Castle Cheese Inc. v. Sadler

81 Pa. D. & C.4th 157
CourtPennsylvania Court of Common Pleas, Lawrence County
DecidedMarch 19, 2007
Docketno. 10363 of 2006, C.A.
StatusPublished

This text of 81 Pa. D. & C.4th 157 (Castle Cheese Inc. v. Sadler) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Lawrence County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Castle Cheese Inc. v. Sadler, 81 Pa. D. & C.4th 157 (Pa. Super. Ct. 2007).

Opinion

MOTTO, P.J.,

Before the court for disposition are defendants’ preliminary objections to plaintiff’s amended complaint and plaintiff’s preliminary objections to defendants’ preliminary objections to plaintiff’s amended complaint. Several issues have been presented to the court. First, can defendants assert the existence and enforceability of an arbitration clause in a contract where the applicability of the arbitration clause was not raised in preliminary objections to plaintiff’s original complaint. Second, defendants assert that plaintiff failed to plead with sufficient specificity. Finally, defendants contend plaintiff failed to conform to Pa.R.C.P. 1019(i) by attaching a conglomerate of agreements to the pleading.

This suit arose out of a series of events initiated by the resignation of Stephen W. Sadler from Castle Cheese (plaintiff) and Sadler’s subsequent employment by the Kanter Group, a competitor of Castle Cheese. Plaintiff claims that defendant Sadler provided defendant Kanter Group with trade secrets and customer lists, in breach of the contract that existed between Sadler and Castle Cheese.

Plaintiff filed its original complaint on March 9,2006, to which defendants filed preliminary objections on March 27,2006, and amended preliminary objections on April 3,2006. The applicability of the arbitration clause was not asserted in either pleading. By order dated August 8, 2006, Count I of plaintiff’s original complaint was dismissed. On September 14,2006, plaintiff filed its first amended complaint. On September 29,2006, defendants filed preliminary objections to plaintiff’s first amended [159]*159complaint, raising for the first time the existence of the arbitration clause. Plaintiff filed an answer and preliminary objections to defendants’ preliminary objections to plaintiff’s first amended complaint on October 17, 2006.

DISMISSAL BASED ON AGREEMENT FOR ALTERNATIVE DISPUTE RESOLUTION

As a matter of public policy, Pennsylvania courts favor arbitration. Goral v. Fox Ridge Inc., 453 Pa. Super. 316, 321, 683 A.2d 931, 933 (1996). Under Pa.R.C.P. 1028(a) (6), the existence of an agreement for alternative dispute resolution is an allowable preliminary objection. Pa.R.C.P. 1028(b) requires that all preliminary objections shall be raised at one time. Where a party has every opportunity to assert its right to arbitration, yet clearly indicates its preference for judicial proceedings through the party’s participation, that party can no longer assert a right to arbitration. Samuel J. Marranea General Contracting Co. Inc. v. Amerimar Cherry Hill Associates Limited Partnership, 416 Pa. Super. 45, 50-51, 610 A.2d 499, 501-502 (1992). “A waiver of the right to proceed to arbitration may be expressly stated, or it may be inferred from ‘a party’s undisputed acts or language so inconsistent with a purpose to stand on the contract provisions as to leave no opportunity for a reasonable inference to the contrary.’” Goral, 453 Pa. Super. at 321, 683 A.2d at 933.

In Goral, the court concluded that repeated references to an arbitration agreement were not sufficient to avoid waiving arbitration. Id. The Goral court indicated that [160]*160the defendant did raise the defense of arbitration in new matter, but only as an alternative in hopes of receiving a favorable ruling from the trial court as the result of litigation in the trial court in which defendant participated. Id. Similarly, in the case sub judice defendants now pursue alternative dispute resolution only after an attempt to have plaintiff’s complaint dismissed in their first set of preliminary objections. Defendants have repeatedly acted inconsistent with asserting the contractual arbitration provision by filing preliminary objections without raising the alternative dispute resolution, and further by participating in discovery procedures and litigating discovery as well.

“Acceptance of the judicial process is demonstrated when the party (1) fails to raise the issue of arbitration promptly, (2) engages in discovery, (3) files pretrial motions which do not raise the issue of arbitration, (4) waits for adverse rulings on pretrial motions before asserting arbitration, or (5) waits until the case is ready for trial before asserting arbitration.” Smay v. E.R. Stuebner Inc., 864 A.2d 1266, 1278 (Pa. Super. 2004) (citing St. Clair Area School District Board of Education v. E.I. Associates, 733 A.2d 677, 682 n.6 (Pa. Commw. 1999)).

In Smay, the appellant made an immediate written demand for arbitration after receiving the appellees’ respective joinder complaints and made a motion to compel arbitration in the absence of receiving one response and after receiving one negative response; thus, the court held the appellant avoided waiving the right to arbitration, even though the appellants participated in [161]*161other court proceedings to protect themselves. Id., 864 A.2d at 1278.

Here, defendants did not assert their contractual right to arbitration in their initial preliminary objections to plaintiff’s complaint. Defendants provided no intermediate written notice nor other attempt to compel arbitration. Defendants asserted the existence of the arbitration clause after their original preliminary objections were granted in part and plaintiff filed an amended complaint. The existence of an agreement to arbitrate may be raised either by preliminary objection or by petition to compel arbitration. Either procedure is subject to the principles of waiver. Goral v. Fox Ridge, see supra.

Defendant cannot raise preliminary objections to an amended complaint if the amended complaint does not raise new issues to be decided. Wudkwych v. Borough of Canonsburg, 111 Pa. Commw. 322, 326, 533 A.2d 1104, 1106 (1987). In Wudkwych, the damages being challenged by the preliminary objections were not included in the original complaint; thus, preliminary objections to these damages in the amended complaint were proper. Id. As noted above, an agreement for alternative dispute resolution may be raised by preliminary objection pursuant to Pa.R.C.P. 1028(a)(6). It is mandatory that all preliminary objections be raised at one time. Pa.R.C.P. 1028(b). A party waives all defenses and objections which are not presented by preliminary objection, except as to certain defenses not here relevant. Pa.R.C.P. 1032(a). Here, defendants’ assertion of the arbitration clause could have been made in the first set of preliminary objections, yet defendants waited until plaintiff filed an amended complaint and then filed this objection. Defen[162]*162dants have failed to timely assert this defense in their initial preliminary objections as required by Pa.R.C.P. 1028(b). Defendants therefore have waived their right to raise the agreement to arbitrate by subsequent preliminary objection.

FAILURE TO PLEAD WITH SUFFICIENT SPECIFICITY

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Related

Feigley v. Department of Corrections
872 A.2d 189 (Commonwealth Court of Pennsylvania, 2005)
Goral v. Fox Ridge, Inc.
683 A.2d 931 (Superior Court of Pennsylvania, 1996)
St. Clair Area School District Board of Education v. E.I. Associates
733 A.2d 677 (Commonwealth Court of Pennsylvania, 1999)
Smith v. Wagner
588 A.2d 1308 (Superior Court of Pennsylvania, 1991)
Sevin v. Kelshaw
611 A.2d 1232 (Superior Court of Pennsylvania, 1992)
Youndt v. First National Bank of Port Allegany
868 A.2d 539 (Superior Court of Pennsylvania, 2005)
Atlantic Credit & Finance, Inc. v. Giuliana
829 A.2d 340 (Superior Court of Pennsylvania, 2003)
Smay v. E.R. Stuebner, Inc.
864 A.2d 1266 (Superior Court of Pennsylvania, 2004)
Wudkwych v. Borough of Canonsburg
533 A.2d 1104 (Commonwealth Court of Pennsylvania, 1987)

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Bluebook (online)
81 Pa. D. & C.4th 157, Counsel Stack Legal Research, https://law.counselstack.com/opinion/castle-cheese-inc-v-sadler-pactcompllawren-2007.