of persuasion in showing that such a fair and just reason *926exists." United States v. Chavers ,
C. Whether Petitioner's trial counsel was ineffective due to his allegedly erroneous advice prior to the suppression hearing
Petitioner argues that his trial counsel rendered ineffective assistance prior to the suppression hearing by failing to tell him that if he lost the motion, "it is virtually certain that a court would thereafter apply an obstruction enhancement and not award a 3-point acceptance departure." [17] at 16. Petitioner claims that if he had been given this advice, he would have opted not to testify at the suppression hearing and, as a result, would not have received the obstruction enhancement or lost the acceptance departure.
The Court concludes that Petitioner's argument fails at Strickland step one, because Petitioner makes no attempt to "overcome the presumption that, under the circumstances, the challenged action 'might be considered sound trial strategy.' "
Further, Petitioner does not claim that his attorney counseled him to lie to the Court, exposing him to an obstruction enhancement. To the contrary, Petitioner was placed under oath at the suppression hearing and his attorney reminded him that he had "been sworn to tell the truth." R. 107 at 131. And to the extent that Petitioner might fault his attorney for failing to warn him not to lie, "an attorney's failure to explicitly inform his client of the necessity to tell the truth does not constitute the deficient performance necessary for a finding of ineffective assistance of counsel," because "the obligation to be *927honest with federal court personnel is an obvious duty and responsibility of all." United States v. Delgado ,
D. Whether trial counsel's allegedly ineffective assistance during the sentencing phase led to Petitioner losing credit for acceptance of responsibility and to an erroneous determination of the drug quantity attributable to Petitioner
Despite his framing of this issue, Petitioner does not identify anything that trial counsel could or should have done at sentencing to prevent Petitioner from losing the acceptance of responsibility credit. Petitioner's counsel argued that Petitioner should receive credit, but the Court was not convinced.
The Court therefore turns to the second part of Petitioner's argument, that his trial counsel provided ineffective assistance by convincing him to admit to distributing 300 grams of crack cocaine, with the understanding he would receive full credit for acceptance of responsibility. Petitioner asserts that, without this admission, the Government could not have satisfied its burden to support the finding that Petitioner was responsible for the distribution of 300 grams.
The Court concludes that Petitioner has not demonstrated that trial counsel's performance was deficient as to drug quantity. The Government presented evidence-Petitioner's own admission following his arrest-that Petitioner should be held responsible for distributing approximately 11 kilograms of cocaine. Petitioner's attorney's advocacy resulted in the Court rejecting the Government's position. Instead, at sentencing, the Court determined that that drug quantity was "between 280 and 840," the amount Petitioner "admits to and what Poochie Man says he did." [109] at 70. Petitioner's attorney's advocacy-including his advice to Petitioner to admit to the 300 grams-also resulted in the Court awarding him a partial reduction for acceptance of responsibility and sentencing him below the advisory Guidelines range.
CONCLUSION
For the reasons explained above, the Court grants Petitioner's motion for leave to amend [14] and grants in part and denies in part Petitioner's motion to vacate, set aside, or correct his conviction and sentence [1]. Specifically, based on a clear error in regard to the computation of Petitioner's criminal history that went unnoticed by trial counsel, appellate counsel, the Government, and the Court and that prejudiced Petitioner going forward, both at his original sentencing and his re-sentencing following a retroactive amendment to the Guidelines, the Court reduces Petitioner's sentence from 168 months to 151 months in the custody of the Bureau of Prisons. The motion is denied in all other respects.
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