Charron v. Meaux

66 F.R.D. 64, 20 Fed. R. Serv. 2d 724, 1975 U.S. Dist. LEXIS 13711
CourtDistrict Court, S.D. New York
DecidedFebruary 21, 1975
DocketNo. 71 Civ. 4876
StatusPublished
Cited by3 cases

This text of 66 F.R.D. 64 (Charron v. Meaux) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Charron v. Meaux, 66 F.R.D. 64, 20 Fed. R. Serv. 2d 724, 1975 U.S. Dist. LEXIS 13711 (S.D.N.Y. 1975).

Opinion

OPINION AND ORDER

OWEN, District Judge.

Plaintiff Mark Charron, a songwriter, has alleged, among other things, that he is owed royalties by defendants Renleigh Music, Inc. and Flomar Music Publishing Inc., publishers of his music. There are before me two motions, one addressed to each of the said defendants, seeking to strike that defendant’s answer and for an inquest on damages for willful failure to respond to a critical interrogatory in which each defendant authorized inspection of its royalty records. Plaintiff also seeks reasonable expenses, including' attorney’s fees on each motion. Since I find a clear joint pattern of conduct by both defendants1 designed to, and which in fact has resulted in a long-continuing, and so-far successful frustration of the plaintiff’s endeavor to obtain by discovery the amount of royalties due and owing, the motions are granted to the extent hereafter set forth.

The action was commenced by the plaintiff in 1971. In February 1973, plaintiff served interrogatories on both Flomar and Renleigh. Certain interrogatories asked each defendant, among other things, for a statement of royal[66]*66ties that had been received on plaintiff’s behalf. The interrogatories were held in abeyance until October, 1973 by reason of the pendency of a motion for summary judgment which was denied. Thereafter, however, neither defendant provided answers and plaintiff made its first motion to compel answers.

In January, 1974, the parties appeared before Magistrate Hartenstine. The issues on the motion were resolved upon the Magistrate’s recommendation, to which defendants agreed, that each defendant would make its books and records on the subject of royalties available to plaintiff for examination. In the answers to interrogatories which defendants subsequently filed, this provision was expressly made by each of them. Flomar’s answer # 4 provided that an appointment should be made with “Jack Hauptman” the comptroller of co-defendant Scepter Records, Inc. Flomar being a former affiliate of Scepter, and Scepter being now in possession of Flo-mar’s records subsequent to Flomar’s dissolution in 1969. Renleigh’s answer # 4 to plaintiff’s interrogatories similarly provided that an appointment to examine Renleigh’s books should be made with one “Alan Honig,” 3 East 57th Street, who is the Treasurer of Renleigh.

Thereafter, plaintiff engaged an accountant, Allen Dolinsky, to do the said examination. On May 6, 1974, plaintiff’s attorney John LeMoult spoke with Flomar’s then lawyer,- Andrew Feinman, senior partner of Feinman & Krasilowsky and told him that on May 8, plaintiff’s accountant would appear at Flo-mar and Renleigh’s offices to examine the books. Feinman said it was appropriate and he would make all the neeessary arrangements.2 However, on May 8, when Dolinsky went to the Flomar offices at 250 West 54th Street, and asked to see the Jack Hauptman referred to in Flomar’s answer to interrogatories, supra, Dolinsky was told that 1) Hauptman was not there; 2) the records were not kept at that office and 3) he was to go to 254 West 54th Street where the records were kept. When he got there he was met by one Mel Field who told him that he could not look at the records of Flomar, that the records had not been put together in one place, and that Flo-mar had received no notice of Dolinsky’s visit. Thereupon plaintiff’s attorney LeMoult spoke with Field, apparently by phone. Field told LeMoult that there would be no cooperation whatsoever with regard to the production of the documents called for in the interrogatories.3 Dolinsky thereupon abandoned his effort to examine Flomar’s books.

Subsequently LeMoult spoke with Comptroller Hauptman, who, too, refused to produce anything. Hauptman said it would be necessary for the plaintiff to provide a. specific list of each and every document sought to be examined. LeMoult told him that the documents had been set out in the interrogatories and in the answers thereto and that if Hauptman had any difficulty he could obtain assistance from his counsel. Hauptman declined to do this.4

Having received the foregoing treatment, plaintiff understandably made a second motion in June, 1974, now to strike Flomar’s answer, etc.5 Before the return day in late June, LeMoult was called by one Martin Itzler, Esq., who informed him that he was being substituted as attorney for both Flomar and Renleigh and asked for an adjournment [67]*67of the motion. LeMoult agreed to do this on condition that Itzler would allow plaintiff’s accountant to examine all the books and records which both defendants had previously agreed to make available. Itzler so promised. By the time this agreement had been reached, apparently in July, Dolinsky had left for a vacation in Europe and arrangements were made with Itzler to adjourn the motion until the fall.

On September 19, 1974, a new appointment was set up for Dolinsky to meet with Hauptmen. However, upon Dolinsky going to Flomar, Hauptman, while exhibiting certain books, had no books whatsoever showing the sources of income or to whom applicable. As a consequence, on the single issue as to which Dolinsky was there, plaintiff’s royalties, the production of books was completely worthless. Hauptman then told Dolinsky he would look for the other books and give him a call.6

The next day, September 20, 1974, Dolinsky had an appointment to meet with Renleigh’s Treasurer Alan Honig, designated in Renleigh’s answer #4, supra, to look at the Renleigh books. It is not disputed that Dolinsky arrived at Renleigh and was told by a secretary that 1) he was “expected,”7 and 2) Honig was not there and that he could not be shown the books in Honig’s absence, and 3) she did not know when Honig would return.8 After waiting an hour and a half, Dolinsky left.

Following the frustration of Dolinsky’s second effort to examine the Flo-mar and Renleigh books on September 19 and 20, plaintiff made a third motion on November 15, 19749 asking for identical relief against Renleigh, to wit, to strike the answer, etc. During the seven weeks prior to the making of the motion, Hauptman never gave Dolinsky the call he promised on September 19 as to the “missing” relevant books, nor has he yet.

Nor have the defendants done anything else since September 20. They claim that it is the plaintiff that is frustrating the discovery by refusing to complete the examination of their books.10 Plaintiff, having made three successive motions for relief, and after three unsuccessful efforts of an accountant to examine, has understandably declined defendants’ “proposal” to examine further.

The foregoing is a willful, deliberate and thus-far completely successful effort to frustrate the plaintiff in his legitimate discovery. The crucial facts as to the May 8 endeavor to examine Flomar’s books are not disputed. Feinman, attorney for both defendants, agreed to set up the examination. It was in fact not set up, and Flomar’s representative, Field does not dispute he told Dolinsky that there would be no cooperation. Hauptman similarly premised cooperation upon an unacceptable and [68]*68unjustified condition. The motion made by plaintiff in June 1974 was therefore completely justified.

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Cite This Page — Counsel Stack

Bluebook (online)
66 F.R.D. 64, 20 Fed. R. Serv. 2d 724, 1975 U.S. Dist. LEXIS 13711, Counsel Stack Legal Research, https://law.counselstack.com/opinion/charron-v-meaux-nysd-1975.