C.L. (Mother) v. Office of Public Advocacy GAL Brenda Finley, D.R. (Father) v. Office of Public Advocacy GAL Brenda Finley, F.P. (Father) v. Office of Public Advocacy GAL Brenda Finley, J.P. (Father) v. Office of Public Advocacy GAL Brenda Finley

500 P.3d 995
CourtAlaska Supreme Court
DecidedDecember 23, 2021
DocketS18054, S18068, S18071, S18072
StatusPublished
Cited by1 cases

This text of 500 P.3d 995 (C.L. (Mother) v. Office of Public Advocacy GAL Brenda Finley, D.R. (Father) v. Office of Public Advocacy GAL Brenda Finley, F.P. (Father) v. Office of Public Advocacy GAL Brenda Finley, J.P. (Father) v. Office of Public Advocacy GAL Brenda Finley) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
C.L. (Mother) v. Office of Public Advocacy GAL Brenda Finley, D.R. (Father) v. Office of Public Advocacy GAL Brenda Finley, F.P. (Father) v. Office of Public Advocacy GAL Brenda Finley, J.P. (Father) v. Office of Public Advocacy GAL Brenda Finley, 500 P.3d 995 (Ala. 2021).

Opinion

Notice: This opinion is subject to correction before publication in the PACIFIC REPORTER. Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email corrections@akcourts.gov.

THE SUPREME COURT OF THE STATE OF ALASKA

C.L. (Mother), ) ) Supreme Court Nos. S-18054/18068/ Petitioner, ) 18071/18072 ) (Consolidated) v. ) ) Superior Court Nos. OPA GUARDIAN AD LITEM BRENDA ) 3KO-20-00012 CN; FINLEY and STATE OF ALASKA, ) 3KO-19-00031-34 CN; DEPARTMENT OF HEALTH & ) 3KO-20-00001-5 CN; SOCIAL SERVICES, OFFICE OF ) 3KO18-18-00030 CN CHILDREN’S SERVICES, ) ) OPINION Respondents. ) ) No. 7574 – December 23, 2021 ) D.R. (Father), ) ) Petitioner, ) ) v. ) ) OPA GUARDIAN AD LITEM BRENDA ) FINLEY and STATE OF ALASKA, ) DEPARTMENT OF HEALTH & ) SOCIAL SERVICES, OFFICE OF ) CHILDREN’S SERVICES, ) ) Respondents. ) ) F.P. (Father), ) ) Petitioner, ) ) v. ) ) OPA GUARDIAN AD LITEM BRENDA ) FINLEY and STATE OF ALASKA, ) DEPARTMENT OF HEALTH & ) SOCIAL SERVICES, OFFICE OF ) CHILDREN’S SERVICES, ) ) Respondents. ) ) ) J.P. (Father), ) ) Petitioner, ) ) v. ) ) OPA GUARDIAN AD LITEM BRENDA ) FINLEY and STATE OF ALASKA, ) DEPARTMENT OF HEALTH & ) SOCIAL SERVICES, OFFICE OF ) CHILDREN’S SERVICES, ) ) Respondents. ) )

Appeal from the Superior Court of the State of Alaska, Third Judicial District, Kodiak, Stephen Wallace, Judge.

Appearances: Renee McFarland, Assistant Public Defender, and Samantha Cherot, Public Defender, Anchorage, for Petitioners. Elizabeth Russo, Deputy Director/Assistant Public Advocate, and James E. Stinson, Public Advocate, for

-2- 7574 Respondent Office of Public Advocacy. Laura Fox, Senior Assistant Attorney General, Anchorage, and Treg R. Taylor, Attorney General, Juneau, for Respondent State of Alaska, Department of Health and Social Services, Office of Children’s Services.

Before: Winfree, Chief Justice, Maassen, Carney, Borghesan, and Henderson, Justices.

BORGHESAN, Justice.

I. INTRODUCTION Alaska Child in Need of Aid (CINA) Rule 11(e) requires a child’s guardian ad litem (GAL) to “disclose any relationships or associations” that “might reasonably cause the GAL’s impartiality to be questioned.” When the GAL makes such a disclosure — or such information comes to light by other means — what legal standards and process apply to determine whether the GAL’s relationship is disqualifying? We hold that the Alaska Rules of Professional Conduct apply to determine whether the GAL has a disqualifying conflict of interest and that the superior court must permit limited discovery to ascertain the underlying facts for determining whether a disqualifying conflict exists. II. FACTS AND PROCEEDINGS A. Initial Proceedings This matter arises out of four CINA cases from Kodiak. In each case the superior court appointed a guardian ad litem for the child through the Office of Public Advocacy (OPA), and in each case Brenda Finley, working under contract with OPA, appeared as the GAL. Pursuant to CINA Rule 11(e), Finley disclosed to the parties that she is a foster parent in another CINA case. She stated that she did not believe that her

-3- 7574 role as a foster parent “will affect her ability to be [impartial] in this specific case, or in other cases.” A parent in each case moved for an evidentiary hearing “regarding whether Ms. Finley should be disqualified as a guardian ad litem.” By stipulation the parties stayed this motion in three of the four cases pending the court’s ruling in one case.1 Arguing that Finley’s role as a foster parent may create a conflict of interest due to her relationship with the Office of Children’s Services (OCS) as both a foster parent and a GAL, the parents sought additional details to determine whether a conflict exists. They suggested the hearing would allow them to elicit information regarding Finley’s past, present, and possible future tenure as a foster parent, the status of the cases in which she serves as a foster parent, her financial arrangements with OCS, and her relationship with OCS workers. Both OCS and OPA filed qualified oppositions to the parents’ request for a hearing. They argued that categorical disqualification of foster parents from serving as GALs is overbroad, that the court should provide clarity on what framework should govern the potential conflict, and that a low bar for disqualification would fail to recognize “the difficulty of keeping positions in child welfare staffed by qualified individuals, ideally with ties to the community . . . .” In their reply, the parents explained they intended to produce evidence supporting a claim of Finley’s apparent bias but did not explain what this evidence was. In a supplemental joint brief, OCS and OPA argued that GALs are advocates, not impartial investigators, and that the Alaska Rules of Professional Conduct governing lawyers should apply to determine whether Finley has a disqualifying conflict

1 For simplicity’s sake, we refer to both this individual parent and the parents in all four cases who are petitioners in this appellate matter as “the parents.”

-4- 7574 of interest. Applying the Rules, the agencies contended there was no basis for an evidentiary hearing, let alone disqualification of Finley. Attached to the brief was a sworn affidavit from Finley. She stated that she had fostered approximately 30 children since 2013. She stated that she understands her role as a foster parent is to support reunification, and that she and her husband try to help families succeed after reunification. Finley stated that she and her husband were currently foster parents to two children, but that she was not GAL to any of their current or former foster children and had “no plans to continue being a foster placement” following the two current foster children. Finley stated that she did not rely on foster care payments as income, understanding they are “not intended to be income” but to “cover a child’s expenses.” Finley stated that she had no personal friendships with any OCS workers. In opposition, the parents argued that the Alaska Code of Judicial Conduct, not the Rules of Professional Conduct, should apply because “[a] guardian ad litem is a neutral party who gathers information and provides recommendations to the court.” But the parents argued that, even under the Rules of Professional Conduct, the court should hold a hearing to satisfy the parents’ due process rights. The parties agreed to a judicial settlement conference on this dispute. After two conferences, they agreed on a threshold legal question for the superior court to decide: [W]hether the GAL is an advocate or an independent arm or agent of the court. If the GAL is an advocate the issue would be decided with reference to the professional rules of responsibility. If the GAL is an independent arm or agent of the court the issue would be decided with reference to the judicial canons of conduct.

-5- 7574 The parties did not agree on whether the court should hold an evidentiary hearing on the issue. B. Superior Court Order The superior court denied the parents’ motion for an evidentiary hearing on disqualification. Analyzing CINA Rule 11, which governs GALs, the court ruled that GALs are not “an ‘arm’ of the court” but rather serve a separate function, with the “sole purpose . . . to advocate for the best interests of the child.” The superior court reasoned that the GAL functions more like a lawyer than an arm of the court, so the Rules of Professional Conduct apply. Applying these Rules, the court held that a GAL would be disqualified only upon showing an actual conflict of interest under Alaska Rule of Professional Conduct 1.7.

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