Central Trust Co. v. Burke

1 Ohio N.P. 169

This text of 1 Ohio N.P. 169 (Central Trust Co. v. Burke) is published on Counsel Stack Legal Research, covering Court of Common Pleas of Ohio, Franklin County, Civil Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Central Trust Co. v. Burke, 1 Ohio N.P. 169 (Ohio Super. Ct. 1895).

Opinion

Pugh, J.

The questions for decision in this ease arise upon demurrers to the petition of the plaintiff and the amendment to it.

A history of the case, as it is given in the pleadings, does not seem necessary. Í shall only mention the relevant master facts, and they are few.

Three railroad corporations were consolidated into one and called The Columbus, Hocking Valley and Toledo Railway Company. The directors were Messrs! Burke, Greene, Charles Hickox, Chas. G. Hickox, Ellis, Mc-Kinnie and Chauncey H. Andrews; Greene being also president, and Burke vice-president. Burke, Charles Hickox and McKinnie constituted the executive committee.

In September, 1881, the stockholders authorized the execution of a mortgage or trust deed on all of the company’s property, to secure the payment of bonds for $14,500,000, to run for fifty years. The deed was made to the General Trust Company, the plaintiff.

Resolutions were adopted by the stockholders, by which it was determined that $6,500,000 of the bonds should be reserved and issued for the purpose of retiring the same amount of bonds issued by the three railway [170]*170companies before the consolidation, and secured by a first mortgage lien, and that $8,000,000 of the bonds, “should be sold and disposed of by the president and executive committee, and the proceeds thereof shall be applied for the purpose of double tracking, equipping and increasing the transportation facilities of, and improving the company’s railway, and in purchasing such real estate and other property as ín the judgment of the board of directors, or the president and executive committee, the interests of said company require.” To be more exact in statement, these resolves were first adopted by the directors and subsequently ratified by the stockholders. These resolutions were recited in the mortgage or trust deed, to induce, as the petition charges, persons to purchase the bonds, and were relied upon by the Trust Company.

In the trust or mortgage deed was a mutual covenant and agreement, made by the railway company and the Trust Company, and expressed to be “for the benefit and use of all persons who shall become holders and owners of the bonds issued tender and secured, or intended to be secured hereby.”

What is denominated the Fifth Article of the covenant and agreement is, that “eight thousand of the bonds, amounting to eight million dollars, * * * shall be at once executed by the president and secretary of said railway company, and certified by said Central Trust Company, of New York, trustee, and delivered to the president and vice-president, or either of them,” of said railway company, “ to be used and disposed of by them in accordance with the stipulations hereinbefore contained.”

Technically, no stipulations of that character preceded this article; but it was not controverted, both sides agreed that this referred to the resolutions of the stockholders.

The resolutions were tantamount to stipulations, to an agreement; by adoption they were made parts of the covenant and agreement just as effectually as if they had been repeated in it.

In November, 1881, the 8,000 bonds, aggregating $8,000,000, after having been executed by the officers of the railway company and certified by the Trust Company, were delivered to the executive committee, who then executed a written receipt for them.

In the same month, the committee, through Burke, reported to the directors, that $6,411,000 of the bonds had been sold and delivered to Wins-low, Lanier & Co., who had paid for them, which action was approved by both directors and stockholders. At the same time, in obedience to a direction of the directors, the remaining 1589 bonds were delivered to the executive committee, for which the receipt mentioned was executed.

Pursuant to a plan conceived in dishonesty of purpose, and born in bad faith, as the petition alleges, all of the proceeds of these 8,000 bonds were appropriated to their own individual use by the members of the executive committee and the others who are designated as associates, namely, Messrs. Greene, Charles G. Hickox, Ellis, Chauncey H. Andrews, and Wallace C. Andrews.

In the language of forensic satire, this was styled “ commercial embezzlement.”

Not the least fractional part of the $8,000,000 was applied to all or either of the five purposes enumerated in the resolves of the stockholders and the fifth article of the covenant and agreement of the mortgage.

_ Prior to the execution of the mortgage or trust deed Burke and his associates bought all of the stock of the railway company, except seven shares. If they had owned the other seven shares, they would, in both popular and legal speech, have been the owners of the road, of all the property of the railway company.

From 1881 to 1887, Burke and his associates managed,‘run. and controlled the railway company.

[171]*171The plaintiff, the Trust Company, had some knowledge at an earlier day, but not full knowledge, till November, 1890, of the malversation of the $8,000,000 by Burke and associates, and of the disavowal of the trust by them.

The relief prayed for°is that they be decreed to return the $8,000,000, and legal interest, to the railway company, 'and that the company be, in effect, ordered to use it in obedience to the resolves of the stockholders and the covenant and agreement of the mortgage.

There are other facts stated in the petition and amendment. Some were only necessary to make the history 'of the alleged pollution of the trust by Burke and associates complete; others, a few only, are, perhaps, redundant. I have endeavored to cull out the relevant master facts, divested of their necessary Jegal form- and phraseology.

At the threshhold of the case, the question is: Did the mortgage or ■trust deed create a trust relation between the railway company and Burke and his associates, or any of them, on .the one side, and the bondholders, represented by the Central Trust Company, on the other side ? The theory of the plaintiff’s case is that, by the terms of the trust deed, and especially by the resolutions copied into it, and by the covenant and agreement which Í have quoted, an express trust was impressed upon the $8,000,000 of bonds, and their proceeds, in favor of the bondholders.

In the creation or declaration of a trust, there are five essential elements: (1) The terms must be sufficient, and reasonably certain, to raise a trust; (2) The subject of the trust must be definitely expressed; (3) The beneficiaries of the trust must be reasonably certain; (4) The interests of the beneficiaris must be reasonably certain; and (5) The manner in which the trust is tobe carried out must also be reasonably certain. 2 Pom. Eq. Juris., secs. 1009-1010.

It is not essential that a trust should be labeled as a trust to make it such legally; the a.bsence of that term is only a circumstance, and often one of very little value and influence.

There is no stereotyped collection of. words for the edification of a trust.-

In equity there is no idolatry of words. Rights are the principals, remedies the accessories; the democracy of substance is preferred to the tyranny of form ; the thing stated is more important than the statement of the thing.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Prevost v. Gratz
19 U.S. 481 (Supreme Court, 1821)
Pennock v. Coe
64 U.S. 117 (Supreme Court, 1860)
Kitchen v. Bedford
80 U.S. 413 (Supreme Court, 1872)
Van Weel v. Winston
115 U.S. 228 (Supreme Court, 1885)
Wood v. Guarantee Trust and Safe Deposit Co.
128 U.S. 416 (Supreme Court, 1888)
Barry v. . Lambert
98 N.Y. 300 (New York Court of Appeals, 1885)
Hunt v. . City of Utica
18 N.Y. 442 (New York Court of Appeals, 1858)
Hamer v. . Sidway
27 N.E. 256 (New York Court of Appeals, 1891)
Thacher v. Hope Cemetery Ass'n
27 N.E. 1040 (New York Court of Appeals, 1891)

Cite This Page — Counsel Stack

Bluebook (online)
1 Ohio N.P. 169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/central-trust-co-v-burke-ohctcomplfrankl-1895.