Charles Van Cleave v. United States

402 F.3d 1341, 2005 U.S. App. LEXIS 5133, 2005 WL 730283
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 31, 2005
Docket2004-5133
StatusPublished
Cited by13 cases

This text of 402 F.3d 1341 (Charles Van Cleave v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Charles Van Cleave v. United States, 402 F.3d 1341, 2005 U.S. App. LEXIS 5133, 2005 WL 730283 (Fed. Cir. 2005).

Opinion

PLAGER, Senior Circuit Judge.

This is a military disability retirement case. Charles Van Cleave was separated from active duty in the United States Navy with a disability rating that entitled him to severance pay. In a complaint filed in the United States Court of Federal Claims, Van Cleave sought a higher disability rating, which would have placed him on the permanent disability retirement list and entitled him to continuing disability retirement pay. The Court of Federal Claims dismissed the complaint for failure to state a claim on the ground that Van Cleave waived judicial review of his claim when he voluntarily accepted the findings of a Physical Evaluation Board (“PEB”) during the Navy’s disability evaluation process. Van Cleave v. United States, 60 Fed. Cl. 291 (2004). Because the trial court focused on the voluntariness of Van Cleave’s actions rather than the scope of the waiver at issue, we vacate the judgment of the trial court and remand for further proceedings.

BACKGROUND

In July 1996, while on active duty in the United States Navy, Van Cleave began to experience headaches. After a period of limited duty, a local medical board referred him to a PEB. The PEB examined Van Cleave’s medical records and in April 1997 issued a preliminary finding that Van Cleave was unfit for duty. 1 The PEB assigned him a preliminary disability rating of 10% and recommended that he be separated from active duty with severance pay.

In May 1997 the Navy notified Van Cleave of the PEB’s preliminary findings and provided him a form entitled “ELECTION OF OPTIONS FOR PRELIMINARY FINDINGS OF UNFIT FOR DUTY.” The form instructed him to select one of three options: (a) accept the preliminary findings and waive his right to a formal hearing; (b) conditionally accept the preliminary findings subject to conditions he could state; or (c) not accept the preliminary findings and demand a formal hearing. 2 Van Cleave selected option (a), which reads as follows: “I ACCEPT the Preliminary Findings. I understand that it is subject to a legal review before becoming final. I waive my right to a formal hearing.” Appellee’s App. at 8. Van Cleave also initialed a statement on the form indicating that he had been counseled by a Disability Evaluation System Counselor. A separate form was signed by a disability counselor certifying that Van Cleave had been counseled according to the requirements of SECNAVINST 1850.4C, the Navy’s disability evaluation instruction in effect at the time. The PEB findings became final, and in July 1997 *1343 Van Cleave was discharged from the Navy with a medical disability.

In August 1999 Van Cleave applied to the Board for the Correction of Naval Records (“BCNR”), requesting that his disability rating be increased to 30%, which would entitle him to disability retirement pay. The BCNR considered his claim on the merits but ultimately denied his application in March 2000.

Thereafter, in July 2003, Van Cleave filed a complaint in the Court of Federal Claims challenging the BCNR’s denial of his application and the underlying disability rating assigned by the PEB. The Government filed a motion to dismiss the complaint for failure to state a claim. The trial court found that by signing the Election of Options form voluntarily, Van Cleave “accepted the findings and waived all rights.” Van Cleave, 60 Fed. Cl. at 293. This finding led the trial court to conclude that Van Cleave had “accepted a voluntary discharge,” and therefore the court could not “consider additional issues.” Id. The trial court granted the Government’s motion and dismissed the complaint.

Van Cleave timely filed this appeal. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(3).

DISCUSSION

Much of the argument in the trial court and in the briefs on appeal addresses the question whether Van Cleave’s signing of the Election of Options form, which ultimately led to his discharge with a medical disability, was voluntary. That is an issue usually heard in cases in which a service-person contends that his or her discharge from the service was not “voluntary,” in which case the right to continued pay and benefits accruing after the discharge would exist, and a claim for such would lie under the Tucker Act. That is a matter of jurisdiction for the Court of Federal Claims. See e.g., Tippett v. United States, 185 F.3d 1250 (Fed.Cir.1999); Sammt v. United States, 780 F.2d 31 (Fed.Cir.1985).

In this case, the trial court concluded that Mr. Van Cleave’s signature on the form is conclusive: “Once this court determines that a service member has accepted a voluntary discharge, we may not consider additional issues.” Van Cleave, 60 Fed. Cl. at 293. The court cited Tippett and Sammt. But the issue in this case is not one of jurisdiction; it is one of waiver. Both parties and the court agreed that the trial court had jurisdiction. The Government’s motion, which the court granted, was to dismiss for failure to state a claim.

Van Cleave, acting pro se, raised the voluntariness issue by arguing, as he did in his brief on appeal, that “[t]he primary issue before the Court is whether Van Cleave’s retirement from the Navy was voluntary or involuntary.” 3 Appellant’s Br. at 6. The basis for his argument was that at the time he signed the form he had been misled by a lack of information about his case, and he notes that the two naval officers and one doctor who conducted the medical review were equally ill-informed due to the state of the record before them.

More to the point, Van Cleave argues on appeal that the only thing he waived by signing the form was his right to a formal PEB. He notes that the form said nothing about waiving his right to subsequent administrative review of his case to determine whether the Navy had committed an error, or whether judicial review of the matter necessarily was thereby precluded. *1344 The record indicates that Van Cleave received counseling as to his alternatives before signing the form. Even assuming, however, that the counseling thoroughly explained the Navy’s disability evaluation procedures as set forth in SECNAVINST 1850.4C (a document of more than 100 pages), nothing in the instruction addresses the legal consequences as such of “accepting” the preliminary findings by choosing selection (a).

It is clear that by signing the form Van Cleave waived his right to have a formal PEB undertake to review the findings of the informal PEB, making the informal PEB’s preliminary findings final. And it appears clear from the record that his signing of the waiver form was fully voluntary, in the sense that he was not under duress at the signing, and that he knew what the document said and what its purpose was. There is no evidence that the Navy misled him on that score; the trial court so found.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Kaster v. United States
Federal Claims, 2020
Cook v. United States
123 Fed. Cl. 277 (Federal Claims, 2015)
Richard P. Watson v. United States
113 Fed. Cl. 615 (Federal Claims, 2013)
Robert E. Pearl v. United States
111 Fed. Cl. 301 (Federal Claims, 2013)
Warner v. United States
103 Fed. Cl. 408 (Federal Claims, 2012)
Williams v. United States
100 Fed. Cl. 263 (Federal Claims, 2011)
Meidl v. United States
100 Fed. Cl. 1 (Federal Claims, 2011)
Stine v. United States
92 Fed. Cl. 776 (Federal Claims, 2010)
Van Cleave v. United States
70 Fed. Cl. 674 (Federal Claims, 2006)
Gant v. United States
417 F.3d 1328 (Federal Circuit, 2005)
Barnes v. United States
66 Fed. Cl. 497 (Federal Claims, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
402 F.3d 1341, 2005 U.S. App. LEXIS 5133, 2005 WL 730283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/charles-van-cleave-v-united-states-cafc-2005.