Christopher P. v. State

816 P.2d 485, 112 N.M. 416
CourtNew Mexico Supreme Court
DecidedAugust 14, 1991
Docket19375
StatusPublished
Cited by9 cases

This text of 816 P.2d 485 (Christopher P. v. State) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Christopher P. v. State, 816 P.2d 485, 112 N.M. 416 (N.M. 1991).

Opinion

OPINION

FRANCHINI, Justice.

This children’s court case comes before us on a grant of certiorari. Petitioner Christopher P. was charged in the children’s court division of the district court with two counts of first degree murder and conspiracy to commit first degree murder. At the same time the petition alleging delinquency was filed, the children’s court attorney filed a motion to transfer the matter to the adult division of district court pursuant to NMSA 1978, Section 32-1-30 (Repl.Pamp.1989).

The transfer proceedings were bifurcated. During the initial stage of the proceedings, the children’s court judge determined there were reasonable grounds to believe the child committed the delinquent acts. See § 32-1-30, A(5). The subsequent stage of the proceedings addressed whether the child was “amenable to treatment or rehabilitation as a child through available facilities.” § 32-1-30, A(4). Prior to the amenability portion of the transfer proceedings, the children’s court judge ordered that Christopher submit to a psychological evaluation to aid the court in its amenability determination. Over objection of the child’s counsel, the court ordered the child to discuss the alleged, delinquent acts with the psychologist conducting the evaluation. The court also ordered that any information about the alleged incident discussed during the examination could be used only for the amenability portion of the transfer hearing and for no other purpose.

The child’s counsel and the children’s court attorneys viewed the evaluation through a one-way mirror. During the evaluation, Christopher described his activities before and during the alleged offenses and the feelings he experienced. The record below reflects that the psychologist’s testimony during the amenability proceedings included specific references to the child’s statements and that, at least in part, the psychologist relied on the child’s statements in reaching his conclusion that Christopher was not amenable to treatment as a child.

The children’s court granted the transfer motion. The child appealed on several grounds, including a claim that his fifth amendment privilege against self-incrimination guaranteed by the United States Constitution was violated when the children’s court ordered him to discuss the alleged crimes during the psychological evaluation. The court of appeals affirmed the transfer order. Ill N.M. 80, 801 P.2d 662. We now reverse the court of appeals. We consider the question of whether the child’s fifth amendment privilege against self-incrimination was violated when the child was compelled to discuss the charges against him during a court ordered psychological examination to be used in determining his amenability to treatment.

The child does not contest the authority of the children’s court to order him to submit to a psychological evaluation for the purpose of aiding the court in its determination of the question of amenability. See State v. Doe, 97 N.M. 598, 642 P.2d 201 (Ct.App.) (children’s court may appoint experts for mental examination of child under evidence rule governing court-appointed experts), cert, denied, 98 N.M. 50, 644 P.2d 1039 (1982). However, the child challenges the court’s order that he discuss the specifics of the alleged criminal behavior as compelling him to testify against himself in violation of the fifth amendment.

The state argues the transfer proceedings are nonadversarial, determine only the forum in which the child will be tried, and that no penalty or determination of guilt attaches as a result of the proceedings. See State v. Doe, 103 N.M. 233, 704 P.2d 1109 (Ct.App.) (transfer proceedings only decide where the child will be tried), cert. denied, 103 N.M. 177, 704 P.2d 431 (1985). Consequently, the state contends the fifth amendment is not applicable to transfer proceedings and that any potential subsequent violation of the fifth amendment is remedied by the court’s order limiting the use of the child’s statements to those proceedings only.

The characterization of the transfer proceedings by the state and the court of appeals diminishes the impact of the proceedings on the child. Among the purposes articulated in our Children’s Code, NMSA 1978, §§ 32-1-1 to -59 (Repl.Pamp. 1989) is the legislative desire “to remove from children committing delinquent acts the adult consequences of criminal behavior.” § 32-l-2(B). The emphasis of the Code is to “provide appropriate and distinct dispositional options for treatment and rehabilitation” of children. § 32-l-2(D). We also note that a designated purpose of the Code is “to provide judicial and other procedures * * * in which the parties are assured a fair hearing and their constitutional and other legal rights are recognized and enforced.” § 32-l-2(E). Additionally, children are “entitled to the same basic rights as an adult, except as otherwise provided in the Children’s Code.” § 32-1-27(A).

Transfer proceedings exempt the child from the conceptual framework and protections the Children’s Code envisions and expose the child to adult criminal liability.

[T]he waiver [transfer] decision does more than determine a judicial forum for an accused youth. It invokes a jurisprudential philosophy that governs the nature of the proceedings as well as the purpose and severity of the sanctions. It also raises the important issues of when a child is no longer a child and what factors, other than age, are relevant for removing some youths from juvenile court jurisdiction.

Forst & Blomquist, Cracking Down on Juveniles: The Changing Ideology of Youth Corrections, 5 Notre Dame J.L., Eth. & Pub. Pol’y 323, 339 (1991); see also Kemplen v. Maryland, 428 F.2d 169 (4th Cir.1970) (nothing is more critical to the accused than whether the accused will be tried as an adult; waiver proceedings can result in dire consequences for the accused).

In a landmark decision regarding the administration of juvenile justice, the United States Supreme Court held that the determination of whether to transfer a child to adult court was a “critically important” proceeding. Kent v. United States, 383 U.S. 541, 560, 86 S.Ct. 1045, 1056-57, 16 L.Ed.2d 84 (1966). The Court recognized “there is no place in our system of law for reaching a result of such tremendous consequences without ceremony — without hearing, without effective assistance of counsel * * Id. at 554, 86 S.Ct. at 1053. Although Kent was decided on statutory rather than constitutional grounds, the Court deemed transfer proceedings “must measure up to the essentials of due process and fair treatment.” Id. at 562, 86 S.Ct. at 1057.

In the wake of Kent, the Supreme Court held the fifth amendment privilege against self-incrimination applicable to adjudicatory proceedings in juvenile cases. In re Gault, 387 U.S. 1, 55, 87 S.Ct. 1428, 1458, 18 L.Ed.2d 527 (1967). Considering the consequences that evolve from transfer, the distinction between adjudicatory and transfer proceedings blurs in the context of the fifth amendment.

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Bluebook (online)
816 P.2d 485, 112 N.M. 416, Counsel Stack Legal Research, https://law.counselstack.com/opinion/christopher-p-v-state-nm-1991.