1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 CHRISTOPHER DANIEL PHILLIPS, No. 2:24-cv-03558-EFB (SS) 12 Plaintiff, 13 v. ORDER 14 FRANK BISIGNANO, Commissioner of Social Security,1 15 Defendant. 16 17 Plaintiff seeks judicial review of a final decision of the Commissioner of Social Security 18 denying his application for Social Security Disability and Supplemental Security Income 19 disability benefits under 42 U.S.C. §§ 405(g) and 1383(c)(3). ECF Nos. 1, 2. Pending before the 20 court are the parties’ cross-motions for summary judgment. ECF Nos. 11, 12.2 For the reasons 21 provided below, plaintiff’s motion for summary judgment is denied, and the Commissioner’s 22 motion for summary judgment is granted. 23 //// 24 //// 25
26 1 Frank Bisignano is substituted as respondent pursuant to Federal Rule of Civil Procedure 25(d).
27 2 The parties have consented to the jurisdiction of a United States Magistrate Judge for all proceedings in this action, including judgment, pursuant to 28 U.S.C. 636(c)(1). ECF No. 17. 28 1 I. Background 2 In October 2022, plaintiff filed an application for disability insurance benefits under Titles 3 II and XVI of the Social Security Act, alleging disability beginning June 21, 2018. 4 Administrative Record (AR) 21, 77, 375.3 Plaintiff alleged disability due to aggressive 5 lymphocytic lymphoma; chronic leukemia/lymphoma; B cell chronic leukemia/state 4; IBS; 6 arthritis/cancer in upper spine disc; arthritis glenohumeral in left shoulder; condyloma; anxiety; 7 degenerative cartridge left knee; and a lung condition. AR 77. Plaintiff’s application was denied 8 on January 24, 2023, AR 92-93, 110-11, and his request for reconsideration was denied on 9 August 11, 2023. AR 138-19, 165-66. He requested a hearing, which was held on August 15, 10 2024. AR 21. On October 17, 2024, the ALJ issued a decision finding plaintiff not disabled. AR 11 21-35. Plaintiff sought review, which was denied on November 6, 2024, AR 5-8, and, on 12 December 18, 2024, she initiated the instant action. ECF No. 1. 13 II. Legal Standard 14 A. The Disability Standard 15 To qualify for disability insurance benefits under the Social Security Act, a claimant must 16 show he is unable “to engage in any substantial gainful activity by reason of any medically 17 determinable physical or mental impairment4 which can be expected to result in death or which 18 has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 19 U.S.C. § 423(d)(1)(A). The Social Security Regulations set out a five-step sequential evaluation 20 process to be used in determining if a claimant is disabled. 20 C.F.R. § 404.1520; Batson v. 21 Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1194 (9th Cir. 2004). The five steps in the sequential 22 evaluation in assessing whether the claimant is disabled are: 23 //// 24 ////
25 3 Defendant lodged the administrative record on February 18, 2025. ECF No. 6. 26 4 A “physical or mental impairment” is one resulting from anatomical, physiological, or 27 psychological abnormalities that are demonstrable by medically acceptable clinical and laboratory diagnostic techniques. 42 U.S.C. § 423(d)(3). 28 1 Step one: Is the claimant presently engaged in substantial gainful activity? If so, the claimant is not disabled. If not, proceed to step two. 2 Step two: Is the claimant’s alleged impairment sufficiently severe to limit his or 3 her ability to work? If so, proceed to step three. If not, the claimant is not disabled. 4 Step three: Does the claimant’s impairment, or combination of impairments, meet 5 or equal an impairment listed in 20 C.F.R., pt. 404, subpt. P, app. 1? If so, the claimant is disabled. If not, proceed to step four. 6 Step four: Does the claimant possess the residual functional capacity (“RFC”) to 7 perform his or her past relevant work? If so, the claimant is not disabled. If not, proceed to step five. 8 Step five: Does the claimant’s RFC, when considered with the claimant’s age, 9 education, and work experience, allow him or her to adjust to other work that exists in significant numbers in the national economy? If so, the claimant is not 10 disabled. If not, the claimant is disabled. 11 Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1052 (9th Cir. 2006). At each of these five 12 steps, “the ALJ is responsible for determining credibility, resolving conflicts in medical 13 testimony, and for resolving ambiguities.’” Ford v. Saul, 950 F.3d 1141, 1149 (9th Cir. 2020). 14 (quoting Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995)). In steps one through four, the 15 burden of proof is on the claimant. Ford, 950 F.3d at 1148. A claimant establishes a prima facie 16 case of qualifying disability once he has carried the burden of proof from step one through step 17 four. Ibid. 18 Before making the step four determination, the ALJ first must determine the claimant’s 19 RFC. Batson, 359 F.3d at 1194; see 20 C.F.R. § 416.920(e). The RFC is “the most [one] can still 20 do despite [his] limitations” and represents an assessment “based on all the relevant evidence.” 21 20 C.F.R. § 404.1545(a)(1). A determination of RFC is not a medical opinion, but a legal 22 decision that is expressly reserved for the Commissioner. See 20 C.F.R. § 404.1527(d)(2) (RFC 23 is not a medical opinion); 20 C.F.R. § 404.1546(c) (identifying the ALJ as responsible for 24 determining RFC); see also Vertigan v. Halter, 260 F.3d 1044, 1049 (9th Cir. 2001) (“[I]t is the 25 responsibility of the ALJ, not the claimant’s physician, to determine residual functional 26 capacity.”). 27 At step five, the burden shifts to the Commissioner, who must then show that there are a 28 significant number of jobs in the national economy that the claimant can perform given his RFC, 1 age, education, and work experience. 20 C.F.R. § 404.1520(g); Batson, 359 F.3d at 1194. If the 2 claimant can perform other work in the national economy, then the claimant may not be found to 3 be disabled. Ibid. 4 B. Standard of Review 5 Congress has provided that an individual may obtain judicial review of any final decision 6 of the Commissioner of Social Security regarding entitlement to benefits. 42 U.S.C. § 405(g). In 7 determining whether to reverse an ALJ’s decision, the court reviews only those issues raised by 8 the party challenging the decision. See Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). 9 The court must find the Commissioner’s decision conclusive if it is supported by substantial 10 evidence. 42 U.S.C. § 405(g); Biestek v. Berryhill, 587 U.S. 97, 99 (2019). “Substantial evidence 11 is relevant evidence which, considering the record as a whole, a reasonable person might accept 12 as adequate to support a conclusion.” Thomas v. Barnhart (Thomas), 278 F.3d 947, 954 (9th Cir. 13 2002) (quoting Flaten v. Sec’y of Health & Human Servs., 44 F.3d 1453, 1457 (9th Cir. 1995)); 14 see also Dickinson v. Zurko, 527 U.S. 150, 153 (1999) (comparing the substantial-evidence 15 standard to the deferential clearly-erroneous standard). “[T]he threshold for such evidentiary 16 sufficiency is not high.” Biestek, 587 U.S. at 103. Rather, “[s]ubstantial evidence means more 17 than a scintilla, but less than a preponderance; it is an extremely deferential standard.” Thomas v. 18 CalPortland Co. (CalPortland), 993 F.3d 1204, 1208 (9th Cir. 2021) (internal quotations and 19 citations omitted); see also Smolen v. Chater, 80 F.3d 1273, 1279 (9th Cir. 1996). Even if the 20 ALJ has erred, the Court may not reverse the ALJ’s decision where the error is harmless, Stout, 21 454 F.3d at 1055-56, and the burden of showing that an error is not harmless “normally falls upon 22 the party attacking the agency’s determination.” Shinseki v. Sanders, 556 U.S. 396, 409 (2009). 23 In conducting its analysis, the “reviewing court must consider the entire record as a whole 24 and may not affirm simply by isolating a specific quantum of supporting evidence.” Hill v. 25 Astrue, 698 F.3d 1153, 1159 (9th Cir. 2012) (quoting Robbins v. Soc. Sec. Admin., 466 F.3d 880, 26 882 (9th Cir. 2006)). The court may not affirm the ALJ on a ground upon which she did not rely; 27 rather, the court may review only the reasons stated by the ALJ in her decision. Orn v. Astrue, 28 495 F.3d 625, 630 (9th Cir. 2007); see also Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 1 2003). Further, if the evidence “is susceptible to more than one rational interpretation, it is the 2 ALJ’s conclusion that must be upheld.” Ford, 950 F.3d at 1154 (quoting Burch v. Barnhart, 400 3 F.3d 676, 679 (9th Cir. 2005)). 4 III. The ALJ’s Findings of Fact and Conclusions of Law 5 In his October 17, 2024 decision, the ALJ found plaintiff not disabled and made the 6 following findings: 7 1. The claimant meets the insured status requirements of the Social Security Act 8 through March 31, 2020. 9 2. The claimant has not engaged in substantial gainful activity since June 21, 2018, 10 the alleged onset date (20 CFR 404.1571 et seq., and 416.971 et seq.). 11 3. The claimant has the following severe impairments: chronic lymphocytic 12 leukemia; Crohn’s disease; Raynaud’s syndrome; degenerative disc disease, 13 lumbar spine; and depression (20 CFR 404.1520(c) and 416.920(c)). 14 4. The claimant does not have an impairment or combination of impairments that 15 meets or medically equals the severity of one of the listed impairments in 20 CFR 16 Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525, 404.1526, 17 416.920(d), 416.925 and 416.926). 18 5. After careful consideration of the entire record, the undersigned finds that the 19 claimant has the residual functional capacity to perform light work as defined in 20 20 CFR 404.1567(b) and 416.967(b) except he can occasionally balance, stoop, kneel, 21 crouch, crawl, and climb ramps and stairs, he can never climb ladders, ropes, or 22 scaffolds, he can never work at unprotected heights, he cannot tolerate any 23 exposure to extreme cold, he can tolerate only occasional exposure to humidity, 24 and he is limited to carrying out simple repetitive tasks. 25 6. The claimant has no past relevant work (20 CFR 404.1565 and 416.965). 26 7. The claimant was born on May 9, 1978 and was 40 years old, which is defined 27 as a younger individual age 18-49, on the alleged disability onset date (20 CFR 28 404.1563 and 416.963). 1 8. The claimant has a limited education (20 CFR 404.1564 and 416.964). 2 9. Transferability of job skills is not an issue because the claimant does not have 3 past relevant work (20 CFR 404.1568 and 416.968). 4 10. Considering the claimant’s age, education, work experience, and residual 5 functional capacity, there are jobs that exist in significant numbers in the national 6 economy that the claimant can perform (20 CFR 404.1569, 404.1569a, 416.969, 7 and 416.969a). 8 11. The claimant has not been under a disability, as defined in the Social Security 9 Act, from June 21, 2018, through the date of this decision (20 CFR 404.1520(g) 10 and 416.920(g)). 11 AR 24-35. 12 IV. Analysis 13 Plaintiff raises four issues on review. First, he argues that, when determining plaintiff’s 14 residual functioning capacity, the ALJ did not provide clear and convincing reasons for 15 disregarding his statements about his own pain. Second, he argues that the ALJ’s determination 16 at step three was error under governing regulations. Third, plaintiff argues that the ALJ failed to 17 address the combination of plaintiff’s impairments when determining his RFC. Finally, plaintiff 18 argues that the ALJ did not meet his burden of proof at step five. ECF No. 10 at 2. The court 19 concludes that plaintiff has not shown error meriting remand. 20 A. Partial Rejection of Plaintiff’s Testimony 21 When determining a plaintiff’s residual functioning capacity, the ALJ must consider the 22 plaintiff’s testimony describing their symptoms and engage in a two-step inquiry to determine 23 whether such testimony is credible. Garrison v. Colvin, 759 F.3d 995, 1014-15 (9th Cir. 2014). 24 “First, the ALJ must determine whether the claimant has presented objective medical evidence of 25 an underlying impairment ‘which could reasonably be expected to produce the pain or other 26 symptoms alleged.’” Lingenfelter v. Astrue, 504 F.3d 1028, 1035-36 (9th Cir. 2007) (quoting 27 Bunnell v. Sullivan, 947 F.2d 341, 344 (9th Cir.1991) (en banc) (internal quotation marks 28 omitted)). If the claimant satisfies the first step of this analysis, and there is no evidence of 1 malingering, “the ALJ can reject the claimant's testimony about the severity of her symptoms 2 only by offering specific, clear and convincing reasons for doing so.” Garrison, 759 F.3d at 3 1014-15 (quoting Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 1996)); see also Robbins v. Soc. 4 Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006). 5 Here, plaintiff argues that the ALJ erred by finding plaintiff’s descriptions of his 6 symptoms not credible without citing clear and convincing evidence to support that finding. ECF 7 No. 10 at 2-3; ECF No. 13 at 3-4. The record does not support that contention. In his decision, 8 the ALJ described plaintiff’s testimony that, as a result of his impairments, he suffered on-going 9 pain in his pelvis, jaw, and back; diarrhea, painful bowel movements, and abdominal pain; 10 inability to sit, stand, or walk for long periods, and reliance on a walker to ambulate; intermittent 11 use of an oxygen tank; extreme pain and numbness in his hands; and headaches and fatigue. AR 12 27-28. The ALJ found that plaintiff’s impairments could reasonably be expected to cause these 13 symptoms, but his “statements concerning the intensity, persistence and limiting effects of these 14 symptoms are not entirely consistent with the medical evidence and other evidence in the record.” 15 AR 28. The ALJ then detailed extensively the plaintiff’s history of treatment contained in the 16 record, and concluded:
17 Despite some poor compliance with prescribed treatment, the claimant achieved remission of his leukemia, and he reported good tolerance of maintenance 18 medications to treating providers. He received no ongoing treatment for lower back pain, and he did not receive treatment for Crohn’s disease or Raynaud’s 19 syndrome until mid-2024, six years after the alleged onset date. Physical examinations were largely unremarkable, except for the claimant’s 20 hospitalization in 2022, from which he appears to have recovered fully, as he admitted that he uses oxygen sparingly, while the alleged prescribed walker is 21 nowhere to be found in the record, indicating it is not medically necessary. 22 AR 33. 23 Despite plaintiff’s contention to the contrary, these reasons—grounded, as they were, in 24 contemporaneous evidence of plaintiff’s treatment history—are sufficiently clear and convincing 25 to justify the ALJ’s rejection, in part, of plaintiff’s testimony describing the intensity, persistence, 26 and limiting effects of his symptoms. See, e.g., Chaudhry v. Astrue, 688 F.3d 661, 672-73 (9th 27 Cir. 2012) (holding ALJ was reasonable in relying on objective medical evidence of claimant’s 28 1 functioning over claimant’s subjective testimony); Carmickle v. Comm’r, Soc. Sec. Admin., 533 2 F.3d 1155, 1161 (9th Cir. 2008) (holding ALJ reasonably relied on physician’s assessment of 3 claimant’s lifting capability in lieu of claimant’s self-report, as “[c]ontradiction with the medical 4 record is a sufficient basis for rejecting the claimant’s subjective testimony”); Osenbrock v. Apfel, 5 240 F.3d 1157, 1165-66 (9th Cir. 2001) (affirming an ALJ’s rejection of claimant’s allegations of 6 disabling pain, as they conflicted with records from her physical examinations). Plaintiff has not 7 shown that in this respect the ALJ’s RFC finding lacked substantial evidence to support it. 8 B. Step Three Analysis 9 Plaintiff next argues that the ALJ’s step three determination lacked substantial evidence to 10 support it insofar as the ALJ found that plaintiff’s chronic lymphocytic leukemia did not meet the 11 criteria for listing 13.05A2. ECF No. 10 at 3-4 (citing AR 25). Per plaintiff, this conclusion was 12 error in light of the record of plaintiff’s treatment history. ECF No. 10 at 4. The court concludes 13 plaintiff has not shown error. 14 At step three, the ALJ found that plaintiff did not have an impairment or combination of 15 impairments that meets or medically equals an impairment listed as severe in 20 CFR Part 404, 16 Subpart P, Appendix 1. AR 24-25. Relative to plaintiff’s lymphocytic leukemia, the ALJ found 17 that it did “not meet listing 13.05A2, as it has not required the initiation of more than one 18 anticancer treatment regimen within a period of twelve consecutive months.” AR 25; see 20 19 C.F.R. § Pt. 404, Subpt. P, App. 1, 13.05.A.2 (defining severe lymphoma as including “Indolent 20 lymphoma (including mycosis fungoides and follicular small cleaved cell) requiring initiation of 21 more than one (single mode or multimodal) anticancer treatment regimen within a period of 12 22 consecutive months”). Plaintiff argues that this finding was error, as plaintiff has pursued a long 23 treatment regimen that has included treatment with Ibrutinib and management of the side effects 24 of same, including a period of hospitalization. ECF No. 10 at 4 (citing AR 636, 1154, 1323, 25 1519-54, 1574-76). 26 The record demonstrates substantial evidence for the ALJ’s finding. To meet the standard 27 in listing 13.05A2, there needed to be evidence that the plaintiff had initiated more than one 28 treatment regimen for his leukemia during a consecutive twelve-month period. 20 C.F.R. § Pt. 1 404, Subpt. P, App. 1, 13.05.A.2. Here, the record demonstrated that, during the relevant period, 2 plaintiff had a single treatment regimen for his leukemia, viz., treatment with Ibrutinib. AR 1154- 3 56, 1520-24, 1543, 1547, 1551; cf. AR 1574-76. Although the record indicates that this treatment 4 may not have caused remission, see AR 1154, 1322-23, there is no indication that plaintiff’s 5 treatment regimen was changed during the claimed disability period, let alone that it was changed 6 to reflect more than two treatment regimens within a consecutive twelve-month period. See 7 generally AR 1519-54; see also AR 1523 (identifying a possible alternative treatment regimen 8 should the Ibrutinib cease to be effective and should plaintiff’s labwork indicate compatibility 9 with the alternative regimen). The ALJ did not err, therefore, in concluding that the record did 10 not support a finding that plaintiff’s leukemia was severe within the definition set forth in listing 11 13.05A2 of 20 CFR Part 404, Subpart P, Appendix 1. 12 C. RFC Determination 13 Plaintiff next argues that the RFC is not supported by substantial evidence because the 14 ALJ failed to account for the effect of the combination of all of plaintiff’s impairments. ECF No. 15 10 at 5-8; ECF No. 13 at 2-3. Specifically, plaintiff argues that the ALJ erroneously failed to 16 address the disabling effect of fecal incontinence due to Crohn’s disease, numbness and pain in 17 his hands due to Raynaud’s syndrome, borderline auditory memory, limited mobility, and heart 18 and respiratory failure requiring use of an oxygen tank. ECF No. 10 at 5-8. Upon review of the 19 record, the court concludes that plaintiff has not shown his entitlement to remand on this basis. 20 As a preliminary matter, plaintiff makes no argument as to how the asserted error harmed 21 him, i.e., in what way the RFC determination would have differed, and been more favorable to a 22 disability finding, had the ALJ properly accounted for the combination of impairments plaintiff 23 identifies. See ECF No. 10 at 5-8; ECF No. 13 at 2-3. This absence is fatal to plaintiff’s 24 argument that remand is warranted. See Shinseki, 556 U.S. at 409; Molina v. Astrue, 674 F.3d 25 1104, 1115 (9th Cir. 2012); see also Valentine v. Comm’r Soc. Sec. Admin., 574 F.3d 685, 692 26 n.2 (9th Cir. 2009) (plaintiff “does not detail what other physical limitations follow from the 27 evidence of his knee and should injuries, besides the limitations already listed in the RFC. We 28 reject any invitation to find that the ALJ failed to account for [plaintiff’s] injuries in some 1 unspecified way.”). 2 Moreover, the record does not support plaintiff’s contention that the ALJ “failed to 3 address,” ECF No. 10 at 5, the impairments he identifies in his motion. The ALJ addressed 4 plaintiff’s gastric distress attributed to Crohn’s disease.5 See ECF No. 10 at 6. The ALJ observed 5 that plaintiff had testified that “his Crohn’s disease causes diarrhea and painful bowel 6 movements, as well as abdominal pain,” AR 28, and that he had sought treatment for epigastric 7 and abdominal pain, bloating, and diarrhea in January and March of 2023. AR 29. A 8 colonoscopy performed in January 2023 showed no remarkable findings, however. AR 29; see 9 AR 1490-1501. In May 2024, plaintiff again presented with abdominal pain; a CT, colonoscopy, 10 and biopsy were performed, which showed chronic, active ileitis, suggesting a diagnosis of 11 Crohn’s disease. AR 29. The ALJ found no treatment for Crohn’s disease before this date, 12 despite plaintiff’s alleged date of June 2018 as marking the onset of his disability. AR 33. In 13 light of this, the ALJ concluded that plaintiff’s claims of disability during the relevant period due 14 to his symptoms from Crohn’s disease were of limited relevance to the RFC determination. Ibid. 15 This determination was supported by the record before the ALJ and reflects no error. See 20 16 C.F.R. §§ 404.1520(e), 404.1520c(a), 404.1527(d)(2), 404.1545(a), 404.1546(c); 416.945(a); see 17 generally Tommasetti v. Astrue, 533 F.3d 1035, 1041-42 (9th Cir. 2008) (“[T]he ALJ is the final 18 arbiter with respect to resolving ambiguities in the medical evidence.”); Lingenfelter v. Astrue, 19 504 F.3d 1028, 1042 (9th Cir. 2007) (“When evaluating the medical opinions of treating and 20 examining physicians, the ALJ has discretion to weigh the value of each of the various reports, to 21 resolve conflicts in the reports, and to determine which reports to credit and which to reject.”); 22 Benton v. Barnhart, 331 F.3d 1030, 1040 (9th Cir. 2003) (where “the record contains conflicting 23 medical evidence, the ALJ is charged with determining credibility and resolving the conflict”). 24 The record does not support plaintiff’s claim that the ALJ failed to address plaintiff’s 25 numbness and pain in his hands attributed to Reynaud’s syndrome. See ECF No. 10 at 6-7. The 26
27 5 Although plaintiff characterizes this as “fecal incontinence” in his motion, see ECF No. 10 at 5-6, the evidence on which plaintiff relies is his testimony describing persistent diarrhea. 28 ECF No. 10 at 6 (citing AR 56); see AR 56-57. 1 ALJ recounted plaintiff’s testimony about these symptoms, AR 28, and that his medical records 2 that he had sought treatment for these symptoms in April 2024. AR 29. At that visit, plaintiff 3 was diagnosed with Reynaud’s syndrome. Ibid. The ALJ credited plaintiff’s claims that these 4 symptoms impaired his abilities to work, finding that plaintiff was not able to perform a full range 5 of light work due to, inter alia, “history of Raynaud’s syndrome, with poor cold tolerance.” AR 6 31. Similarly, the ALJ partially rejected the opinion of medical consultant Ford, who had found 7 plaintiff capable of performing light work with some restrictions, because, inter alia, Dr. Ford’s 8 opinion failed to account for plaintiff’s poor cold tolerance due to Raynaud’s syndrome. Ibid. 9 The ALJ, however, rejected the opinion of Dr. Tanson, that plaintiff could tolerate “no exposure 10 to extreme temperatures,” as it was inconsistent with the fact that plaintiff had not sought or 11 received any treatment for Raynaud’s syndrome, or its symptoms, during most of the period of 12 claimed disability. AR 33. In light of the foregoing, plaintiff’s claim that the ALJ failed to 13 consider the Raynaud’s syndrome symptoms in fashioning the RFC is unsupported by the record. 14 The record instead demonstrates that the ALJ properly considered plaintiff’s testimony about 15 these symptoms in light of the entirety of the record and appropriately reconciled plaintiff’s 16 claimed impairments with the evidence before him, including reconciling discrepancies amongst 17 medical experts’ various opinion on this point. See Tommasetti, 533 F.3d at 1041-42; 18 Lingenfelter, 504 F.3d at 1042; Benton, 331 F.3d at 1040. Plaintiff has not shown error on this 19 basis. 20 The record also does not support plaintiff’s argument that the RFC determination was 21 flawed by failing to address evidence of his borderline auditory memory. ECF No. 10 at 7 (citing 22 AR 1512). Plaintiff’s medical records demonstrate that in May 2023, he was administered the 23 WMS-IV by Lauri Stenbeck. AR 1509-12. On the “Logical Memory I” test of the Auditory 24 Memory Index, he scored in the borderline range, and on the “Logical Memory II” test of the 25 Auditory Memory Index, he scored in the low average range. AR 1512. In her clinical findings, 26 Ms. Stenbeck described plaintiff’s functioning as reflecting the low average range for auditory 27 memory and that, overall, plaintiff “has some memory deficits compared to his overall intellectual 28 functioning,” but he “showed no clinical difference between his ability to retain and recall 1 auditory vs. visual information” and that “[t]his level of functioning suggests that he may 2 occasionally need some repetition of instructions when he is learning new work tasks.” Ibid. 3 Consequently, she concluded that plaintiff may have “mild limitations” in his ability to work 4 without special or additional supervision. AR 1514. The ALJ found Ms. Stenbeck’s opinion 5 partially persuasive. Relative to plaintiff’s memory limitations, the ALJ observed that Ms. 6 Stenbeck’s opinion was consistent with the testing she performed, but was partially inconsistent 7 with the observations she made of plaintiff when conducting his mental status exam and with his 8 self-reports of daily functioning and his adequate assessment for adaptive functioning. AR 32-33; 9 see AR 1508-09. 10 In light of the foregoing, the record does not support plaintiff’s argument that the ALJ 11 failed to account for plaintiff’s auditory memory impairments. Rather, the ALJ appropriately 12 considered this fact in light of the totality of the record before him, which was apt under the 13 governing regulations. See Tommasetti, 533 F.3d at 1041-42; Lingenfelter, 504 F.3d at 1042; 14 Benton, 331 F.3d at 1040. Moreover, given the particular limitation Ms. Stenbeck proposed as 15 resultant from plaintiff’s memory deficits—that plaintiff was mildly limited in his ability to work 16 without special or additional supervision—it is unclear how this was not encompassed by the 17 RFC that provided that, inter alia, plaintiff was limited to “carrying out simple repetitive tasks” as 18 a result of his impairments. See AR 27; see also 1514 (despite plaintiff’s auditory memory 19 impairment, Ms. Stenbeck opines he is capable of performing simple, repetitive tasks with no 20 limitations). Plaintiff has not shown that the RFC lacked substantial evidence to support it in this 21 regard. See Stout, 454 F.3d at 1052. 22 Plaintiff has also failed to show that the ALJ erred in his RFC determination by not taking 23 into account plaintiff’s reports of pain in his spine and hips that limits his mobility. ECF No. 10 24 at 7. The record indicates that the ALJ did consider such evidence when determining the RFC. 25 The ALJ recounted plaintiff’s testimony on this point, AR 27-28, and his reports of same to his 26 treatment providers. AR 29. The ALJ apparently credited plaintiff’s reports of his pain and its 27 impediment to his work functioning, as the ALJ found persuasive Dr. Sharma’s conclusions that 28 plaintiff was limited in his ability to lift, carry, bend, stoop, kneel, and crouch, due to his reported 1 back and lower extremity pain. AR 32. The RFC reflects these limitations, finding that plaintiff 2 can only perform light work; can occasionally balance, stoop, kneel, crouch, crawl, and climb 3 ramps and stairs; but cannot climb ladders, ropes, or scaffolds. AR 27. Given the totality of the 4 record, the ALJ’s determination on this issue is supported by substantial evidence and does not 5 reflect the ALJ having disregarded plaintiff’s evidence about his back and pelvic pain. See 6 Tommasetti, 533 F.3d at 1041-42; Lingenfelter, 504 F.3d at 1042; Stout, 454 F.3d at 1052. 7 Finally, the record does not support plaintiff’s argument that the RFC erroneously failed 8 to account for plaintiff’s use of an oxygen tank for breathing assistance. The ALJ recounted 9 plaintiff’s testimony that he occasionally used the oxygen tank that he had been prescribed as 10 pneumonia treatment in 2021, AR 28, as well as his treatment records in which he had reported 11 the same to medical providers. AR 29 (citing AR 1502-06). The ALJ credited plaintiff’s reports 12 of breathing difficulties and shortness of breath, but observed that even by plaintiff’s own reports, 13 he only requires occasional use of an oxygen tank. AR 33; see AR 62-63, 65 (plaintiff’s 14 testimony). As such, the ALJ concluded that plaintiff was not more restricted than the 15 limitations described in the RFC. AR 33. Given the totality of the record, plaintiff has not shown 16 that the ALJ failed to account for plaintiff’s oxygen use and breathing impairments, nor that the 17 ALJ’s ultimate determination of this issue lacked substantial evidentiary support. See 18 Tommasetti, 533 F.3d at 1041-42; Lingenfelter, 504 F.3d at 1042; Stout, 454 F.3d at 1052. 19 In sum, plaintiff has not shown that the ALJ’s RFC determination was erroneous. The 20 totality of the ALJ’s determination of plaintiff’s RFC indicates that he aptly considered all 21 medical evidence before him and properly relied on objective medical data, synthesizing and 22 weighing it in light of the entire record. See 20 C.F.R. § 404.1529(c); Molina v. Astrue, 674 F.3d 23 1104, 1113 (9th Cir. 2012). Accordingly, plaintiff has provided no basis to reverse the agency’s 24 decision. See 42 U.S.C. § 405(g). 25 D. Step Five Determination 26 Plaintiff argues that the ALJ’s determination at step five was erroneous because it was 27 premised on the RFC that was flawed for the reasons plaintiff argued above. ECF No. 10 at 9. 28 For the reasons set forth ante, the RFC was supported by substantial evidence and was not flawed 1 | inthe manner plaintiff identifies. As such, there is no purchase for plaintiff's argument that the 2 || ALJ’s step five determination was consequently flawed. See Stubbs-Danielson v. Astrue, 539 3 | F.3d 1169, 1175-76 (9th Cir. 2008). Review of the record indicates that the ALJ’s decision was 4 || supported by substantial evidence at each of the five steps of its required analysis and that 5 || plaintiff has provided no lawful basis for remand to the agency. Stout, 454 F.3d at 1052; 42 6 || U.S.C. § 405(g). 7 V. Conclusion 8 For the foregoing reasons, IT IS HEREBY ORDERED that: 9 1. Plaintiff's motion for summary judgment (ECF No. 10) is denied; 10 2. Defendant’s cross-motion for summary judgment (ECF No. 12) is granted; 11 3. The Clerk of the Court shall enter judgment for defendant and close this case. 12 13 || Dated: September 12, 2025 Zot Wltirn A4 14 UNITED STATES MAGISTRATE JUDGE 15 16 17 18 19 20 21 22 23 24 25 26 27 28