Center for Auto Safety v. Tiemann

428 F. Supp. 118, 1977 U.S. Dist. LEXIS 17187
CourtDistrict Court, District of Columbia
DecidedFebruary 28, 1977
DocketCiv. A. No. 74-1662
StatusPublished
Cited by1 cases

This text of 428 F. Supp. 118 (Center for Auto Safety v. Tiemann) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Center for Auto Safety v. Tiemann, 428 F. Supp. 118, 1977 U.S. Dist. LEXIS 17187 (D.D.C. 1977).

Opinion

MEMORANDUM

CHARLES R. RICHEY, District Judge.

This case is before the Court, pursuant to 5 U.S.C. § 702, for judicial review of final agency action taken by the Federal Highway Administration pursuant to section 116 of the Federal-Aid Highway Act of 1973, 23 U.S.C. § 117 (Supp. V 1975). Specifically, plaintiffs challenge the defendants’ decision to approve the State of Georgia’s plan for Certification Acceptance (CA) under section 116. The Court has reviewed the record, and has determined that, in accordance with the practice prescribed by the Supreme Court and the United States Court of Appeals for this circuit, this case must be remanded to the defendants for clarification of the decision at issue. In this memorandum and accompanying Order, the Court will, inter alia, briefly explain its reasons for remanding the case to the agency.

I. The Defendant Is Required To Make A “Capability” Finding Under Section 116.

On September 3, 1974, Georgia became the first state to have a CA plan approved: the defendants found, under Section 116(a) of the Federal-Aid Highway Act of 1973, that the state’s highway projects “will be carried out in accordance with State laws . . and standards establishing requirements at least equivalent to those contained in, or issued pursuant to, this title.”1 Plaintiffs do not challenge the defendants’ determination that Georgia has laws and safety standards at least equivalent to federal standards contained in title 23 of the United States Code. Plaintiffs maintain, however, that the defendants failed to make a finding that Georgia had the capability to ensure that those standards would be enforced. Defendant does not concede that a capability finding is required but maintains that, in any case, the agency did in fact make such a finding.

The Court feels compelled, as a threshold matter, to comment on whether or not the agency must make a capability finding in evaluating state CA plans under 23 U.S.C. § 117. The language of the statute indicates that a capability requirement is in fact required: the agency may not approve a state CA plan unless the Secretary of Transportation finds that state highway projects “will be carried out in accordance with” state laws equivalent to federal standards.2 Although the legislative history on this point is not explicit, several portions support the conclusion that a capability finding is required.3 Defendants have failed to offer any arguments in opposition [120]*120to that conclusion, and have, instead, merely refrained from “conceding that the CA statute requires such a finding as a matter of law.”4 In light of the indications in the statute and legislative history favoring an interpretation that a capability finding is required, the Court concludes that a capability finding is required when the agency approves a state CA plan under section 116.

II. The Agency’s Capability Finding In The Instant Case Is Not Sufficiently Explained To Afford The Court A Proper Basis For Judicial Review; The Case Must, Therefore, Be Remanded To The Agency For Clarification.

In challenging defendants’ approval of Georgia’s CA plan, plaintiffs identify a number of factors which, they claim, should be considered in making a capability finding. As noted above, defendants assert that the agency in fact made a capability finding on the basis of such factors as “staffing; training; program, project and personnel management; quality control and project supervision; and fiscal responsibility.”5 These factors are similar to those proposed by plaintiff. Unfortunately, the nature of the administrative record and the purported finding presented to the Court is such that meaningful judicial review is, at this stage, a near-impossibility.

To be sure, the record contains assessments by several agency officials to the effect that Georgia’s highway department is highly qualified and that the state’s past performance augurs well for continued vigorous enforcement of safety and other highway standards. But these assurances are nothing more than bare conclusions. The basis for these conclusions is not revealed. Perhaps sensing the lack of any explanation for the agency’s conclusions, defendants have submitted affidavits of several agency officials alleging that the agency’s review of Georgia’s CA plan included a finding on the question of capability. The most helpful affidavit in this regard is that of Mr. Clifford R. Green, Chief of the Special Procedures Branch, Federal-Aid Division, Office of Engineering of the Federal Highway Administration.6 In paragraph 11 of his affidavit, Mr. Green identifies eight exhibits from the administrative record which were particularly important in reaching a decision that Georgia had the capability to enforce its highway standards. The Court has carefully reviewed the eight exhibits in question. They consist of thousands of pages. Some of the material involved is arguably relevant to a capability finding; much of it could not conceivably be relevant to such a finding. Neither Mr. Green nor any other official has offered further explanation as to which portions of the exhibits in question were relied upon by defendants. With the record so presented to the Court, it is simply not feasible for the Court to discover the rational basis, if any, of the agency’s decision.

In these circumstances, it is clear what the Court must do. “If . there [is] such failure to explain administrative action as to frustrate effective judicial review, the remedy . . . [is] to obtain from the agency . . . additional explanation of the reasons as may prove necessary.” Camp v. Pitts, 411 U.S. 138, 142-43, 93 S.Ct. 1241, 1244, 36 L.Ed.2d 106 (1973). As the Court of Appeals for this circuit has recently noted: “If a reviewing court finds the record inadequate to support [121]*121a finding of reasoned analysis by an agency . only the agency itself can provide the required clarification.” Local 814, International Brotherhood of Teamsters v. NLRB, 546 F.2d 989 at 992 (D.C.Cir.1976). See Safir v. Kreps,-F.2d-, at-(D.C.Cir.1977); Doraiswamy v. Secretary of Labor, No. 74-1847, slip op. at 20 (D.C.Cir. Nov. 26, 1976).

The task on remand is narrow: The defendants should articulate, through affidavits of the agency officials involved in the 1974 decision to approve Georgia’s CA plan, the precise basis for the conclusion that Georgia had the capability to enforce its highway standards. Defendants should identify the specific portions of the documents upon which they relied. Obviously, this procedure presents the risk of post-hoc rationalization by the agency. E. g., Local 814, supra, at 991-992. The Court must therefore rely on the officials’ good faith and assume that, in complying with this Memorandum and accompanying Order, they will limit themselves to reconstructing, to the greatest extent feasible, the basis for the agency’s decision.

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Related

Center for Auto Safety v. Bowers
466 F. Supp. 829 (District of Columbia, 1979)

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Bluebook (online)
428 F. Supp. 118, 1977 U.S. Dist. LEXIS 17187, Counsel Stack Legal Research, https://law.counselstack.com/opinion/center-for-auto-safety-v-tiemann-dcd-1977.