City of Hartford v. Hartford Municipal Employees' Ass'n

802 A.2d 883, 71 Conn. App. 467, 2002 Conn. App. LEXIS 415
CourtConnecticut Appellate Court
DecidedAugust 6, 2002
DocketAC 21765
StatusPublished
Cited by2 cases

This text of 802 A.2d 883 (City of Hartford v. Hartford Municipal Employees' Ass'n) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
City of Hartford v. Hartford Municipal Employees' Ass'n, 802 A.2d 883, 71 Conn. App. 467, 2002 Conn. App. LEXIS 415 (Colo. Ct. App. 2002).

Opinion

Opinion

FLYNN, J.

The plaintiff city of Hartford (city) appeals from the judgment of the trial court dismissing its appeal from the decision of the defendant state board [469]*469of labor relations (board) in which the board found that the city had violated the Municipal Employees Relations Act, General Statutes § 7-460 et seq., by committing a prohibited practice when it transferred work out of a bargaining unit without first negotiating with the union that represented its employees. The issue on appeal does not arise from the finding of this violation, which the city concedes, but from that part of the remedy that the court also sustained, which ordered reinstatement of a member of the bargaining unit, Walter Remes, to the position he formerly occupied, with all lost pay and benefits.

The city claims that because the defendant union, the Hartford Municipal Employees’ Association, Inc. (union), had once taken the issue of Remes’ discharge through several steps of the grievance procedure, the doctrine of collateral estoppel prevented the board in a separate proceeding from ordering Remes reinstated to his former position. Because the material factual issues litigated before the board were different from the factual issues litigated in the grievance procedure, we conclude that the doctrine of collateral estoppel does not apply and that the trial court properly sustained the decision of the board. The material factual issues litigated before the board concerned the illegal transfer of work out of the bargaining unit, whereas the factual issues litigated in the grievance procedure concerned whether a discharge of Remes from a new position for cause, after the illegal transfer, was proper. We affirm the judgment of the trial court.

We first summarize the pertinent facts. Remes was hired by the Hartford city treasurer’s office in 1987 as an analyst in the investment unit, where he remained until a December, 1993 illness caused his absence on medical leave until March, 1994. At about the same time that Remes went on medical leave, his supervisor, who was the only other employee in the investment unit, [470]*470retired. While Remes was on medical leave, the city hired a temporary employee, Chris Rowlins, in a nonbar-gaining unit capacity, and he carried on the work of the investment unit. Additional work formerly performed by Remes was contracted out to SEI, Inc. (SEI), a private investment review organization. After Remes returned from medical leave, he was informed by the city treasurer that Rowlins and SEI would now have primary responsibility for the investment unit’s day-today work and that he would be assigned to special projects. The city hired Philip Lawton in April, 1995, to head the investment unit with the title of investment analyst. Lawton was later named principal investment officer. The city eliminated Remes’ position effective June 30, 1995. Three and one-half weeks prior to the elimination of his position, on June 7, 1995, by use of a “bumping” procedure, Remes moved into the pension administration unit of the city treasurer’s office, as a principal administrative analyst. On July 17, 1995, the union filed the complaint with the labor board about the illegal transfer of work outside the bargaining unit to Rowlins, which resulted in the board decision which the city now appeals. In March, 1996, Rowlins was named “investment analyst” in the investment unit, a job that the city posted on November 30, 1995. Remes applied for this job, but was rejected under a “subjective test.” Remes was terminated effective December 29, 1995, from the new position into which he had bumped in the pension division for inefficiency and inability to perform the new job. The union filed a grievance concerning Remes’ termination from the new position on December 8, 1995, which it pursued unsuccessfully through the third step of the grievance procedure, but did not take to the arbitration process.

In a decision and order dated December 17,1998, the board concluded that subcontracting or transferring bargaining unit work to nonbargaining unit personnel [471]*471is a mandatory subject of collective bargaining and that the city’s unilateral transfer of bargaining unit work to a nonbargaining unit employee violated the Municipal Employees Relations Act. The city raised what it termed a “counterclaim” in the proceeding before the board, in which it contended that the union’s failure to pursue Remes’ grievance to the fourth step of arbitration of his discharge made the union, rather than the city, liable for any damages Remes sustained from his discharge. The city argued that the issue of whether Remes’ termination was proper had been fully and fairly litigated in the prior grievance procedure and that the doctrine of collateral estoppel therefore barred relitigation of that issue in the case underlying this appeal. The board rejected this argument, distinguishing this case from a prior board holding in In re East Hartford, Conn. Board of Labor Relations, Decision No. 3347 (November 14, 1995), because “the issue presented here is different from the issue presented in the grievance challenging Mr. Remes’ termination for cause.” The board noted that but for the city’s unlawful unilateral action in transferring work out of the bargaining unit, Remes would not have been in a position to be terminated for unsatisfactory performance. This was significant because the board sought to restore the status quo ante to uphold the provisions of the act which had been violated.

The board concluded that the union’s filing of the complaint with the board was proper and that it was not required to pursue the termination grievance to arbitration. The board viewed Remes’ termination as almost a direct result of “the unlawful transfer of work out of the bargaining unit.” It summed the matter up by concluding: “If the city had not unlawfully transferred this work to Mr. Rowlins, Mr. Remes would have remained in the job he had successfully performed at least until the elimination of the job.” In determining its remedy for the unlawful transfer of work, the board [472]*472held that the customary remedy for the unlawful subcontracting or transfer of work out of the bargaining unit is the restoration of the status quo ante. In re Hamden, Conn. Board of Labor Relations, Decision No. 1441 (August 23, 1976). Among the orders it entered as remedies, it ordered the city to take the following affirmative steps, which it found “will effectuate the purposes of the act: (a) Reinstate Walter Remes to the job, or a substantially equivalent job, and duties he was performing at the time his medical leave of absence began in December, 1993, at the same rate of pay and benefits; (b) Make Walter Remes whole for any net loss of earnings and other benefits he suffered as a result of the city’s unlawful action . . . .”

The plaintiff appealed from the board’s decision to the trial court under the same theory of collateral estop-pel. The court concluded that the city’s claim that the doctrine of collateral estoppel barred the remedy of reinstatement with all lost back pay and benefits lacked merit because the issues litigated before the board were distinct from the issue dealt with in the separate grievance procedure. We agree.

Our review of the application of the doctrine of collateral estoppel by the trial court is plenary. R&R Pool & Patio, Inc. v. Zoning Board of Appeals, 257 Conn. 456, 466, 778 A.2d 61 (2001).

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Bluebook (online)
802 A.2d 883, 71 Conn. App. 467, 2002 Conn. App. LEXIS 415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/city-of-hartford-v-hartford-municipal-employees-assn-connappct-2002.