5 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 6 AT SEATTLE
7 KRISTA C.,
8 Plaintiff, CASE NO. C19-5240-MAT
9 v. ORDER RE: SOCIAL SECURITY 10 ANDREW M. SAUL, DISABILITY APPEAL Commissioner of Social Security, 11 Defendant. 12
13 Plaintiff proceeds through counsel in her appeal of a final decision of the Commissioner of 14 the Social Security Administration (Commissioner). The Commissioner denied Plaintiff’s 15 applications for Supplemental Security Income (SSI) and Disability Insurance Benefits (DIB) after 16 a hearing before an Administrative Law Judge (ALJ). Having considered the ALJ’s decision, the 17 administrative record (AR), and all memoranda of record, this matter is AFFIRMED. 18 FACTS AND PROCEDURAL HISTORY 19 Plaintiff was born on XXXX, 1983.1 She has a high school diploma and some college 20 education, and has performed clerical work for a flooring company, provided customer service at 21 a fast-food restaurant, and worked as a temporary laborer, and most recently provided childcare 22
23 1 Dates of birth must be redacted to the year. Fed. R. Civ. P. 5.2(a)(2) and LCR 5.2(a)(1). 1 for a friend on a regular basis for years. (AR 47-50, 347.) 2 Plaintiff applied for SSI and DIB in December 2014. (AR 306-20.) Those applications 3 were denied and Plaintiff timely requested a hearing. (AR 193-207, 209-222.)
4 On August 23, 2016, and September 14, 2017, ALJ S. Andrew Grace held hearings, taking 5 testimony from Plaintiff, vocational experts (VEs), a medical expert (ME), and a lay witness. (AR 6 38-101.) On February 2, 2018, the ALJ issued a decision finding Plaintiff not disabled. (AR 12- 7 28.) Plaintiff timely appealed. The Appeals Council denied Plaintiff’s request for review on 8 January 24, 2019 (AR 1-6), making the ALJ’s decision the final decision of the Commissioner. 9 Plaintiff appealed this final decision of the Commissioner to this Court. 10 JURISDICTION 11 The Court has jurisdiction to review the ALJ’s decision pursuant to 42 U.S.C. § 405(g). 12 DISCUSSION 13 The Commissioner follows a five-step sequential evaluation process for determining
14 whether a claimant is disabled. See 20 C.F.R. §§ 404.1520, 416.920 (2000). At step one, it must 15 be determined whether the claimant is gainfully employed. The ALJ found Plaintiff had worked 16 since the alleged onset date, but because the payment for this work was not documented in writing, 17 it could not be determined whether it constituted substantial gainful employment. (AR 14-15.) 18 The ALJ thus proceeded on with the sequential evaluation. (AR 15.) At step two, it must be 19 determined whether a claimant suffers from a severe impairment. The ALJ found severe Plaintiff’s 20 right shoulder osteoarthritis, right shoulder sprain, mild scoliosis, mild cervical degenerative disc 21 disease, mild degeneration of the SI joints, intermittent explosive disorder, major depressive 22 disorder, post-traumatic stress disorder, personality disorder, and bipolar disorder. (AR 15-16.) 23 Step three asks whether a claimant’s impairments meet or equal a listed impairment. The ALJ 1 found that Plaintiff’s impairments did not meet or equal the criteria of a listed impairment. (AR 2 16-17.) 3 If a claimant’s impairments do not meet or equal a listing, the Commissioner must assess
4 residual functional capacity (RFC) and determine at step four whether the claimant has 5 demonstrated an inability to perform past relevant work. The ALJ found Plaintiff capable of 6 performing light work, with additional limitations: she can never climb ladders, ropes, or scaffolds. 7 She can occasionally crawl. She cannot reach overhead with the dominant right upper extremity. 8 She can frequently reach in all other directions with the dominant right upper extremity. She can 9 occasionally push/pull with the dominant right upper extremity. She must avoid concentrated 10 exposure to vibrations and hazards. She is limited to simple, routine, repetitive tasks consistent 11 with unskilled work. (AR 17.) With that assessment, the ALJ found Plaintiff unable to perform 12 past relevant work. (AR 26.) 13 If a claimant demonstrates an inability to perform past relevant work, the burden shifts to
14 the Commissioner to demonstrate at step five that the claimant retains the capacity to make an 15 adjustment to work that exists in significant levels in the national economy. With the assistance 16 of the VE, the ALJ found Plaintiff capable of transitioning to other representative occupations, 17 such as cashier II and small products assembler. (AR 27.) The ALJ further indicated that if 18 Plaintiff were more limited than as found in the RFC assessment, in that she was limited to 19 occasional reaching in all other (not only overhead) directions with her right arm, she could still 20 perform the representative occupations of usher and call-out operator. (AR 27.) 21 This Court’s review of the ALJ’s decision is limited to whether the decision is in 22 accordance with the law and the findings supported by substantial evidence in the record as a 23 whole. See Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993). Substantial evidence means more 1 than a scintilla, but less than a preponderance; it means such relevant evidence as a reasonable 2 mind might accept as adequate to support a conclusion. Magallanes v. Bowen, 881 F.2d 747, 750 3 (9th Cir. 1989). If there is more than one rational interpretation, one of which supports the ALJ’s
4 decision, the Court must uphold that decision. Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 5 2002). 6 Plaintiff argues the ALJ erred in (1) discounting her subjective symptom testimony, (2) 7 assessing certain medical evidence and opinions, and (3) discounting the lay evidence.2 The 8 Commissioner argues that the ALJ’s decision is supported by substantial evidence and should be 9 affirmed. 10 Subjective symptom testimony 11 The ALJ discounted Plaintiff’s allegations because (1) her alleged physical limitations 12 were inconsistent with the record, which showed conservative care, and inconsistent with her 13 physical activities, including childcare for her son and other children, cooking, household chores,
14 and driving a manual transmission; and (2) her alleged mental limitations were inconsistent with 15 the record, which showed very limited treatment, lack of mental complaints reported to providers, 16 and inconsistent activities, such as babysitting and socializing. (AR 19-22.) Plaintiff argues that 17 these reasons are not clear and convincing, as required in the Ninth Circuit. Burrell v. Colvin, 775 18 F.3d 1133, 1136-37 (9th Cir. 2014). 19 Plaintiff first argues that the ALJ’s assessment of her testimony was tainted by errors in 20 the ALJ’s assessment of the medical opinion evidence. Dkt. 10 at 13. As explained infra, however, 21 22 2 Plaintiff’s opening brief also challenges the ALJ’s RFC assessment and step-five findings, but in doing so only reiterates arguments made elsewhere. Dkt. 10 at 18-19. Accordingly, these issues will not 23 be analyzed separately. 1 the Court finds no error in the ALJ’s assessment of the medical opinion evidence.
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5 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 6 AT SEATTLE
7 KRISTA C.,
8 Plaintiff, CASE NO. C19-5240-MAT
9 v. ORDER RE: SOCIAL SECURITY 10 ANDREW M. SAUL, DISABILITY APPEAL Commissioner of Social Security, 11 Defendant. 12
13 Plaintiff proceeds through counsel in her appeal of a final decision of the Commissioner of 14 the Social Security Administration (Commissioner). The Commissioner denied Plaintiff’s 15 applications for Supplemental Security Income (SSI) and Disability Insurance Benefits (DIB) after 16 a hearing before an Administrative Law Judge (ALJ). Having considered the ALJ’s decision, the 17 administrative record (AR), and all memoranda of record, this matter is AFFIRMED. 18 FACTS AND PROCEDURAL HISTORY 19 Plaintiff was born on XXXX, 1983.1 She has a high school diploma and some college 20 education, and has performed clerical work for a flooring company, provided customer service at 21 a fast-food restaurant, and worked as a temporary laborer, and most recently provided childcare 22
23 1 Dates of birth must be redacted to the year. Fed. R. Civ. P. 5.2(a)(2) and LCR 5.2(a)(1). 1 for a friend on a regular basis for years. (AR 47-50, 347.) 2 Plaintiff applied for SSI and DIB in December 2014. (AR 306-20.) Those applications 3 were denied and Plaintiff timely requested a hearing. (AR 193-207, 209-222.)
4 On August 23, 2016, and September 14, 2017, ALJ S. Andrew Grace held hearings, taking 5 testimony from Plaintiff, vocational experts (VEs), a medical expert (ME), and a lay witness. (AR 6 38-101.) On February 2, 2018, the ALJ issued a decision finding Plaintiff not disabled. (AR 12- 7 28.) Plaintiff timely appealed. The Appeals Council denied Plaintiff’s request for review on 8 January 24, 2019 (AR 1-6), making the ALJ’s decision the final decision of the Commissioner. 9 Plaintiff appealed this final decision of the Commissioner to this Court. 10 JURISDICTION 11 The Court has jurisdiction to review the ALJ’s decision pursuant to 42 U.S.C. § 405(g). 12 DISCUSSION 13 The Commissioner follows a five-step sequential evaluation process for determining
14 whether a claimant is disabled. See 20 C.F.R. §§ 404.1520, 416.920 (2000). At step one, it must 15 be determined whether the claimant is gainfully employed. The ALJ found Plaintiff had worked 16 since the alleged onset date, but because the payment for this work was not documented in writing, 17 it could not be determined whether it constituted substantial gainful employment. (AR 14-15.) 18 The ALJ thus proceeded on with the sequential evaluation. (AR 15.) At step two, it must be 19 determined whether a claimant suffers from a severe impairment. The ALJ found severe Plaintiff’s 20 right shoulder osteoarthritis, right shoulder sprain, mild scoliosis, mild cervical degenerative disc 21 disease, mild degeneration of the SI joints, intermittent explosive disorder, major depressive 22 disorder, post-traumatic stress disorder, personality disorder, and bipolar disorder. (AR 15-16.) 23 Step three asks whether a claimant’s impairments meet or equal a listed impairment. The ALJ 1 found that Plaintiff’s impairments did not meet or equal the criteria of a listed impairment. (AR 2 16-17.) 3 If a claimant’s impairments do not meet or equal a listing, the Commissioner must assess
4 residual functional capacity (RFC) and determine at step four whether the claimant has 5 demonstrated an inability to perform past relevant work. The ALJ found Plaintiff capable of 6 performing light work, with additional limitations: she can never climb ladders, ropes, or scaffolds. 7 She can occasionally crawl. She cannot reach overhead with the dominant right upper extremity. 8 She can frequently reach in all other directions with the dominant right upper extremity. She can 9 occasionally push/pull with the dominant right upper extremity. She must avoid concentrated 10 exposure to vibrations and hazards. She is limited to simple, routine, repetitive tasks consistent 11 with unskilled work. (AR 17.) With that assessment, the ALJ found Plaintiff unable to perform 12 past relevant work. (AR 26.) 13 If a claimant demonstrates an inability to perform past relevant work, the burden shifts to
14 the Commissioner to demonstrate at step five that the claimant retains the capacity to make an 15 adjustment to work that exists in significant levels in the national economy. With the assistance 16 of the VE, the ALJ found Plaintiff capable of transitioning to other representative occupations, 17 such as cashier II and small products assembler. (AR 27.) The ALJ further indicated that if 18 Plaintiff were more limited than as found in the RFC assessment, in that she was limited to 19 occasional reaching in all other (not only overhead) directions with her right arm, she could still 20 perform the representative occupations of usher and call-out operator. (AR 27.) 21 This Court’s review of the ALJ’s decision is limited to whether the decision is in 22 accordance with the law and the findings supported by substantial evidence in the record as a 23 whole. See Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993). Substantial evidence means more 1 than a scintilla, but less than a preponderance; it means such relevant evidence as a reasonable 2 mind might accept as adequate to support a conclusion. Magallanes v. Bowen, 881 F.2d 747, 750 3 (9th Cir. 1989). If there is more than one rational interpretation, one of which supports the ALJ’s
4 decision, the Court must uphold that decision. Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 5 2002). 6 Plaintiff argues the ALJ erred in (1) discounting her subjective symptom testimony, (2) 7 assessing certain medical evidence and opinions, and (3) discounting the lay evidence.2 The 8 Commissioner argues that the ALJ’s decision is supported by substantial evidence and should be 9 affirmed. 10 Subjective symptom testimony 11 The ALJ discounted Plaintiff’s allegations because (1) her alleged physical limitations 12 were inconsistent with the record, which showed conservative care, and inconsistent with her 13 physical activities, including childcare for her son and other children, cooking, household chores,
14 and driving a manual transmission; and (2) her alleged mental limitations were inconsistent with 15 the record, which showed very limited treatment, lack of mental complaints reported to providers, 16 and inconsistent activities, such as babysitting and socializing. (AR 19-22.) Plaintiff argues that 17 these reasons are not clear and convincing, as required in the Ninth Circuit. Burrell v. Colvin, 775 18 F.3d 1133, 1136-37 (9th Cir. 2014). 19 Plaintiff first argues that the ALJ’s assessment of her testimony was tainted by errors in 20 the ALJ’s assessment of the medical opinion evidence. Dkt. 10 at 13. As explained infra, however, 21 22 2 Plaintiff’s opening brief also challenges the ALJ’s RFC assessment and step-five findings, but in doing so only reiterates arguments made elsewhere. Dkt. 10 at 18-19. Accordingly, these issues will not 23 be analyzed separately. 1 the Court finds no error in the ALJ’s assessment of the medical opinion evidence. To the extent 2 that Plaintiff contends that the ALJ erred in considering whether her testimony was corroborated 3 by the objective evidence (Dkt. 10 at 13), it may be true that such a lack of corroboration could
4 not solely support the ALJ’s discounting of her testimony, but the ALJ provided other reasons as 5 well, and thus this argument fails to show error in the ALJ’s decision. 6 Next, Plaintiff argues that the ALJ erred in discounting her testimony based on limited 7 treatment for conditions she contends are disabling, as well as the fact that she failed to complain 8 to providers about symptoms she now contends are disabling. Dkt. 10 at 13. Plaintiff suggests 9 that her lack of treatment and/or complaints is attributable to her mental illness, but cites no 10 evidence supporting that assertion. Id. Furthermore, this argument fails to explain why Plaintiff 11 received only “sporadic” and “conservative” treatment for her shoulder complaints, as found by 12 the ALJ. (See AR 19.) Thus, the Court finds that the ALJ did not err in discounting Plaintiff’s 13 allegations due to lack of treatment and lack of complaints for the symptoms she now claims are
14 disabling. See Meanel v. Apfel, 172 F.3d 1111, 1114 (9th Cir. 1999) (rejecting subjective pain 15 complaints where petitioner’s “claim that she experienced pain approaching the highest level 16 imaginable was inconsistent with the ‘minimal, conservative treatment’ that she received”); 17 Greger v. Barnhart, 464 F.3d 968, 972-73 (9th Cir. 2006) (“Because Greger did not report any 18 fatigue to his doctors during the relevant period, the ALJ properly limited the hypothetical to the 19 medical assumptions supported by substantial evidence in the record.”). 20 Plaintiff also argues that her socializing activities were “fairly limited” and thus did not 21 meaningfully contradict her allegations of social limitations. Dkt. 10 at 13-14. The ALJ fairly 22 characterized Plaintiff’s social activities as including a friend she saw on a daily basis, a boyfriend 23 she saw on weekends, and the three children she babysat on a regular basis during 2013-15. (AR 1 16-17.) These activities are reasonably inconsistent with Plaintiff’s allegations of social 2 limitations, such as her December 2014 statement that she used to be social, but now sits in her 3 apartment alone, not wanting to be around others. (See AR 339.)
4 Lastly, Plaintiff argues that the ALJ erred in discounting her allegations based in part on 5 her work activity as a babysitter for her friend’s three children, because that activity does not 6 contradict her allegations nor does it show that she can work full-time on a sustained basis. Dkt. 7 10 at 14. But on the contrary, Plaintiff testified that she worked as a babysitter from 2013-15 for 8 three children for approximately ten hours at a time on a regular basis, and earning about $14,000 9 from this job in 2013 alone, and she also testified that she stopped babysitting when the parents of 10 the children no longer needed childcare. (AR 47-50.) Because the income from this job was not 11 documented in writing, the ALJ could not determine whether the work constituted substantial 12 gainful activity (AR 14-15), but nonetheless, Plaintiff’s ability to engage in this work activity 13 during the adjudicated period contradicts her allegation of disability during that same time period.
14 Because the ALJ identified inconsistencies between Plaintiff’s allegations and her social and work 15 activities, the ALJ did not err in relying on Plaintiff’s activities when assessing the reliability of 16 her testimony. See Orn v. Astrue, 495 F.3d 625, 639 (9th Cir. 2007) (activities may undermine 17 credibility where they (1) contradict the claimant’s testimony or (2) “meet the threshold for 18 transferable work skills”). 19 Medical evidence 20 Plaintiff challenges the ALJ’s assessment of a number of medical opinions, each of which 21 the Court will address in turn. 22 Legal standards 23 In general, more weight should be given to the opinion of a treating doctor than to a non- 1 treating doctor, and more weight to the opinion of an examining doctor than to a non-examining 2 doctor. Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1996). Where not contradicted by another 3 doctor, a treating or examining doctor’s opinion may be rejected only for “‘clear and convincing’”
4 reasons. Id. (quoting Baxter v. Sullivan, 923 F.2d 1391, 1396 (9th Cir. 1991)). Where contradicted, 5 a treating or examining doctor’s opinion may not be rejected without “‘specific and legitimate 6 reasons’ supported by substantial evidence in the record for so doing.” Id. at 830-31 (quoting 7 Murray v. Heckler, 722 F.2d 499, 502 (9th Cir. 1983)). 8 Social Security regulations since rescinded but applicable to this case distinguish between 9 “acceptable medical sources” and “other sources”: acceptable medical sources include, for 10 example, licensed physicians and psychologists, while other providers, such as nurse practitioners, 11 are considered “other sources.” Social Security Ruling (SSR) 06-03p, 2006 WL 2329939 (Aug. 12 9, 2006). Less weight may be assigned to the opinions of other sources. Gomez v. Chater, 74 F.3d 13 967, 970 (9th Cir. 1996). However, the ALJ’s decision should reflect consideration of such
14 opinions, and the ALJ may discount the evidence by providing reasons germane to each source. 15 Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012); SSR 06-03p. 16 James Parker, M.D. 17 Dr. Parker performed a psychiatric evaluation of Plaintiff in April 2013 and wrote a 18 narrative report describing her symptoms and limitations. (AR 475-78.) Dr. Parker’s medical 19 source statement reads, in its entirety: “The claimant is capable of managing her own funds. She 20 is not able to do simple repetitive tasks with accuracy and not able to sustain them. During the 21 interview she seems quite angry and irritable. It is hard to see her interacting appropriately with 22 coworkers, supervisors or the public.” (AR 477-78.) The ALJ gave little weight to Dr. Parker’s 23 opinion, noting that it predates the alleged onset date, and finding it inconsistent with observations 1 of providers after the alleged onset date, specifically those noting Plaintiff’s “bright affect.” (AR 2 25.) The ALJ also noted that at the time of Dr. Parker’s evaluation, Plaintiff was not taking any 3 mental health medication or engaging in counseling, and that she engaged in “very minimal mental
4 health treatment” even after Dr. Parker’s evaluation. (Id.) 5 Plaintiff argues that the ALJ erred in discounting Dr. Parker’s opinion based on the fact 6 that it predates the alleged onset date, but this argument is not persuasive. See Carmickle v. 7 Comm’r of Social Sec. Admin., 533 F.3d 1155, 1165 (“Medical opinions that predate the alleged 8 onset of disability are of limited relevance.”). Furthermore, Plaintiff’s lack of treatment for the 9 conditions Dr. Parker diagnosed also undermines his conclusions. See, e.g., Blacksher v. Berryhill, 10 762 Fed. Appx. 372, 374 (9th Cir. Feb. 26, 2019) (holding that the ALJ properly discounted a 11 treating psychologist’s opinion due to the claimant’s “gaps in treatment”); Evans v. Berryhill, 759 12 Fed. Appx. 606, 608 (9th Cir. Jan. 7, 2019) (affirming an ALJ’s rejection of a treating physician’s 13 opinion in part because plaintiff “received only sporadic treatment for his condition”).
14 Accordingly, the Court finds no error in the ALJ’s discounting of Dr. Parker’s opinion. 15 Brandon Elrod, D.O. 16 Dr. Elrod examined Plaintiff in April 2013 and wrote a narrative report describing her 17 symptoms and limitations. (AR 471-74.) His medical source statement reads, in relevant part: 18 At this point, it is difficult to determine whether the patient actually has any pathology within the arm or shoulder. There was no mechanism of injury noted. 19 At this point in time maximum standing and walking capacity should be no limitation. Maximum sitting capacity should be no limitation. The claimant does 20 not need nor use an assistive device. Maximum lifting capacity is limited to 50 pounds occasionally and 25 pounds frequently. There is no limitation on postural 21 activity. There is no limitation on handling, fingering, or feeling. The claimant should be limited on reaching with the right arm. It is likely that she may have an 22 injury within the shoulder, but she needs an MRI. She should not lift with the right arm or reach above her head with her right arm at this time. There are no limitations 23 on work place environment[al] activities. 1 (AR 474.) The ALJ noted that this opinion was rendered before the alleged onset date, and was 2 inconsistent with evidence reflecting the alleged period of disability. (AR 23.) The ALJ also noted 3 that Dr. Elrod’s opinion was predicated on the concern that Plaintiff may have an injury and needed
4 an MRI (which was never obtained), and thus his lifting/reaching restrictions on the right were 5 intended to be temporary until the MRI could be performed. (AR 23.) 6 Plaintiff characterizes the ALJ’s reasoning as “speculative” and notes that “more recent 7 evidence confirmed the severity of [Plaintiff’s] chronic shoulder arthritis.” Dkt. 10 at 4. But Dr. 8 Elrod was concerned about an injury, not joint disease, and Plaintiff has not shown that the ALJ 9 was incorrect in stating that the record does not demonstrate any acute injury. Furthermore, the 10 ALJ also reasonably found that Dr. Elrod’s opinion was entitled to less weight because it predated 11 the alleged onset date and was inconsistent with later evidence, and Plaintiff has not shown how 12 this reasoning is invalid. See Carmickle, 533 F.3d at 1165. 13 Nancy Armstrong, ARNP
14 Ms. Armstrong, a treating nurse, completed a form opinion regarding Plaintiff’s ability to 15 work in July 2014. (AR 497-501.) She listed Plaintiff’s diagnoses as “psoriatic arthritis of [right] 16 shoulder [with] degenerative joint disease” and opined that Plaintiff was unable to work because 17 she “has really no use of [right] arm.” (AR 497.) She described Plaintiff as “severely limited,” in 18 that she could not lift 2 pounds or was unable to stand/walk. (AR 498.) She indicated that these 19 limitations would be in place for six months, because Plaintiff “[n]eeds specialist treatment and 20 probable surgery.” (Id.) The ALJ gave “partial weight” to Ms. Armstrong’s opinion because the 21 “extreme limitations” she indicated were 22 not supported by the treating record, the exam findings or the imaging. The orthopedic doctors noted early degeneration in the right shoulder. Further, [Ms. 23 Armstrong] is not an acceptable medical source and other medical sources have opined that the claimant is not as limited. The record also demonstrates activities 1 that are inconsistent with the extent of limitations reported by ARNP Armstrong.
2 (AR 23.) The ALJ also stated that the record “does not include a diagnosis of psoriatic arthritis 3 from an acceptable medical source nor does it show a rheumatology consult.” (Id.) 4 Plaintiff argues that the record does indeed contain a diagnosis of psoriatic arthritis made 5 by an acceptable medical source. Dkt. 10 at 5 (citing AR 672, 677). The records Plaintiff cites 6 reveal that an acceptable medical source listed psoriatic arthritis as a diagnosis as a result of her 7 self-reporting that she had that condition, but there is no evidence in the record of any testing 8 performed to confirm that diagnosis. (AR 676 (“Claims Psoriatic Arthritis”).) Moreover, as the 9 ALJ noted, a shoulder/elbow specialist referred to Plaintiff’s shoulder condition as “mild” and 10 “early” (AR 493), and this reasonably undermines Ms. Armstrong’s opinion that her shoulder 11 condition caused such severe restrictions. During the time of Ms. Armstrong’s opinion, Plaintiff 12 was working as a babysitter for three children (AR 47-50), in addition to caring for her own child, 13 and this work is inconsistent with Ms. Armstrong’s opinion that Plaintiff could not work, could
14 not lift 2 pounds or could not stand/walk. See Rollins v. Massanari, 261 F.3d 853, 856 (9th Cir. 15 2001) (affirming an ALJ’s rejection of a treating physician’s opinion that was inconsistent with 16 the claimant’s level of activity). These are germane reasons to discount Ms. Armstrong’s opinion. 17 Tasmyn Bowes, Psy.D. 18 Dr. Bowes performed a DSHS evaluation in September 2014 and completed a form opinion 19 describing Plaintiff’s symptoms and limitations. (AR 523-35.) The ALJ summarized the marked 20 limitations described by Dr. Bowes, and found those to be unsupported by medical records, and 21 inconsistent with her lack of mental health treatment and her ability to care for her son or complete 22 her other activities, such as babysitting and household chores. (AR 24-25.) 23 Plaintiff contends that the ALJ’s reasoning is invalid because Dr. Bowes’s opinion was 1 corroborated by two other opinions, but the ALJ reasonably discounted both of those opinions, as 2 discussed supra and infra. Dkt. 10 at 6. Moreover, as discussed supra, an ALJ is entitled to 3 discount a medical opinion describing limitations caused by a condition for which the claimant
4 received little or sporadic treatment. See, e.g., Blacksher, 762 Fed. Appx. at 374; Evans, 759 Fed. 5 Appx. at 608. Lastly, Dr. Bowes’s opinion is, as the ALJ found, inconsistent with Plaintiff’s ability 6 to work as a babysitter and care for her son; Plaintiff did not report her work activity to Dr. Bowes. 7 Plaintiff has not shown that the ALJ erred in discounting Dr. Bowes’s opinion for these reasons. 8 Loreli Thompson, Ph.D. 9 Dr. Thompson examined Plaintiff in July 2015 and wrote a narrative report describing her 10 symptoms and limitations. (AR 612-19.) Dr. Thompson opined that Plaintiff had a good ability 11 to reason and good understanding, but “inconsistent” memory functions and sustained 12 concentration and persistence. (AR 617.) Dr. Thompson described Plaintiff’s social functioning 13 as “fair,” and suggested that she would have impact to her ability to adapt to routine changes in a
14 typical work setting based on her reports of depressed mood, variable mood, increased anxiety, 15 low frustration tolerance, problems with concentration/attention, and physical limitations. (Id.) 16 The ALJ gave partial weight to Dr. Thompson’s opinion, noting that Dr. Thompson “did 17 not address specific workplace tasks and did not use vocational language in her assessment of the 18 claimant[,]” and thus did not specifically opine as to whether Plaintiff was able to work. (AR 25.) 19 The ALJ found that to the extent Dr. Thompson’s “vague” statements could be construed as 20 limitations that conflict with the RFC assessment, those limitations would be inconsistent with the 21 record and with Plaintiff’s lack of mental health treatment, as well as inconsistent with Plaintiff’s 22 ability to care for her child as well as work as a babysitter 2013-15. (Id.) 23 Plaintiff disputes the ALJ’s interpretation, stating that Dr. Thompson did in fact refer to 1 workplace tasks and use vocational language. Dkt. 10 at 7. Plaintiff provides no examples, and 2 the Court’s review of Dr. Thompson’s opinion is consistent with the ALJ’s interpretation. Dr. 3 Thompson did not address, for example, Plaintiff’s ability to interact with co-workers or
4 supervisors, maintain work attendance, or make workplace decisions. (See AR 617.) Furthermore, 5 as discussed above, an ALJ is entitled to discount a medical opinion describing limitations caused 6 by a condition for which the claimant received little or sporadic treatment, and the limitations 7 described by Dr. Thompson are arguably inconsistent with Plaintiff’s ability to work as a 8 babysitter. Plaintiff did not report her work as a babysitter to Dr. Thompson. (See AR 613.) 9 Accordingly, the Court finds that the ALJ provided legally sufficient reasons to discount Dr. 10 Thompson’s opinion. 11 Gary Gaffield, D.O. 12 Dr. Gaffield examined Plaintiff in December 2016 and wrote a narrative report describing 13 her symptoms and limitations. (AR 772-78.) Dr. Gaffield opined that inter alia Plaintiff could
14 not “reach or work overhead with her right upper extremity due to the weakness and limited 15 motion.” (AR 777.) 16 The ALJ credited much of Dr. Gaffield’s opinion, but discounted his opinion that Plaintiff 17 could not reach overhead on the right, because Dr. Gaffield’s own opinion report mentions 18 activities that require bilateral arm use (such as driving, using the computer, household chores, 19 grooming, and caring for her child). (AR 23.) The ALJ also noted that Plaintiff had minimal, 20 conservative treatment for her shoulder condition. (Id.) Lastly, the ALJ emphasized that the ME 21 considered the entire record and found that Plaintiff was limited to reaching on the right side 22 overhead occasionally and in all other directions frequently. (Id.) 23 Plaintiff’s opening brief provides only a conclusory challenge to this part of the ALJ’s 1 reasoning, arguing that “the ALJ erred by failing to state any legitimate reason for rejecting his 2 opinion about [Plaintiff’s] manipulative limitations.” Dkt. 10 at 8. This contention is not 3 accompanied by any analysis of the ALJ’s stated reasons for discounting Dr. Gaffield’s opinion,
4 and thus Plaintiff failed to meet her burden to show error in the ALJ’s decision. 5 “Other medical evidence” 6 Plaintiff devotes pages of her opening brief to a summary of miscellaneous medical 7 findings, without connecting them to a particular assignment of error. Dkt. 10 at 8-11. These 8 untethered clinical findings present no legal issue for the Court’s analysis and need not be 9 discussed further. 10 State agency opinions 11 Plaintiff argues that the ALJ erred in failing to credit the State agency consultants’ opinion 12 that Plaintiff was limited to occasional reaching in any direction and occasional handling with her 13 right arm, and that she was limited to superficial non-cooperative communication with co-workers,
14 but should work away from the general public. (See AR 136, 150, 180, 182.) The ALJ indicated 15 that he discounted the State agency physical opinions in light of the ME’s testimony, which was 16 rendered after a review of the entire record, some of which was unavailable to the State agency 17 consultants. (AR 24.) The ALJ found the State agency psychological opinions to be inconsistent 18 with (1) Plaintiff’s abilities as demonstrated upon mental status examination; (2) Plaintiff’s lack 19 of mental health treatment; (3) providers’ observation of Plaintiff’s “bright affect” during 20 appointments; and (4) Plaintiff’s activities, specifically babysitting. (Id.) 21 Once again, Plaintiff’s opening brief provides no analysis of the reasons provided by the 22 ALJ for discounting the State agency opinions. Dkt. 10 at 11-12. The Court finds that Plaintiff 23 has not met her burden to show error in the ALJ’s decision. 1 ME 2 An ME testified at the second administrative hearing in this case, opining that inter alia 3 Plaintiff could frequently reach with her right arm. (AR 76-83.) The ALJ gave significant weight
4 to this opinion, noting that the ME had the opportunity to review the entire record, “including the 5 most recent imaging of the right shoulder done in June of 2016.” (AR 22.) The ALJ also found 6 that the ME “is an expert in the field and provided a very detailed explanation to support his 7 opinions.” (Id.) 8 Plaintiff suggests that the ALJ erred in crediting the ME’s testimony because the ME did 9 not examine Plaintiff nor consider her subjective allegations, and did not adequately explain why 10 he disagreed with Drs. Elrod and Gaffield, or explain how his opinion was consistent with the 11 clinical findings in the record. Dkt. 10 at 12. This reasoning does not establish error in the ALJ’s 12 assessment of the ME’s testimony, because Plaintiff has not shown that the ME’s testimony was 13 inconsistent with all the other evidence in the record. See Andrews v. Shalala, 53 F.3d 1035, 1041
14 (9th Cir. 1995) (holding that “the report of a nonexamining, nontreating physician need not be 15 discounted when it ‘is not contradicted by all other evidence in the record’” (quoting Magallanes, 16 881 F.2d at 752 (emphasis in original))). 17 Because Plaintiff has not established error in the ALJ’s assessment of the medical opinion 18 evidence, the Court affirms this portion of the ALJ’s decision. 19 Lay statement 20 Plaintiff challenges the ALJ’s assessment of statements written by Plaintiff’s mother, 21 Raven Hanks, and the hearing testimony of Plaintiff’s friend, Ashley Erickson. (AR 97-99, 332- 22 33, 356-63.) The ALJ summarized all of the statements and found that the limitations Ms. Hanks 23 and Ms. Erickson described were not supported by the medical record. (AR 25-26.) 1 Although an ALJ must provide germane reasons to discount lay statements, the Ninth 2 Circuit has held that lack of corroboration in the medical record is not a germane reason to discount 3 a lay statement, because an ALJ should consider lay evidence in order to obtain a different
4 perspective on a claimant’s functioning. See Diedrich v. Berryhill, 874 F.3d 634, 640-41 (9th Cir. 5 2017). The ALJ’s erroneous reasoning in this case is harmless, however, because the lay 6 witnesses’ statements were similar to Plaintiff’s testimony, and thus the ALJ’s valid reasons to 7 discount Plaintiff’s allegations apply with equal force to the lay statements. See Valentine v. 8 Comm’r of Social Sec. Admin., 574 F.3d 685, 694 (9th Cir. 2009) (because “the ALJ provided 9 clear and convincing reasons for rejecting [the claimant’s] own subjective complaints, and because 10 [the lay witness’s] testimony was similar to such complaints, it follows that the ALJ also gave 11 germane reasons for rejecting [the lay witness’s] testimony”). Thus, the ALJ’s assessment of the 12 lay evidence does not provide a basis for reversing the decision. 13 CONCLUSION
14 For the reasons set forth above, this matter is AFFIRMED. 15 DATED this 29th day of January, 2020. 16 A 17 Mary Alice Theiler 18 United States Magistrate Judge 19 20 21 22 23