Christmas v. Hooper

118 F.4th 724
Court of Appeals for the Fifth Circuit·Decided October 10, 2024·No. 23-30151·Published·Cited by 2 cases

Opinion

Case: 23-30151 Document: 68-1 Page: 1 Date Filed: 10/10/2024

United States Court of Appeals for the Fifth Circuit United States Court of Appeals Fifth Circuit ____________ FILED October 10, 2024 No. 23-30151 Lyle W. Cayce ____________ Clerk Kendrick Christmas,

Petitioner—Appellant,

versus

Tim Hooper, Warden, Louisiana State Penitentiary,

Respondent—Appellee. ______________________________

Appeal from the United States District Court for the Middle District of Louisiana USDC No. 3:18-CV-691 ______________________________

Before Elrod, Chief Judge, and Willett and Duncan, Circuit Judges. Don R. Willett, Circuit Judge: In 2011, Kendrick Christmas, Louisiana prisoner #585115, received a life sentence for second-degree murder and two fifty-year sentences for attempted murder. All three sentences were set to run concurrently. In 2018, Christmas, proceeding pro se, petitioned for federal habeas relief under 28 U.S.C. § 2254, alleging various constitutional violations at his trial and on appeal. On March 31, 2022, the district court denied his petition as untimely and granted a certificate of appealability (COA) on the timeliness issue. Case: 23-30151 Document: 68-1 Page: 2 Date Filed: 10/10/2024

No. 23-30151

Christmas had until May 2, 2022, to appeal. 1 On May 5, 2022, we received a letter from Christmas requesting a “return date” and an extension to file a “COA brief.” The letter was dated May 2 but postmarked May 3. Recognizing that the postmark date might not match the date that Christmas placed his letter in the prison mail system, we remanded for factfinding by the district court. The district court found that Christmas placed his letter in the mail on May 2, 2022. Because Christmas’s letter requesting a “return date” and an extension to file a “COA brief” suffices as notice of appeal and that letter was timely, we have jurisdiction to address the timeliness of Christmas’s habeas petition. We AFFIRM the district court’s denial of habeas relief. I Christmas contends that his letter is a timely filed notice of appeal. Hooper does not respond. But because a “timely filed notice of appeal in a civil case is ‘mandatory and jurisdictional,’”2 we must reach the issue anyway. We begin by asking whether Christmas’s letter suffices as a notice of appeal. “Federal Rule of Appellate Procedure 3 makes clear that formality and title are not dispositive of whether a document is a notice of appeal.”3 A document acts as the functional equivalent of a notice of appeal so long as it “evinces an intent to appeal and contains the identity of the party or parties

_____________________ 1 See Fed. R. App. P. 4(a)(1)(A), 26(a)(1)(C). 2 Bailey v. Cain, 609 F.3d 763, 765 (5th Cir. 2010) (citation omitted). 3 Id. (citation omitted); see also Smith v. Barry, 502 U.S. 244, 248 (1992).

2 Case: 23-30151 Document: 68-1 Page: 3 Date Filed: 10/10/2024

appealing, the judgment or order appealed from, and the court to which the appeal is to be taken.”4 We start with the first requirement—whether Christmas’s letter conveys an intent to appeal. We look to the substance of the letter. 5 The subject line reads: “Plea for a Return date and in accordance therewith, an Extension of time in which to file COA brief.” Requesting an extension of time to file a COA motion is not the functional equivalent of a notice of appeal, at least according to our unpublished caselaw. 6 But the body of Christmas’s letter goes beyond merely asking for an extension. Christmas requests a “notice of a return date”—which he seems to define as the date by which he must submit to us a “COA application and Memorandum of Law.”7 And he says that he “aim[s] to meet all required timeliness demands of [our] Court.”8 Christmas’s request for a “return date” and his statement that he intends to comply with this court’s filing deadlines distinguish his letter from an ordinary request for an extension and convey the requisite unequivocal intent to appeal.

_____________________ 4 Bailey, 609 F.3d at 765–66. 5 Id. at 765. 6 Neslo v. Cain, 220 F.3d 588, 2000 WL 960660, at *1 (5th Cir. 2000) (unpublished) (per curiam); Radcliffe v. Stephens, 616 F. App’x 181, 182 (5th Cir. 2015). But cf. Bailey, 609 F.3d at 766–67 (concluding that even if the motion for an extension of time to file a COA motion could be a notice of appeal, that particular motion “would come up short”). 7 Cf. Stevens v. Heard, 674 F.2d 320, 322 (5th Cir. 1982) (addressing the filing of a certificate of probable cause, the precursor to a COA request, and concluding that a motion requesting the certificate was a notice of appeal). 8 Cf. United States v. Cantwell, 470 F.3d 1087, 1088–89 (5th Cir. 2006) (holding that even a motion for extension of time to appeal can be a notice of appeal when it does not equivocate about whether an appeal will be taken and satisfies Rule 3’s other requirements).

3 Case: 23-30151 Document: 68-1 Page: 4 Date Filed: 10/10/2024

Christmas’s letter satisfies Rule 3’s other requirements. It identifies the party appealing, the judgment being appealed, and the court—us—to which the appeal is to be taken.9 Christmas’s letter is thus the functional equivalent of a notice of appeal.10 II We now turn to whether Christmas’s notice of appeal was timely filed. On remand, the district court found that Christmas placed his letter in the prison mail system on May 2, 2022—the deadline for his appeal.11 He addressed his letter to us, not the district court, and we received it on May 5, 2022. Whether Christmas’s notice was timely filed implicates two Federal Rules of Appellate Procedure—Rule 4(c)(1), the prison mailbox rule, and Rule 4(d), the mistaken filing rule. Rule 4(c)(1) says that a prisoner timely files his notice of appeal by placing it in the prison mail system on or before the last day for filing. And Rule 4(d) says that the notice mistakenly filed in our court will be deemed filed in the district court on the date we received it. Under Rule 4(c)(1) alone, Christmas timely filed his notice by depositing it in the prison mail system on May 2. Yet under Rule 4(d) alone, Christmas’s notice was not timely because we received it on May 5, three days after the deadline. Over two decades ago, we faced Bowie v. Cain, a case with similar facts, and remanded to the district court to determine whether the prisoner

_____________________ 9 See Bailey, 609 F.3d at 765–66. 10 See id. 11 See Fed. R. App. P. 4(a)(1)(A), 26(a)(1)(C).

4 Case: 23-30151 Document: 68-1 Page: 5 Date Filed: 10/10/2024

had timely filed his notice of appeal.12 The district court determined that he had, and we accordingly concluded that we had jurisdiction. 13 We later addressed the same question without remanding. We held in Charles v.

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Christmas v. Hooper, 118 F.4th 724 (5th Cir. 2024).

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