Chamberlin v. Hartog, Baer & Hand, APC

CourtDistrict Court, N.D. California
DecidedMay 12, 2022
Docket3:19-cv-08243
StatusUnknown

This text of Chamberlin v. Hartog, Baer & Hand, APC (Chamberlin v. Hartog, Baer & Hand, APC) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Chamberlin v. Hartog, Baer & Hand, APC, (N.D. Cal. 2022).

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 CHRISTOPHER CHAMBERLIN, Case No. 19-cv-08243-JCS

8 Plaintiff, ORDER REGARDING PUNITIVE 9 v. DAMAGES AND MOTION FOR RECONSIDERATION 10 HARTOG, BAER & HAND, APC, et al., Re: Dkt. Nos. 125, 131 Defendants. 11

12 I. INTRODUCTION 13 Plaintiff Christopher Chamberlin, pro se, brought this action asserting negligent legal 14 malpractice (and other claims that have since been dismissed) against his former attorneys in a 15 probate matter concerning his late mother’s estate. The remaining defendants at this point in the 16 case are David Baer and Hartog, Baer & Hand, APC (“HBH”). The Court previously granted 17 summary judgment in Chamberlin’s favor with respect to a $2,831.91 award of costs against him, 18 and granted summary judgment for Defendants on all other aspects of Chamberlin’s claim except 19 for punitive damages, which they failed to address in their motion. See generally Order re Mots. 20 for Summ. J. & Mot. to Exclude Expert Test. (“MSJ Order,” dkt. 125).1 The Court ordered 21 Chamberlin to show cause why summary judgment should not be entered against him sua sponte 22 under Rule 56(f) as to punitive damages. Id. at 33–34. The Court also granted Chamberlin leave 23 to file a motion for reconsideration addressing whether the Court erred in treating the likely 24 outcome of an appeal in the probate matter as a question of fact requiring expert testimony, and if 25 so, how that affects the outcome of the previous motion. 26

27 1 Chamberlin v. Hartog, Baer & Hand, APC, No. 19-cv-08243-JCS, 2022 WL 526157 (N.D. Cal. 1 The Court finds these matters suitable for resolution without oral argument and VACATES 2 the law and motion hearings previously set for May 13, 2022. The case management conference 3 set for the same time remains on calendar. 4 For the reasons discussed below, Chamberlin’s motion for reconsider is DENIED, and the 5 Court GRANTS summary judgment sua sponte under Rule 56(f) that Chamberlin cannot recover 6 punitive damages on his negligent malpractice claim. Chamberlin’s malpractice claim is therefore 7 fully adjudicated, and Defendants’ counterclaims against Chamberlin are the only remaining 8 issues for trial.2 9 II. BACKGROUND 10 A. Factual Overview and Previous Orders 11 This order assumes the parties’ familiarity with the facts and history of the case, which are 12 set forth in more detail in the Court’s previous order on the parties’ motions for summary 13 judgment. In brief, Chamberlin filed a petition to remove his uncle Michael Levin as executor of 14 Chamberlin’s mother’s estate. The probate court sustained a demurrer against Chamberlin’s 15 petition, dismissing it without leave to amend. Defendants, representing Chamberlin, assured him 16 that the demurrer order was not appealable until judgment was entered. Defendants were wrong. 17 When they later appealed, the appellate court dismissed the appeal as untimely with respect to the 18 order sustaining the demurrer, because it served in effect as a final denial of a request to remove 19 an executor, which is an appealable order under the California Probate Code. 20 After excluding most of the opinions offered by Defendants’ expert witness, this Court 21 held that Chamberlin was entitled to summary adjudication that Defendants breached their duty of 22 care in failing to file a timely appeal of the demurrer order. See MSJ Order at 17–22, 24–27. The 23 Court found a sufficiently clear causal connection between the untimely appeal and a $2,831.91 24 award of costs against Chamberlin to grant summary judgment as to those limited damages. Id. at 25 29–31. The Court otherwise granted summary judgment for Defendants on this claim, holding 26 that Chamberlin did not provide sufficient evidence to show any breach of duty besides the 27 1 untimely appeal and Defendants’ failure to obtain a transcript of the demurrer hearing, id at 24–25, 2 or to show that any damages besides the award of costs were caused by the untimeliness of the 3 appeal (or the failure to obtain a transcript), id. at 31–32. The holding that Chamberlin had not 4 shown causation as to other forms of damages, which is the subject of Chamberlin’s present 5 motion for reconsideration, was based on Chamberlin’s failure to offer expert testimony on that 6 subject and the Court’s conclusion that “a jury of nonlawyers would lack the experience and 7 training to assess whether the Court of Appeal would more likely than not have reversed [the 8 probate court’s] order sustaining the demurrer if the appellate court had reached the merits of the 9 appeal.” Id. at 32. The Court also provided notice under Rule 56(f) of the Federal Rules of Civil 10 Procedure that it was considering granting summary judgment sua sponte that Chamberlin could 11 not recover punitive damages. Id. at 34. 12 Later, the Court granted Chamberlin leave to file a motion for reconsideration as to 13 whether the hypothetical outcome of a timely appeal is a question of fact for resolution by the jury 14 (as assumed in the previous order) or a question of law to be resolved by the Court. The Court 15 held that while “Chamberlin did not clearly raise this argument in his summary judgment 16 briefing,” the Court was “nevertheless inclined to allow full briefing to ensure that the summary 17 judgment order did not rest on a fundamental error of law.” Order Granting Mot. for Leave to File 18 (dkt. 130). The Court instructed Chamberlin to address:

19 whether California law calls for deciding the likely outcome of the appeal (if timely filed) as a question of law rather than a question of 20 fact, and if so, how that alters the outcome of the parties’ motions for summary judgment—including, for example, questions of whether he 21 was likely as a matter of law to prevail on the appeal, and whether he could prevail at trial (or is entitled to summary judgment in his favor) 22 on any further steps in the chain of causation necessary to show harm as a result of Defendants’ error. 23 24 Id. 25 B. Arguments Regarding Reconsideration 26 Chamberlin contends that the likely outcome of an appeal is a matter for a malpractice 27 court to decide as a question of law and cannot be submitted to a jury. Mot. for Reconsideration 1 and the facts alleged in his petition (as well as facts he contends are supported elsewhere in the 2 record of this case). Id. at 10–14. He contends that the brief Defendants filed on his behalf 3 opposing the demurrer “provides a legal guide for this Court to consider when judging how the 4 Court of Appeal would have ruled if Defendants had filed a timely appeal.” Id. at 15. He also 5 notes that that Defendants were surprised by the ruling and considered it to be incorrect, id. at 15– 6 16, and acknowledges that Levin filed a declaration by Chamberlin’s mother’s former therapist 7 “purporting to tell the court that [his mother] thought [Chamberlin] and his wife were dishonest,” 8 which Chamberlin contends was not true, id. at 14. According to Chamberlin, the appellate court 9 would likely have reversed the order sustaining the demurrer if it had engaged in a de novo review 10 on a timely appeal, id. at 16, and he would have been able to disqualify the probate judge on 11 remand, resulting in more favorable rulings on a host of issues including but not limited to Levin’s 12 removal as executor, id. at 17–21. 13 Defendants contend that the Court’s previous order was correct because causation in legal 14 malpractice cases is ordinarily a question of fact, although they acknowledge that “juries do not 15 decide questions of law.” Opp’n to Reconsideration (dkt. 136) at 6–8. Defendants frame the 16 relevant question as “whether a determination of the underlying case ‘hinges on an issue of law,’” 17 id. at 8, with no citation for that quoted phrase, which they seem to have drawn from In re Alan 18 Deatley Litig., No.

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Chamberlin v. Hartog, Baer & Hand, APC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/chamberlin-v-hartog-baer-hand-apc-cand-2022.