UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
JOEL CASTON,
Plaintiff, v. Civil Action No. 08-1656 (JDB) JAMES BUTLER, et al.,
Defendants.
MEMORANDUM OPINION
This matter is before the Court on defendant James Q. Butler’s motion for summary
judgment. For the reasons stated below, the Court will deny the motion without prejudice.
I. BACKGROUND
Plaintiff, a federal prisoner, brings breach of contract, legal malpractice, and fraud claims
against James Q. Butler, Esq., an attorney and the managing partner of the Butler Legal Group
PLLP, to which plaintiff paid “a flat retainer fee of $5,000 on August 07, 2006[,] to represent
[him] in a post-conviction criminal case.”1 Compl. ¶ 3; see id., Ex. 2 (copy of cashier’s check
payable to the Butler Law Firm). It appears that plaintiff was challenging his conviction and
sentence by motion under 28 U.S.C. § 2255 on the ground that defense counsel rendered
ineffective assistance during the criminal proceedings. See id., Ex. 3 (February 14, 2007 letter
from J.Q. Butler). It further appears that the attorney to whom the plaintiff’s case was assigned
1 It appears that plaintiff’s “attorney abandonment, case neglect, and other intention [sic] conduct” claims, Compl. at 1 (introductory paragraph), are subsumed within the legal malpractice claim.
-1- left the Butler Legal Group in or about August 2007. See id. ¶ 8 & Ex. 5 (August 10, 2007 letter
from N.D. Flippen).
Months passed, and in October 2007 plaintiff “contacted defendant James Butler via
telephone conference.” Id. ¶ 9. During this conversation, Butler informed plaintiff that “due to
unscrupulous behavior and allegations of embezzlement by [Anthony Andolino], the Butler
Legal Group ha[d] been placed under FBI investigation and the plaintiff’s case load simply fell
through the cracks in the midst of the mayhem.” Id. Plaintiff “accepted a verbal and written
agreement to proceed further with the defendant” with the understanding “that within thirty days
the plaintiff [would] receive a case evaluation.” Id. ¶ 10. On February 5, 2008, a representative
of the Butler Legal Group sent plaintiff written confirmation that he was to “receive[] a
completed draft of [his] petition in 30 days’ time.” Id., Ex. 6 (February 5, 2008 letter from T.
Johnson). When plaintiff did not receive the promised draft, he sent a letter to Butler “to
terminate [their] relations and pursue other legal options,” to demand the return of the retainer,
and to arrange for the return of legal papers. Id., Ex. 7 (March 20, 2008 letter to Butler). In June
2008, plaintiff’s mother “retrieve[d] the paperwork but was given many different excuse[s] about
the retainer.” Id. ¶ 14. In spite of Butler’s verbal assurance to plaintiff that the retainer would be
refunded, see id. ¶ 15, Butler did not do so.
Plaintiff demands a declaratory judgment, a refund of the $5,000 retainer, compensatory
damages totalling $150,000, and punitive damages totalling $3,000. Id. at 4 (page number
designated by the Court).
II. DISCUSSION
Butler, who characterizes this lawsuit as “a legal malpractice action that is basically
-2- founded on a breach of contract action,” moves for summary judgment under Rule 56 of the
Federal Rules of Civil Procedure. Defendant Butler’s Motion for Summary Judgment (“Butler
Mot.”) at 2. The Court grants a motion for summary judgment if the pleadings, the discovery and
disclosure materials on file, together with any affidavits or declarations, show that there is no
genuine issue in dispute as to any material fact and that the movant is entitled to judgment as a
matter of law. Fed. R. Civ. P. 56(c). The moving party bears the burden of demonstrating the
absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
Factual assertions in the moving party’s affidavits or declarations may be accepted as true unless
the opposing party submits his own affidavits, declarations or documentary evidence to the
contrary. Neal v. Kelly, 963 F.2d 453, 456 (D.C. Cir. 1992). The opposing party cannot rely on
mere allegations such as those set forth in his complaint; rather, he must set forth specific facts
supported by affidavit or by other evidence in the record to establish the issues for litigation. See
Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 (1992).
The local rules of this Court require that a motion for summary judgment be
“accompanied by a statement of material facts as to which the moving party contends there is no
genuine issue, which shall include references to the parts of the record relied on to support the
statement.” LCvR 7(h). Similarly, any opposition to a summary judgment motion must “be
accompanied by a separate concise statement of genuine issues setting forth all material facts as
to which it is contended there exists a genuine issue necessary to be litigated, which shall include
references to the parts of the record relied on to support the statement.” Id. When a non-moving
party fails to comply with LCvR 7(h), the Court may assume that the facts identified by the
moving party are admitted. See LCvR 7(h); Jackson v. Finnegan, Henderson, Farabow, Garrett
-3- & Dunner, 101 F.3d 145, 154 (D.C. Cir. 1996). The purpose of the rule is to “isolate[] the facts
that the parties assert are material, distinguish[] disputed from undisputed facts, and identif[y] the
pertinent parts of the record.” Gardels v. Central Intelligence Agency, 637 F.2d 770, 773 (D.C.
Cir. 1980); see Burke v. Gould, 286 F.3d 513, 517 (D.C. Cir. 2002). The Court is not obligated
“to sift and sort through the record, that is, engage in time-consuming labor that is meant to be
avoided through the parties’ observance of [LCvR 7(h)].” Jackson, 101 F.3d at 153; see also
Burke, 286 F.3d at 518.
Defendant Butler fails to include a statement of material facts as to which he contends
there is no genuine issue. Even if defendant had included such a statement with this submission,
it is unlikely that he could have prevailed. The Court has reviewed Butler’s supporting affidavit,
see generally Butler Aff., and finds it woefully deficient.2 The affidavit is replete with
conclusory statements designed to absolve Butler of legal liability for any of the wrongful acts
alleged in plaintiff’s pleading. Aside from defendant’s admission that his firm “was engaged by
the Plaintiff to prepare a motion pursuant to a Federal Habeas, for which [his] office was paid
one retainer payment in the amount of $5,000.00,” Butler Aff.
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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
JOEL CASTON,
Plaintiff, v. Civil Action No. 08-1656 (JDB) JAMES BUTLER, et al.,
Defendants.
MEMORANDUM OPINION
This matter is before the Court on defendant James Q. Butler’s motion for summary
judgment. For the reasons stated below, the Court will deny the motion without prejudice.
I. BACKGROUND
Plaintiff, a federal prisoner, brings breach of contract, legal malpractice, and fraud claims
against James Q. Butler, Esq., an attorney and the managing partner of the Butler Legal Group
PLLP, to which plaintiff paid “a flat retainer fee of $5,000 on August 07, 2006[,] to represent
[him] in a post-conviction criminal case.”1 Compl. ¶ 3; see id., Ex. 2 (copy of cashier’s check
payable to the Butler Law Firm). It appears that plaintiff was challenging his conviction and
sentence by motion under 28 U.S.C. § 2255 on the ground that defense counsel rendered
ineffective assistance during the criminal proceedings. See id., Ex. 3 (February 14, 2007 letter
from J.Q. Butler). It further appears that the attorney to whom the plaintiff’s case was assigned
1 It appears that plaintiff’s “attorney abandonment, case neglect, and other intention [sic] conduct” claims, Compl. at 1 (introductory paragraph), are subsumed within the legal malpractice claim.
-1- left the Butler Legal Group in or about August 2007. See id. ¶ 8 & Ex. 5 (August 10, 2007 letter
from N.D. Flippen).
Months passed, and in October 2007 plaintiff “contacted defendant James Butler via
telephone conference.” Id. ¶ 9. During this conversation, Butler informed plaintiff that “due to
unscrupulous behavior and allegations of embezzlement by [Anthony Andolino], the Butler
Legal Group ha[d] been placed under FBI investigation and the plaintiff’s case load simply fell
through the cracks in the midst of the mayhem.” Id. Plaintiff “accepted a verbal and written
agreement to proceed further with the defendant” with the understanding “that within thirty days
the plaintiff [would] receive a case evaluation.” Id. ¶ 10. On February 5, 2008, a representative
of the Butler Legal Group sent plaintiff written confirmation that he was to “receive[] a
completed draft of [his] petition in 30 days’ time.” Id., Ex. 6 (February 5, 2008 letter from T.
Johnson). When plaintiff did not receive the promised draft, he sent a letter to Butler “to
terminate [their] relations and pursue other legal options,” to demand the return of the retainer,
and to arrange for the return of legal papers. Id., Ex. 7 (March 20, 2008 letter to Butler). In June
2008, plaintiff’s mother “retrieve[d] the paperwork but was given many different excuse[s] about
the retainer.” Id. ¶ 14. In spite of Butler’s verbal assurance to plaintiff that the retainer would be
refunded, see id. ¶ 15, Butler did not do so.
Plaintiff demands a declaratory judgment, a refund of the $5,000 retainer, compensatory
damages totalling $150,000, and punitive damages totalling $3,000. Id. at 4 (page number
designated by the Court).
II. DISCUSSION
Butler, who characterizes this lawsuit as “a legal malpractice action that is basically
-2- founded on a breach of contract action,” moves for summary judgment under Rule 56 of the
Federal Rules of Civil Procedure. Defendant Butler’s Motion for Summary Judgment (“Butler
Mot.”) at 2. The Court grants a motion for summary judgment if the pleadings, the discovery and
disclosure materials on file, together with any affidavits or declarations, show that there is no
genuine issue in dispute as to any material fact and that the movant is entitled to judgment as a
matter of law. Fed. R. Civ. P. 56(c). The moving party bears the burden of demonstrating the
absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
Factual assertions in the moving party’s affidavits or declarations may be accepted as true unless
the opposing party submits his own affidavits, declarations or documentary evidence to the
contrary. Neal v. Kelly, 963 F.2d 453, 456 (D.C. Cir. 1992). The opposing party cannot rely on
mere allegations such as those set forth in his complaint; rather, he must set forth specific facts
supported by affidavit or by other evidence in the record to establish the issues for litigation. See
Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 (1992).
The local rules of this Court require that a motion for summary judgment be
“accompanied by a statement of material facts as to which the moving party contends there is no
genuine issue, which shall include references to the parts of the record relied on to support the
statement.” LCvR 7(h). Similarly, any opposition to a summary judgment motion must “be
accompanied by a separate concise statement of genuine issues setting forth all material facts as
to which it is contended there exists a genuine issue necessary to be litigated, which shall include
references to the parts of the record relied on to support the statement.” Id. When a non-moving
party fails to comply with LCvR 7(h), the Court may assume that the facts identified by the
moving party are admitted. See LCvR 7(h); Jackson v. Finnegan, Henderson, Farabow, Garrett
-3- & Dunner, 101 F.3d 145, 154 (D.C. Cir. 1996). The purpose of the rule is to “isolate[] the facts
that the parties assert are material, distinguish[] disputed from undisputed facts, and identif[y] the
pertinent parts of the record.” Gardels v. Central Intelligence Agency, 637 F.2d 770, 773 (D.C.
Cir. 1980); see Burke v. Gould, 286 F.3d 513, 517 (D.C. Cir. 2002). The Court is not obligated
“to sift and sort through the record, that is, engage in time-consuming labor that is meant to be
avoided through the parties’ observance of [LCvR 7(h)].” Jackson, 101 F.3d at 153; see also
Burke, 286 F.3d at 518.
Defendant Butler fails to include a statement of material facts as to which he contends
there is no genuine issue. Even if defendant had included such a statement with this submission,
it is unlikely that he could have prevailed. The Court has reviewed Butler’s supporting affidavit,
see generally Butler Aff., and finds it woefully deficient.2 The affidavit is replete with
conclusory statements designed to absolve Butler of legal liability for any of the wrongful acts
alleged in plaintiff’s pleading. Aside from defendant’s admission that his firm “was engaged by
the Plaintiff to prepare a motion pursuant to a Federal Habeas, for which [his] office was paid
one retainer payment in the amount of $5,000.00,” Butler Aff. ¶ 2, the affidavit sets forth no facts
at all. Moreover, Butler’s own assessment of his performance establishes neither the absence of
genuine issues of material fact nor his entitlement to judgment as a matter of law on plaintiff’s
breach of contract, legal malpractice and fraud claims. Plaintiff apparently misunderstands the
nature of the motion defendant filed, and has responded as if defendant filed a motion to dismiss
under Rule 12(b)(6) of the Federal Rules of Civil Procedure on the ground that the complaint
2 Defendant Butler attaches his Affidavit to his motion for summary judgment. See Def.’s Mot., Attach. (“Butler Aff.”) [Dkt. # 21-2].
-4- failed to state a claim upon which relief can be granted. See generally Pl.’s Mem. in Resp. to
Def.’s Mot. to Dismiss for Failure to State a Claim.
Before the Court, then, are a summary judgment motion filed by an attorney which
complies neither substantively nor technically with Fed. R. Civ. P. 56 and LCvR 7(h), and an
opposition filed by a pro se prisoner plaintiff which in substance responds to an entirely different
type of dispositive motion. On this thin record, the Court will deny defendant’s motion. An
Order accompanies this Memorandum Opinion.
/s/ JOHN D. BATES DATE: June 26, 2009 United States District Judge
-5-