Castillo v. Snedeker

District Court, S.D. New York·Decided November 9, 2023·No. 7:21-cv-11109·Unknown

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK PEDRO CASTILLO, Plaintiff,

-against- OPINION AND ORDER

C.O. ROBERT C. SNEDEKER, DONALD 21-CV-11109 (PMH) VENETTOZZI, C.H.O. KATHERINE HENLEY, Defendants. PHILIP M. HALPERN, United States District Judge: Pedro Castillo (“Plaintiff”), currently incarcerated at Sing Sing Correctional Facility (“Sing Sing”), initiated this action pro se and in forma pauperis under 42 U.S.C. § 1983 on December 20, 2021.1 (Doc. 1, “Compl.”). Plaintiff maintains that three employees of the New York State Department of Corrections and Community Supervision (“DOCCS”)—specifically, C.O. Robert C. Snedeker (“Snedeker”), First Deputy Superintendent Donald Venettozzi (“Venettozzi”), and C.H.O. Katherine Henley (“Henley”) (collectively, “Defendants”)—violated his constitutional rights under the Eighth and Fourteenth Amendment during his confinement at Green Haven Correctional Facility (“Green Haven”) from December 2015 to April 2016. (See generally Compl.). Pending before the Court is Defendants’ motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). (Doc. 32). Pursuant to the briefing schedule set by the Court, Defendants

1 Known as the “prison mailbox rule,” an inmate’s pro se complaint is effectively “filed” when delivered to prison officials, in light of the inherent disadvantage suffered by incarcerated pro se litigants in their inability to monitor the course of litigation. Dory v. Ryan, 999 F.2d 679, 682 (2d Cir. 1993), modified on other grounds, 25 F.3d 81 (2d Cir. 1994). Plaintiff’s complaint was delivered to prison officials on December 20, 2021, as indicated in the affidavit of service annexed to the pleading. (Doc. 1 at 7). filed their memorandum of law in support of their motion to dismiss on July 21, 2023 (Doc. 33, “Mot.”). Plaintiff timely opposed the motion on September 29, 2023, in accordance with the extension of time granted by the Court (Doc. 38; Doc. 39, “Opp.”).2 The motion was fully briefed with the filing of Defendants’ reply on October 16, 2023 (Doc. 41, “Reply”).3 On October 30,

2023, the Court declined Defendant’s request to file a sur-reply. (Doc. 43). For the reasons set forth below, Defendants’ motion is GRANTED. BACKGROUND Plaintiff alleges that Snedeker filed a false misbehavior report against him at Green Haven on December 17, 2015, and that, as a result, he was placed in Special Housing Unit (“SHU”). (Compl. at 2). Plaintiff was held in SHU at Green Haven and his subsequent correctional facilities, including Upstate Correctional Facility (“Upstate”) and Great Meadow Correctional Facility (“Great Meadow”), until April 16, 2016—totaling 120 days of confinement. (Id.). Plaintiff alleges

2 Plaintiff filed a copy of the following documents in connection with his opposition, albeit unsupported by affidavit as required by Local Civil Rule 7.1: (i) December 2015 misbehavior report; (ii) May 2016 letter regarding “restoration of privileges”; (iii) December 2015 disciplinary hearing disposition; (iv) record of Plaintiff’s disciplinary history; and (v) record of Plaintiff’s commissary account. (Opp. at 12-17). The Court has discretion to overlook a failure to comply with Local Civil Rule 7.1 and exercises such discretion on this motion. See, e.g., Holtz v. Rockefeller & Co., 258 F.3d 62, 73 (2d Cir. 2001); Fiedler v. Incandela, 222 F. Supp. 3d 141, 155 (E.D.N.Y. 2016). The Court, on a Rule 12(b)(6) motion, “is entitled to consider facts alleged in the complaint and documents attached to it or incorporated in it by reference, [as well as] documents ‘integral’ to the complaint and relied upon in it, and facts of which judicial notice may properly be taken . . . .” Heckman v. Town of Hempstead, 568 F. App’x 41, 43 (2d Cir. 2014); Manley v. Utzinger, No. 10-CV-02210, 2011 WL 2947008, at *1 n.1 (S.D.N.Y. July 21, 2011) (explaining that a court may consider “statements or documents incorporated into the complaint by reference”). The Court may properly consider the inmate misbehavior report and disciplinary hearing disposition as they are explicitly referred to in the Complaint and therefore incorporated by reference. See James v. Bradley, 808 F. App’x 1, 3 (2d Cir. 2020). The Court declines to consider the remaining documents attached to Plaintiff’s opposition because they are not integral to the Complaint and do not form the basis of Plaintiff’s claims at issue on this motion. Nor does the Complaint rely on these documents or are they facts of which the Court may take judicial notice. 3 Citations to the parties’ filings correspond to the pagination generated by ECF. that this period of confinement in SHU resulted in the onset of psychological and emotional disorders, estrangement from his family, and severe anxiety and panic attacks. (Id. at 2-3). Following the misbehavior report, a disciplinary hearing was conducted at Green Haven wherein Henley found Plaintiff guilty of three rule violations: (1) No. 113.10 concerning weapon;

(2) No. 113.11 concerning altered item; and (3) No. 113.23 concerning contraband. (Id. at 2). Plaintiff appealed the disciplinary hearing decision, and, on March 30, 2016, the disposition was affirmed by Venettozzi. (Id.). Thereafter, Plaintiff filed an Article 78 proceeding which resulted in a new hearing on the rule violations. (Id.) At the February 15, 2018 rehearing, Henley found Plaintiff guilty of these same rule violations and affirmed her initial disposition. (Id.). Plaintiff filed a second appeal which resulted in another affirmance by Venettozzi. (Id.). Thereafter, Plaintiff filed a second Article 78 proceeding. (Id. at 3). On February 27, 2019, Plaintiff was informed that the disciplinary hearing disposition rendered on February 15, 2018 had been administratively reversed. (Id.; see Castillo v. Annucci, 173 A.D.3d 1588, 101 N.Y.S.3d 668 (3d Dept. 2019)). Thereafter, this action ensued.

STANDARD OF REVIEW I. Federal Rule of Civil Procedure 12(b)(6) A Rule 12(b)(6) motion enables a court to dismiss a complaint for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6). “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)).4 A claim is plausible on its face “when the plaintiff pleads

4 Unless otherwise indicated, case quotations omit all internal citations, quotation marks, footnotes, and alterations. factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). “The plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a sheer possibility that a defendant has acted unlawfully.” Id. (citing Twombly, 550 U.S. at 556). The factual allegations pled “must

be enough to raise a right to relief above the speculative level.” Twombly, 550 U.S.

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