Caryn Strickland v. Nancy Moritz

Court of Appeals for the Fourth Circuit·Decided August 15, 2025·No. 24-2056·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 24-2056

CARYN DEVINS STRICKLAND, Plaintiff – Appellant,

v.

NANCY L. MORITZ, The Hon., in her official capacity as Chair of the Judicial Conference Committee on Judicial Resources; ROBERT J. CONRAD, JR., in his official capacity as Director of the Administrative Office of the United States Courts; ALBERT DIAZ, The Hon., in his official capacity as Chief Judge of the Fourth Circuit and as Chair of the Judicial Council of the Fourth Circuit; JAMES N. ISHIDA, in his official capacity as Circuit Executive of the Fourth Circuit and as Secretary of the Judicial Council of the Fourth Circuit; JOHN G. BAKER, in his official capacity as Federal Public Defender of the Federal Public Defender for the Western District of North Carolina,

Defendants – Appellees.

Appeal from the United States District Court for the Western District of North Carolina, at Asheville. William G. Young, Senior District Judge for the United States District Court for the Eastern District of Massachusetts, sitting by designation. (1:20-cv-00066-WGY)

Argued: June 30, 2025 Decided: August 15, 2025

Before W. Duane BENTON, Circuit Judge of the United States Court of Appeals for the Eighth Circuit, Ronald Lee GILMAN, Senior Circuit Judge of the United States Court of Appeals for the Sixth Circuit, and Susan P. GRABER, Senior Circuit Judge of the United

States Court of Appeals for the Ninth Circuit, sitting by designation.1

Affirmed by published opinion. Senior Judge Gilman wrote the opinion, in which Senior Judge Graber and Judge Benton joined.

ARGUED: Caryn Devins Strickland, LAW OFFICE OF CARYN STRICKLAND, Lynn, North Carolina, for Appellant. Kevin B. Soter, UNITED STATES DEPARTMENT OF JUSTICE, for Appellees. ON BRIEF: Yaakov M. Roth, Acting Assistant Attorney General, Courtney L. Dixon, Civil Division, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Appellees.

1 Because all members of the United States Court of Appeals for the Fourth Circuit are recused in this case, a panel of judges from outside the Circuit was appointed for this appeal pursuant to 28 U.S.C. §§ 291, 294.

RONALD LEE GILMAN, Senior Circuit Judge:

Caryn Devins Strickland is an attorney who formerly worked at the Federal Public Defender’s Office (FDO) for the Western District of North Carolina. She alleges that her supervisor sexually harassed her, following which the response of both the Fourth Circuit and the Administrative Office of the United States Courts purportedly violated her due- process and equal-protection rights guaranteed by the Fifth Amendment to the United States Constitution. The district court ruled in favor of the government on all of Strickland’s claims after a bench trial.

Strickland now appeals that ruling, as well as the district court’s previous summary-

judgment ruling in favor of two of the individually named defendants. For the reasons set forth below, we AFFIRM both district court decisions. We also DENY Strickland’s motion to unseal certain materials that she filed on the appellate docket, as well as her motion for summary reversal of the district court’s decision based on the early withdrawal of her pro bono counsel.

I. BACKGROUND

The district court’s bench-trial decision included approximately 75 pages of factual findings, which are largely undisputed. See Strickland v. United States, 744 F. Supp. 3d 477 (W.D.N.C. 2024). Rather than fully restate those detailed findings and the extensive procedural history of this case here, we refer to pages 488 to 567 of the district court’s decision. We will, however, briefly summarize the court’s findings, as well as several points of procedural history that are relevant to the issues on appeal.

A. The bench trial Following a six-day bench trial, the district court issued a 127-page decision. The gist of the court’s factual findings is as follows: While working at the FDO, Strickland made a good-faith claim of sexual harassment against her immediate supervisor, J.P. Davis. Anthony Martinez, Davis’s supervisor and the FDO Unit Executive, responded by rearranging the organizational chart so that Strickland no longer reported to Davis and instructing Davis to cease contacting her. He also converted Strickland’s sick leave to administrative leave so that she would not suffer financial harm from having taken sick leave to avoid contact with Davis, authorized full telework, and followed through on a previous plan to promote her to Assistant Federal Public Defender. Martinez later offered Strickland his own office at the unit’s Asheville site. In parallel with this response, various Fourth Circuit and other judiciary employees became involved in the procedures outlined in the Employee Dispute Resolution (EDR) Plan that was applicable at the time. The Fourth Circuit since has revised its Plan, but all references in this opinion are to the applicable version.

The EDR Plan contained two distinct dispute-resolution pathways. Chapter IX allowed an employee to file a wrongful-conduct report, which led to an investigation and, if appropriate, discipline of the accused wrongdoer. Under Chapter X, an employee could request counseling and mediation to resolve the dispute. If counseling and mediation were unsuccessful, the employee could then file a formal Chapter X complaint, which would trigger a full evidentiary hearing conducted by a presiding judicial officer and which could

result in a wide range of potential remedies.

Strickland formally reported to Martinez, in August 2018, that Davis was sexually harassing her. Martinez initiated a wrongful-conduct proceeding against Davis shortly thereafter. District Court and Probation Office Human Resources Specialist Heather Beam was subsequently appointed to complete the investigation required under Chapter IX. A month later, Strickland filed her own wrongful-conduct report, which included allegations against Martinez for retaliation and discrimination, along with a Chapter X request for counseling. Beam was then instructed to complete a unified investigation that would inform both the Chapter IX and Chapter X proceedings. Strickland later participated in the mediation phase of Chapter X. But she left the FDO and voluntarily withdrew from the EDR process before proceeding to the next stage of Chapter X—the filing of a formal complaint.

Several judiciary employees behaved imperfectly before and during the EDR process. In particular, “Davis was a controlling manager who . . . [took] actions that reasonably made Strickland uncomfortable.” Strickland, 744 F. Supp. 3d at 563. Martinez, too, made thoughtless comments to Strickland—most notably, his use of a “marriage metaphor”—that she understandably believed was dismissive of her good-faith complaint. See id. at 509.

Judiciary employees who were responsible for the EDR process also made various missteps. Beam disrespected Strickland’s expectations of confidentiality and failed to complete a thorough EDR investigation in a timely manner. Other well-intentioned

employees, such as Fourth Circuit Chief Mediator Ed Smith and former Judicial Integrity Officer Jill Langley, carried out their duties with professionalism and integrity, but were at times stymied by structural imperfections or a lack of clarity in the Plan.

Free access — add to your briefcase to read the full text and ask questions with AI

Caryn Strickland v. Nancy Moritz, (4th Cir. 2025).

Caryn Strickland v. Nancy Moritz (Caryn Strickland v. Nancy Moritz) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Morrissey v. Brewer
408 U.S. 471 (Supreme Court, 1972)
Shinseki, Secretary of Veterans Affairs v. Sanders
556 U.S. 396 (Supreme Court, 2009)
Bodkin v. Town of Strasburg, Virginia
386 F. App'x 411 (Fourth Circuit, 2010)
Okoli v. City of Baltimore
648 F.3d 216 (Fourth Circuit, 2011)
Vernon E. Hargray v. City of Hallandale
57 F.3d 1560 (Eleventh Circuit, 1995)
United States v. Ronald Lee Brookins
345 F.3d 231 (Fourth Circuit, 2003)
Dotson v. Griesa
398 F.3d 156 (Second Circuit, 2005)
Ashley v. National Labor Relations Board
255 F. App'x 707 (Fourth Circuit, 2007)
Company Doe v. Public Citizen
749 F.3d 246 (Fourth Circuit, 2014)
Moreno v. Holder
749 F.3d 40 (First Circuit, 2014)