Clark v . Palmer CV-95-297-SD 10/03/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Martha Clark
v. Civil N o . 95-297-SD
Todd Palmer
O R D E R
This civil action arises from plaintiff Martha Clark's placement in protective custody for intoxication after she was pulled over for driving with an inoperative front headlight in Barnstead, New Hampshire. Invoking 42 U.S.C. § 1983, the complaint asserts that defendant Todd Palmer, a police officer for the town of Barnstead, New Hampshire, infringed on
plaintiff's rights secured by the Fourth, Fifth, and Fourteenth Amendments to the United States Constitution.
Presently before the court is defendant Palmer's motion for summary judgment, to which plaintiff has interposed an objection.
Background1
On August 1 2 , 1993, at approximately 10:00 p.m., plaintiff
Clark and a friend named James Burnham were driving to her home
1 All references are to the complaint unless otherwise noted. in Alton, New Hampshire, from Concord, New Hampshire, where the
two had attended a funeral and then had consumed beer at a
lounge. When the Clark vehicle reached Barnstead, it was stopped
by Palmer, who was in uniform and on duty at the time. Palmer
asked for Clark's license and registration and told her that one
of her headlights was out (which upon examination by Clark the next day turned out to be true). See Deposition of Martha A .
Clark at 16 (attached to defendant's motion for summary
judgment).
Detecting the odor of alcohol on Clark's breach, Palmer
began to ask Clark several specific questions such as where she
was coming from and where she was going. See Deposition of Todd
Palmer at 19 (attached to plaintiff's objection). Clark admitted
to Palmer at one point that she had consumed alcoholic beverages
before driving. Clark Deposition at 5 0 .
Some time later, Palmer asked Clark to perform field
sobriety tests, including heel-to-toe paces along the white line
at the side of the road, which Clark did not complete with
perfect accuracy. See Clark Deposition at 2 0 . Palmer then took
Clark into custody and transported her to the Wolfeboro, New
Hampshire, police department, where he asked that she take a
breathalyzer test. At approximately 11:26 p.m., Clark's blood
alcohol concentration tested at . 0 6 . Palmer believed this figure
2 was too low to show that Clark was driving under the influence of alcohol under New Hampshire law. Nonetheless, Palmer placed Clark under protective custody for violating a New Hampshire law governing intoxication. Clark was then detained in the Belknap County Jail in Laconia, New Hampshire, from 12:27 a.m. until 6:28 a.m. Clark now challenges this detention as violating her constitutional rights.
Discussion
1. Summary Judgment Standard
Summary judgment is appropriate when there is no genuine
issue of material fact and the moving party is entitled to a
judgment as a matter of law. Rule 56(c), Fed. R. Civ. P.; Lehman
v . Prudential Ins. C o . of Am., 74 F.3d 323, 327 (1st Cir. 1996).
Since the purpose of summary judgment is issue finding, not issue
determination, the court's function at this stage "'is not [ ] to
weigh the evidence and determine the truth of the matter but to
determine whether there is a genuine issue for trial.'" Stone &
Michaud Ins., Inc. v . Bank Five for Savings, 785 F. Supp. 1065,
1068 (D.N.H. 1992) (quoting Anderson v . Liberty Lobby, Inc., 477
U.S. 2 4 2 , 249 (1986)).
When the non-moving party bears the burden of persuasion at
trial, to avoid summary judgment he must make a "showing
3 sufficient to establish the existence of [the] element[s]
essential to [his] case." Celotex Corp. v . Catrett,, 477 U.S.
317, 322-23 (1986). It is not sufficient to "'rest upon mere
allegation[s] or denials of his pleading.'" LeBlanc v . Great Am.
Ins. Co., 6 F.3d 836, 841 (1st Cir. 1993) (quoting Anderson,
supra, 477 U.S. at 2 5 6 ) , cert. denied, ___ U.S. ___, 114 S . C t . 1398 (1994). Rather, to establish a trialworthy issue, there
must be enough competent evidence "to enable a finding favorable
to the non-moving party." Id. at 842 (citations omitted).
In determining whether summary judgment is appropriate, the
court construes the evidence and draws all justifiable inferences
in the non-moving party's favor. Anderson, supra, 477 U.S. at
255.
2. Plaintiff's Civil Rights Claims
Invoking 42 U.S.C. § 1983, Clark claims that Palmer placed
her into protective custody without probable cause in violation
of the Fourth Amendment. In response, Palmer states, inter alia,
that (1) since the arrest was supported by probable cause,
plaintiff's constitutional rights were not violated and,
alternatively, (2) he is qualifiedly immune. Finding the second
argument to be the more persuasive, the court addresses that
claim first.
4 Government officials, including law enforcement officers,
who perform discretionary functions are entitled to qualified
immunity from suit in civil rights actions under section 1983,
provided "their conduct did 'not violate clearly established
statutory or constitutional rights of which a reasonable
[government official] would have known.'" Hegarty v . Somerset County, 53 F.3d 1367, 1372 (1st Cir.) (quoting Harlow v .
Fitzgerald, 457 U.S. 8 0 0 , 818 (1982), and citing Burns v .
Loranger, 907 F.2d 233, 235 (1st Cir. 1990)), cert. denied, ___
U.S. ___, 116 S . C t . 675 (1995).
Thus the court should assess whether the constitutional
right allegedly violated was clearly established at the time of
the violation and whether "an objectively reasonable [official],
similarly situated, could have believed that the challenged [ ]
conduct did not violate . . . constitutional rights." Hegarty,
supra, 53 F.3d at 1373 (citing Burns, supra, 907 F.2d at 236)
(emphasis in Hegarty).
The defense of qualified immunity shields law enforcement
officials "who reasonably but mistakenly conclude that probable
cause is present." Anderson v . Creighton, 483 U.S. 635, 641
(1987). Mistaken judgments are to be given "'ample room,'" and
"'all but the plainly incompetent or those who knowingly violate
the law'" are protected. Hunter v . Bryant, 502 U.S. 2 2 4 , 229
5 (1991) (quoting Malley v . Briggs, 475 U.S. 335, 343, 341 (1986)). In this circuit, when a plaintiff asserts that an arrest lacked probable cause, the officer's conduct "is deemed '"objectively reasonable"' unless 'there clearly was no probable cause at the time the arrest was made.'" Topp v . Wolkowski, 994 F.2d 4 5 , 48 (1st Cir. 1993) (quoting Floyd v . Farrell, 765 F.2d 1
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Clark v . Palmer CV-95-297-SD 10/03/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Martha Clark
v. Civil N o . 95-297-SD
Todd Palmer
O R D E R
This civil action arises from plaintiff Martha Clark's placement in protective custody for intoxication after she was pulled over for driving with an inoperative front headlight in Barnstead, New Hampshire. Invoking 42 U.S.C. § 1983, the complaint asserts that defendant Todd Palmer, a police officer for the town of Barnstead, New Hampshire, infringed on
plaintiff's rights secured by the Fourth, Fifth, and Fourteenth Amendments to the United States Constitution.
Presently before the court is defendant Palmer's motion for summary judgment, to which plaintiff has interposed an objection.
Background1
On August 1 2 , 1993, at approximately 10:00 p.m., plaintiff
Clark and a friend named James Burnham were driving to her home
1 All references are to the complaint unless otherwise noted. in Alton, New Hampshire, from Concord, New Hampshire, where the
two had attended a funeral and then had consumed beer at a
lounge. When the Clark vehicle reached Barnstead, it was stopped
by Palmer, who was in uniform and on duty at the time. Palmer
asked for Clark's license and registration and told her that one
of her headlights was out (which upon examination by Clark the next day turned out to be true). See Deposition of Martha A .
Clark at 16 (attached to defendant's motion for summary
judgment).
Detecting the odor of alcohol on Clark's breach, Palmer
began to ask Clark several specific questions such as where she
was coming from and where she was going. See Deposition of Todd
Palmer at 19 (attached to plaintiff's objection). Clark admitted
to Palmer at one point that she had consumed alcoholic beverages
before driving. Clark Deposition at 5 0 .
Some time later, Palmer asked Clark to perform field
sobriety tests, including heel-to-toe paces along the white line
at the side of the road, which Clark did not complete with
perfect accuracy. See Clark Deposition at 2 0 . Palmer then took
Clark into custody and transported her to the Wolfeboro, New
Hampshire, police department, where he asked that she take a
breathalyzer test. At approximately 11:26 p.m., Clark's blood
alcohol concentration tested at . 0 6 . Palmer believed this figure
2 was too low to show that Clark was driving under the influence of alcohol under New Hampshire law. Nonetheless, Palmer placed Clark under protective custody for violating a New Hampshire law governing intoxication. Clark was then detained in the Belknap County Jail in Laconia, New Hampshire, from 12:27 a.m. until 6:28 a.m. Clark now challenges this detention as violating her constitutional rights.
Discussion
1. Summary Judgment Standard
Summary judgment is appropriate when there is no genuine
issue of material fact and the moving party is entitled to a
judgment as a matter of law. Rule 56(c), Fed. R. Civ. P.; Lehman
v . Prudential Ins. C o . of Am., 74 F.3d 323, 327 (1st Cir. 1996).
Since the purpose of summary judgment is issue finding, not issue
determination, the court's function at this stage "'is not [ ] to
weigh the evidence and determine the truth of the matter but to
determine whether there is a genuine issue for trial.'" Stone &
Michaud Ins., Inc. v . Bank Five for Savings, 785 F. Supp. 1065,
1068 (D.N.H. 1992) (quoting Anderson v . Liberty Lobby, Inc., 477
U.S. 2 4 2 , 249 (1986)).
When the non-moving party bears the burden of persuasion at
trial, to avoid summary judgment he must make a "showing
3 sufficient to establish the existence of [the] element[s]
essential to [his] case." Celotex Corp. v . Catrett,, 477 U.S.
317, 322-23 (1986). It is not sufficient to "'rest upon mere
allegation[s] or denials of his pleading.'" LeBlanc v . Great Am.
Ins. Co., 6 F.3d 836, 841 (1st Cir. 1993) (quoting Anderson,
supra, 477 U.S. at 2 5 6 ) , cert. denied, ___ U.S. ___, 114 S . C t . 1398 (1994). Rather, to establish a trialworthy issue, there
must be enough competent evidence "to enable a finding favorable
to the non-moving party." Id. at 842 (citations omitted).
In determining whether summary judgment is appropriate, the
court construes the evidence and draws all justifiable inferences
in the non-moving party's favor. Anderson, supra, 477 U.S. at
255.
2. Plaintiff's Civil Rights Claims
Invoking 42 U.S.C. § 1983, Clark claims that Palmer placed
her into protective custody without probable cause in violation
of the Fourth Amendment. In response, Palmer states, inter alia,
that (1) since the arrest was supported by probable cause,
plaintiff's constitutional rights were not violated and,
alternatively, (2) he is qualifiedly immune. Finding the second
argument to be the more persuasive, the court addresses that
claim first.
4 Government officials, including law enforcement officers,
who perform discretionary functions are entitled to qualified
immunity from suit in civil rights actions under section 1983,
provided "their conduct did 'not violate clearly established
statutory or constitutional rights of which a reasonable
[government official] would have known.'" Hegarty v . Somerset County, 53 F.3d 1367, 1372 (1st Cir.) (quoting Harlow v .
Fitzgerald, 457 U.S. 8 0 0 , 818 (1982), and citing Burns v .
Loranger, 907 F.2d 233, 235 (1st Cir. 1990)), cert. denied, ___
U.S. ___, 116 S . C t . 675 (1995).
Thus the court should assess whether the constitutional
right allegedly violated was clearly established at the time of
the violation and whether "an objectively reasonable [official],
similarly situated, could have believed that the challenged [ ]
conduct did not violate . . . constitutional rights." Hegarty,
supra, 53 F.3d at 1373 (citing Burns, supra, 907 F.2d at 236)
(emphasis in Hegarty).
The defense of qualified immunity shields law enforcement
officials "who reasonably but mistakenly conclude that probable
cause is present." Anderson v . Creighton, 483 U.S. 635, 641
(1987). Mistaken judgments are to be given "'ample room,'" and
"'all but the plainly incompetent or those who knowingly violate
the law'" are protected. Hunter v . Bryant, 502 U.S. 2 2 4 , 229
5 (1991) (quoting Malley v . Briggs, 475 U.S. 335, 343, 341 (1986)). In this circuit, when a plaintiff asserts that an arrest lacked probable cause, the officer's conduct "is deemed '"objectively reasonable"' unless 'there clearly was no probable cause at the time the arrest was made.'" Topp v . Wolkowski, 994 F.2d 4 5 , 48 (1st Cir. 1993) (quoting Floyd v . Farrell, 765 F.2d 1 , 5 (1st Cir. 1985)). Moreover, the issue of qualified immunity is a matter of law for the court to determine. See Hegarty, supra, 53 F.3d at 1373-74.
The undisputed facts in this case show that Palmer could have believed that he had probable cause to place Clark in protective custody pursuant to New Hampshire Revised Statutes Annotated (RSA) 172-B:3 (1994). Said statute provides:
When a peace officer encounters a person who, in the judgment of the officer, is intoxicated as defined in RSA 172-B:1, X , the officer may take such person into protective custody and shall take whichever of the following actions i s , in the judgment of the officer, the most appropriate to ensure the safety and welfare of the public, the individual, or both: . . . . (c) Lodge the person in a local jail or county correctional facility for said person's protection, for up to 24 hours or until the keeper of said jail or facility judges the person to be no longer intoxicated.
RSA 172-B:3, I ( c ) . The statute defines "intoxicated" as "a
condition in which the mental or physical functioning of an
6 individual is substantially impaired as a result of the presence of alcohol in his system." RSA 172-B:1, X . It is undisputed that Palmer detected alcohol on Clark's breath, that Clark admitted to consuming alcoholic beverages before getting into her car, and that her blood alcohol concentration subsequently tested as being at .06 percent. In addition, it is also undisputed that Clark did not perform the field sobriety tests properly, although there is some dispute as to the level of her performance. Moreover, Clark agrees that it was reasonable for Palmer to have taken her into custody to investigate whether she had been driving under the influence of alcohol.2 See Clark Deposition at 50 (attached to defendant's motion for summary judgment). Finally, although not dispositive of the issue, Palmer also knew that Clark was in the company of Burnham, who was disorderly at the time of the arrest. Based on
2 At the time, the New Hampshire statute pertaining to driving under the influence of alcohol provided: I . No person shall drive or attempt to drive a vehicle upon any way: (a) While he is under the influence of intoxicating liquor or any controlled drug or any combination of intoxicating liquor and controlled drugs or (b) While he has an alcohol concentration of 0.10 or more.
RSA 265:82.
7 these facts, Palmer reasonably could have believed that he was
justified in placing Clark in protective custody for
intoxication. C f . Babb v . Dorman, 33 F.3d 4 7 2 , 478 (5th Cir.
1994) (police officer entitled to qualified immunity for holding
driver for public intoxication,3 although driver violated no
traffic laws, where it was shown officer knew driver had consumed
five beers resulting in blood alcohol concentration of .08 and
extremely intoxicated passenger was in c a r ) . This conclusion is
further buttressed by the significant amount of discretion Palmer
was afforded by the intoxication statute. Accordingly, the court
finds and herewith rules that Palmer, being qualifiedly immune,
is entitled to summary judgment on plaintiff's claim under the Fourth Amendment.4
3 Unlike the New Hampshire statute, the Texas statute in question did not require "substantial" impairment of functioning. Nonetheless, as that statute requires impairment to the degree that a person "may endanger himself or another," it is sufficiently similar to the New Hampshire statute to use by comparison. 4 It should be added that the court has reviewed plaintiff's objection in detail, but has found it to lack persuasive value. For example, plaintiff argues that Palmer had a mistaken impression of the standards enunciated in the intoxication statute in that Palmer believed that intoxication meant a "noticeable deviation from what would be considered normal behavior or performance of sobriety checks," while the statute defines intoxication as being "substantial[ly]" impaired in mental or physical functioning. Although Palmer's misunderstanding of the law may be unforgivable, it does not bear on the probable cause analysis, which requires only an inquiry
8 3 . The Due Process Claims Plaintiff also alleges that her "imprisonment" violated both the Fourteenth Amendment and the Fifth Amendment, insofar as it was made applicable to the states by the Fourteenth Amendment, in that she had a right "not to be imprisoned and deprived of her liberty without due process of law." Complaint ¶ 1 9 . There being no additional allegations set forth to support such claim, the court has assumed that the allegations underlying plaintiff's claim under the Fourth Amendment are the same as those underlying her due process claims.
The court has previously held that the proper vehicle to redress an arrest or detention not based on probable cause is the Fourth Amendment, rather than the Due Process Clause of the Fourteenth Amendment. See Filion v . Bellows Falls Foods, Inc., N o . 93-641-SD, slip o p . 8-10 (D.N.H. June 1 , 1995). In that opinion, this court noted that the Supreme Court has held "that all claims that law enforcement officers have used excessive force--deadly or not--in the course of an arrest, investigatory stop, or other 'seizure' of a free citizen should be analyzed under the Fourth Amendment and its 'reasonableness' standard,
into the objective reasonableness of the officer's behavior, and not into his subjective state of mind at the time. See Alexis v . McDonald's Restaurants, 67 F.3d 3 4 1 , 349 (1st Cir. 1995).
9 rather than under a 'substantive due process' approach." Graham
v . Connor, 490 U.S. 386, 395 (1989). In so holding, the Court
reasoned that "[b]ecause the Fourth Amendment provides an
explicit textual source of constitutional protection against this
sort of physically intrusive governmental conduct, that
Amendment, not the more generalized notion of 'substantive due process,' must be the guide for analyzing these claims." Id.
More recently, the Supreme Court has held that the right to
be free from prosecution without probable cause "is properly
analyzed under the Fourth Amendment rather than under the heading
of substantive due process." Albright v . Oliver, 510 U.S. 266,
___, 114 S . C t . 8 0 7 , 814 (1994) (Ginsberg, J., concurring). Similarly, in this case, the allegations underlying plaintiff's due process claims are identical to those supporting her claim under the Fourth Amendment and should therefore be analyzed pursuant to the standards of that amendment, rather than pursuant to a theory of due process. Accordingly, the court finds and rules that defendant is entitled to entry of judgment as a matter of law on plaintiff's due process claims.
Conclusion
For the foregoing reasons, defendant Palmer is entitled to
qualified immunity with respect to plaintiff's claims under the
10 Fourth Amendment and to judgment as a matter of law on the
remaining counts of the complaint. Accordingly, the court finds
and rules that defendant's motion for summary judgment is
granted. The clerk is instructed to enter judgment.
SO ORDERED.
Shane Devine, Senior Judge United States District Court
October 3 , 1996
cc: Philip T . McLaughlin, Esq. Daniel D. Crean, Esq. James G. Walker, Esq.