Chaplin v. Quinn

17 Mass. L. Rptr. 169
CourtMassachusetts Superior Court
DecidedJanuary 13, 2004
DocketNo. 20021492B
StatusPublished

This text of 17 Mass. L. Rptr. 169 (Chaplin v. Quinn) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Chaplin v. Quinn, 17 Mass. L. Rptr. 169 (Mass. Ct. App. 2004).

Opinion

Agnes, A.J.

INTRODUCTION

This is a civil action in which Whitney Chaplin, the minor plaintiff, alleges that the defendant was negligent and caused her injury as a result of an incident in which the plaintiffs hand became caught under the wheel of a go-cart in which she was riding as a passenger and that was being operated by the defendant.

BACKGROUND

Plaintiffs counsel deposed the defendant on July 22, 2003. There was a stipulation that the defendant had 30 days from receipt of the deposition transcript to read, correct and sign her deposition transcript. See Mass.R.Civ.P. 30(e) (“When the testimony is fully transcribed the deposition shall be submitted to the witness for examination and shall be read to or by him, unless such examination and reading are waived by the witness and by the parties”). According to the defendant’s counsel, the defendant did not receive the transcript when it was first mailed to her, and received it only after it was mailed a second time. Plaintiff maintains therefore that the deadline passed and the deposition became final before any of the proposed changes were made. When she apparently did finally review it, the defendant made seven substantive changes. See Exhibit A to Defendant’s Motion for Leave to Serve a Deposition Errata Late. For example, in her deposition, the defendant testified that the plaintiff was not wearing a seat belt. When asked if one was available, the defendant testified “Yes.” However, she proposes to change her testimony to “No.” According to the defendant’s errata sheet, the explanation is that “(t]here was no ‘seatbelt’ in the true sense of the word. Accordingly, my response is not accurate. Rather, someone other than the manufacturer tied a device to the go-cart which was just long enough to fit around a child who might be operating the go-cart.” See Exhibit A to Defendant’s Motion for Leave to Serve a Deposition Errata Late. In another case, the defendant testified at her deposition that on the day in question, the seats of the go-cart were slippery when they began their ride. However, she proposes to change her testimony to “I don’t remember any discussion about the seats being slippery on the actual day of the accident. I think the first time this topic came up was the day after the accident.” According to the defendant’s errata sheet, the explanation is that “(a)t the time of the deposition I was unclear at what point we noticed the seats were slippery from the Armorall. Upon considering the question further, my best recollection is that the topic first came up the day after the accident.” See Exhibit A to Defendant’s Motion for Leave to Serve a Deposition Errata Late. There are numerous other changes of this nature proposed by the defendant.

Defendant’s counsel moves for leave to serve the “errata” sheet containing changes to the defendant’s deposition late. Counsel for the plaintiff opposes the motion on two grounds. Plaintiff maintains that Mass.R.Civ.P. Rule 30(e) should not be interpreted to permit a witness to make substantive alterations of deposition testimony by means of an errata sheet. Second, the plaintiff maintains that the proposed alterations were not made within the agreed upon 30 days and should be rejected as untimely.

DISCUSSION

1. Whether a witness may make substantive changes in deposition testimony under Mass.R.Civ.P. 30(e)?

Mass.R.Civ.P. 30(e) provides as follows:

(e) Submission to Witness; Changes; Signing. When the testimony is fully transcribed the deposition shall be submitted to the witness for examination and shall be read to or by him, unless such examination and reading are waived by the witness and by the parties. Any changes in form or substance which the witness desires to make shall be entered upon the deposition by the officer with a statement of the reasons given by the witness for making them. The deposition shall then be signed by the witness, unless the parties by stipulation waive the signing or the witness is ill or cannot be found or refuses to sign. If the deposition is not signed by the witness within 30 days of its submission to him, the officer shall sign it and state on the record the fact of the waiver or of the illness or absence of the witness or the fact of the refusal to sign together with the reason, if any, given therefor; and the deposition may then be used as fully as though signed, unless on a motion to suppress under Rule 32(d)(4) the court holds that the reasons given for the refusal to sign require rejection of the deposition in whole or in part.

[226]*226There is no indication in the Reporter’s Notes to Rule 30(e) that the language authorizing the witness to make “any changes in form or substance” was intended in any way to limit the scope of any changes made by the witness to her answers at the deposition. The question has not been squarely decided by a Massachusetts appellate court. See Lyons v. Nutt, 436 Mass. 244, 249 (2002) (explaining that a party may not defeat a motion for summary judgment by means of a post-deposition affidavit which contradicts the party’s deposition, but noting, without expressing any view, Mass.R.Civ.P. 30 (e)). See also Boynton v. Boland, Middlesex Superior Court No. 94-07075 (March 1996) (Cowin, J.) (5 Mass. L. Rptr. 78) (deposition correction process under Mass.R.Civ.P. 30(e) cannot be used to alter testimony for purposes of defeating summary judgment). However, the Superior Court has had occasion to deal with this issue.

In McHugh v. Kilp, Middlesex Superior Court No. 99-875 (March 22, 2001) (Grabau, J.) (12 Mass. L. Rptr. 683), the court considered a motion relating to errata sheets in which the party-witnesses (wife and husband) made a number of substantive changes. In some instances “no” answers on important matters were changed to “yes” answers after the deposition. The court noted that the parties offering the errata sheet had acted in a timely way and submitted their changes under oath as required by Mass.R.Civ.P. 30(e), but that they had not complied with the rule’s requirement that a reason be given for the changes. Nonetheless, the court carefully considered the federal decisions interpreting and applying the corresponding federal rule which was the model for the Massachusetts rule.1 One line of decisions, which appears to be the majority view among federal decisions, interprets the federal rule to permit the deponent to make changes of any kind (corrections based on a claim of a transcription error, or any other substantive or procedural changes). See Pepsi-Cola Bottling Co. v. PepsiCo, Inc., 2002 WL 511506 *2 (D.Kan. 2002); Foutz v. Town of Vinton, Va., 211 F.R.D. 292, 293 (W.D.Va. 2002); DeLoach v. Philip Morris Companies, Inc., 206 F.R.D. 568, 571-72 (M.D.N.C. 2002); Tingley Systems, Inc. v. CSC Consulting, Inc., 152 F.Sup.2d 95, 120 (D.Mass. 2001); Podell v. Citicorp Diners Club Inc., 914 F.Sup. 1025, 1034 (S.D.N.Y. 1996); United States v. Piqua Engineering, Inc., 152 F.R.D. 565 (D.Ohio 1993); Lugtig v. Thomas, 89 F.R.D. 639, 652 (N.D.Ill. 1981) (not examining the sufficiency, reasonableness, or legitimacy of the reason); Colin v. Thompson, 16 F.R.D. 194, 195 (W.D.Mo. 1954) (whether the deponents “reasons are good or not will not impair his right to make the changes"). See generally 5 Wright, Miller & Marcus, Federal Practice and Procedure, §2118 at 134 (1994). A minority view takes the position that corrections on errata sheets that alter the substance of the deponent’s testimony are not permitted.

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Bluebook (online)
17 Mass. L. Rptr. 169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/chaplin-v-quinn-masssuperct-2004.