Cincinnati Bar Assn. v. Dearfield

2011 Ohio 5295, 130 Ohio St. 3d 363
CourtOhio Supreme Court
DecidedOctober 19, 2011
Docket2010-2254
StatusPublished
Cited by3 cases

This text of 2011 Ohio 5295 (Cincinnati Bar Assn. v. Dearfield) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cincinnati Bar Assn. v. Dearfield, 2011 Ohio 5295, 130 Ohio St. 3d 363 (Ohio 2011).

Opinion

Per Curiam.

{¶ 1} Respondent, G. Timothy Dearfield of Loveland, Ohio, Attorney Registration No. 0039684, was admitted to the practice of law in Ohio in 1988. On April 12, 2010, relator, the Cincinnati Bar Association, filed a complaint charging Dearfield with violating the Rules of Professional Conduct with regard to his representation of Jeffery M. Hallet. On May 11, 2010, Dearfield filed an answer denying the alleged violations. The case was heard before a panel of the Board of Commissioners on Grievances and Discipline of the Supreme Court of Ohio. Finding that Dearfield violated several Rules of Professional Conduct, the board recommends a one-year suspension with six months stayed. We hold that a one-year stayed suspension is the proper sanction.

I. Misconduct

{¶ 2} Jeffery Hallet hired Dearfield to file bankruptcy on his behalf. Dear-field’s standard charges were $3,274 for a Chapter 13 bankruptcy, which included a $700 retainer and $274 in court costs, and $1,099 for a Chapter 7 bankruptcy, which included an $800 retainer and $299 in court costs. Hallet signed an agreement with Dearfield that stated: “All retainer payments are good for one year from the date made and will be credited to the attorney fees and court costs then applicable for the filing. Any monies paid on retainer are non-refundable except in unusual circumstances and only at the discretion of an attorney employed by the Law Firm.” (Emphasis added.)

{¶ 3} On June 30, 2009, Hallet wrote Dearfield a $700 check for “bankruptcy filing.” Approximately two weeks later, Hallet wrote an additional $399 check to Dearfield for “court costs.” Both checks were deposited in Dearfield’s usual business account.

*364 {¶ 4} Hallet and Dearfield had numerous conversations about whether Hallet should file Chapter 7 or Chapter 13 bankruptcy. Eventually, Hallet decided not to file bankruptcy, because he had negotiated a payment plan with his creditors. Thus, Hallet sent a letter dated August 15, 2009, discharging Dearfield as his bankruptcy attorney and requesting an itemized bill, a refund of the $399 in courts costs, and his documents.

{¶ 5} Dearfield believed that his firm had invested at least $1,099 worth of work in preparing Hallet’s bankruptcy case and that he could use Hallet’s $399 to offset that expense. Thus, Dearfield considered Hallet’s $399 as earned fees and initially refused Hallet a refund.

{¶ 6} Hallet filed a grievance against Dearfield with the relator, the Cincinnati Bar Association. In late 2009 or early 2010, relator notified Dearfield of Hallet’s grievance. Dearfield sent a letter to relator explaining that although he believed that his firm had earned the $299 that would have been paid in costs, he would refund that amount to Hallet “as a full and complete satisfaction of any claim.”

{¶ 7} Several weeks later, Dearfield refunded $299 to Hallet and in return Hallet signed a document that stated:

{¶ 8} “You acknowledge that you have received $299.00 in cash from this office on this 26th day of February 2010 in full and complete satisfaction of any claims you may have against same and or any of its attorney[s], paralegals etc. Said claims include any and all claims such as legal malpractice, ethical violations, or other complaints to overseeing bodies including the Ohio Supreme Court, the Ohio State Bar Association, the Cincinnati Bar Association or any other applicable entities.”

{¶ 9} The board concluded that relator proved by clear and convincing evidence that Dearfield had violated (1) Prof.Cond.R. 1.15(c) (a lawyer must deposit advance legal fees and expenses into a client trust account, to be withdrawn by the lawyer only as fees are earned or expenses incurred), (2) Prof.Cond.R. 1.5(d)(3) (a lawyer shall not charge “a fee denominated as ‘earned upon receipt,’ ‘nonrefundable,’ or in any similar terms, unless the client is simultaneously advised in writing that if the lawyer does not complete the representation for any reason, the client may be entitled to a refund of all or part of the fee based upon the value of the representation pursuant to division (a) of this rule”), and (3) Prof.Cond.R. 8.4(d) (a lawyer shall not engage in conduct that is prejudicial to the administration of justice). We agree that Dearfield violated these rules.

II. Sanction

{¶ 10} When imposing sanctions for attorney misconduct, we consider relevant factors, including the ethical duties that the lawyer violated and the sanctions imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 96 Ohio St.3d 424, *365 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. In making a final determination, we also weigh evidence of the aggravating and mitigating factors listed in BCGD Proc. Reg. 10(B). Disciplinary Counsel v. Broeren, 115 Ohio St.3d 473, 2007-Ohio-5251, 875 N.E.2d 935, ¶ 21; Akron Bar Assn. v. Freedman, 128 Ohio St.3d 497, 2011-Ohio-1959, 946 N.E.2d 753, ¶ 7.

{¶ 11} The board found that Dearfield’s lack of a disciplinary record was a mitigating factor. However, the board found four aggravating factors: (1) Dearfield acted with a dishonest or selfish motive, (2) Dearfield did not cooperate with the disciplinary process, (3) Dearfield engaged in deceptive practices during the disciplinary process, and (4) Dearfield refused to acknowledge the wrongful nature of his conduct.

{¶ 12} The board also cited Cuyahoga Cty. Bar Assn. v. Berger (1992), 64 Ohio St.3d 454, 597 N.E.2d 81, in support of suspending Dearfield’s law license for one year.

{¶ 13} Dearfield admits the alleged violations but argues that his conduct does not merit an actual suspension. For the following reasons, we agree.

A. Mitigating and Aggravating Factors

1. Failure to Cooperate/Deceptive Practices

{¶ 14} We find that Dearfield’s action in securing a release of the disciplinary action is an aggravating factor in this case.

{¶ 15} Relator charged Dearfield with violating Gov.Bar R. V(4)(G) “for failing to cooperate with the disciplinary process by requiring Mr. Hallet to sign a release before refunding the court costs,” citing Akron Bar Assn. v. Holder, 102 Ohio St.3d 307, 2004-Ohio-2835, 810 N.E.2d 426, ¶ 31. However, the board found that there was no clear and convincing evidence that Dearfield had failed to cooperate in this regard. Nevertheless, the board still appears to have found Dearfield’s conduct to be an aggravating factor.

{¶ 16} In Holder, at ¶ 31, the court stated:

{¶ 17} “And because respondent had attempted to derail the investigation of his misconduct by negotiating the withdrawal of Wright’s grievance through settlement discussions, threatening legal action, and actually filing a grievance against the investigator, among other examples, the board found respondent in violation of Gov.Bar R. V(4)(G) (requiring an attorney to cooperate in the disciplinary proceedings).”

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2011 Ohio 5295, 130 Ohio St. 3d 363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cincinnati-bar-assn-v-dearfield-ohio-2011.