Caryn Strickland v. Nancy Moritz

CourtCourt of Appeals for the Fourth Circuit
DecidedAugust 15, 2025
Docket24-2056
StatusPublished

This text of Caryn Strickland v. Nancy Moritz (Caryn Strickland v. Nancy Moritz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caryn Strickland v. Nancy Moritz, (4th Cir. 2025).

Opinion

USCA4 Appeal: 24-2056 Doc: 124 Filed: 08/15/2025 Pg: 1 of 51

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 24-2056

CARYN DEVINS STRICKLAND,

Plaintiff – Appellant,

v.

NANCY L. MORITZ, The Hon., in her official capacity as Chair of the Judicial Conference Committee on Judicial Resources; ROBERT J. CONRAD, JR., in his official capacity as Director of the Administrative Office of the United States Courts; ALBERT DIAZ, The Hon., in his official capacity as Chief Judge of the Fourth Circuit and as Chair of the Judicial Council of the Fourth Circuit; JAMES N. ISHIDA, in his official capacity as Circuit Executive of the Fourth Circuit and as Secretary of the Judicial Council of the Fourth Circuit; JOHN G. BAKER, in his official capacity as Federal Public Defender of the Federal Public Defender for the Western District of North Carolina,

Defendants – Appellees.

Appeal from the United States District Court for the Western District of North Carolina, at Asheville. William G. Young, Senior District Judge for the United States District Court for the Eastern District of Massachusetts, sitting by designation. (1:20-cv-00066-WGY)

Argued: June 30, 2025 Decided: August 15, 2025

Before W. Duane BENTON, Circuit Judge of the United States Court of Appeals for the Eighth Circuit, Ronald Lee GILMAN, Senior Circuit Judge of the United States Court of Appeals for the Sixth Circuit, and Susan P. GRABER, Senior Circuit Judge of the United USCA4 Appeal: 24-2056 Doc: 124 Filed: 08/15/2025 Pg: 2 of 51

States Court of Appeals for the Ninth Circuit, sitting by designation.1

Affirmed by published opinion. Senior Judge Gilman wrote the opinion, in which Senior Judge Graber and Judge Benton joined.

ARGUED: Caryn Devins Strickland, LAW OFFICE OF CARYN STRICKLAND, Lynn, North Carolina, for Appellant. Kevin B. Soter, UNITED STATES DEPARTMENT OF JUSTICE, for Appellees. ON BRIEF: Yaakov M. Roth, Acting Assistant Attorney General, Courtney L. Dixon, Civil Division, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Appellees.

1 Because all members of the United States Court of Appeals for the Fourth Circuit are recused in this case, a panel of judges from outside the Circuit was appointed for this appeal pursuant to 28 U.S.C. §§ 291, 294. 2 USCA4 Appeal: 24-2056 Doc: 124 Filed: 08/15/2025 Pg: 3 of 51

RONALD LEE GILMAN, Senior Circuit Judge:

Caryn Devins Strickland is an attorney who formerly worked at the Federal Public

Defender’s Office (FDO) for the Western District of North Carolina. She alleges that her

supervisor sexually harassed her, following which the response of both the Fourth Circuit

and the Administrative Office of the United States Courts purportedly violated her due-

process and equal-protection rights guaranteed by the Fifth Amendment to the United

States Constitution. The district court ruled in favor of the government on all of

Strickland’s claims after a bench trial.

Strickland now appeals that ruling, as well as the district court’s previous summary-

judgment ruling in favor of two of the individually named defendants. For the reasons set

forth below, we AFFIRM both district court decisions. We also DENY Strickland’s

motion to unseal certain materials that she filed on the appellate docket, as well as her

motion for summary reversal of the district court’s decision based on the early withdrawal

of her pro bono counsel.

I. BACKGROUND

The district court’s bench-trial decision included approximately 75 pages of factual

findings, which are largely undisputed. See Strickland v. United States, 744 F. Supp. 3d

477 (W.D.N.C. 2024). Rather than fully restate those detailed findings and the extensive

procedural history of this case here, we refer to pages 488 to 567 of the district court’s

decision. We will, however, briefly summarize the court’s findings, as well as several

points of procedural history that are relevant to the issues on appeal. 3 USCA4 Appeal: 24-2056 Doc: 124 Filed: 08/15/2025 Pg: 4 of 51

A. The bench trial

Following a six-day bench trial, the district court issued a 127-page decision. The

gist of the court’s factual findings is as follows: While working at the FDO, Strickland

made a good-faith claim of sexual harassment against her immediate supervisor, J.P. Davis.

Anthony Martinez, Davis’s supervisor and the FDO Unit Executive, responded by

rearranging the organizational chart so that Strickland no longer reported to Davis and

instructing Davis to cease contacting her. He also converted Strickland’s sick leave to

administrative leave so that she would not suffer financial harm from having taken sick

leave to avoid contact with Davis, authorized full telework, and followed through on a

previous plan to promote her to Assistant Federal Public Defender. Martinez later offered

Strickland his own office at the unit’s Asheville site. In parallel with this response, various

Fourth Circuit and other judiciary employees became involved in the procedures outlined

in the Employee Dispute Resolution (EDR) Plan that was applicable at the time. The

Fourth Circuit since has revised its Plan, but all references in this opinion are to the

applicable version.

The EDR Plan contained two distinct dispute-resolution pathways. Chapter IX

allowed an employee to file a wrongful-conduct report, which led to an investigation and,

if appropriate, discipline of the accused wrongdoer. Under Chapter X, an employee could

request counseling and mediation to resolve the dispute. If counseling and mediation were

unsuccessful, the employee could then file a formal Chapter X complaint, which would

trigger a full evidentiary hearing conducted by a presiding judicial officer and which could

4 USCA4 Appeal: 24-2056 Doc: 124 Filed: 08/15/2025 Pg: 5 of 51

result in a wide range of potential remedies.

Strickland formally reported to Martinez, in August 2018, that Davis was sexually

harassing her. Martinez initiated a wrongful-conduct proceeding against Davis shortly

thereafter. District Court and Probation Office Human Resources Specialist Heather Beam

was subsequently appointed to complete the investigation required under Chapter IX. A

month later, Strickland filed her own wrongful-conduct report, which included allegations

against Martinez for retaliation and discrimination, along with a Chapter X request for

counseling. Beam was then instructed to complete a unified investigation that would

inform both the Chapter IX and Chapter X proceedings. Strickland later participated in the

mediation phase of Chapter X. But she left the FDO and voluntarily withdrew from the

EDR process before proceeding to the next stage of Chapter X—the filing of a formal

complaint.

Several judiciary employees behaved imperfectly before and during the EDR

process. In particular, “Davis was a controlling manager who . . . [took] actions that

reasonably made Strickland uncomfortable.” Strickland, 744 F. Supp. 3d at 563.

Martinez, too, made thoughtless comments to Strickland—most notably, his use of a

“marriage metaphor”—that she understandably believed was dismissive of her good-faith

complaint. See id. at 509.

Judiciary employees who were responsible for the EDR process also made various

missteps. Beam disrespected Strickland’s expectations of confidentiality and failed to

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