Carter v. State

227 S.W.3d 895, 365 Ark. 224
CourtSupreme Court of Arkansas
DecidedFebruary 9, 2006
DocketCR 04-164
StatusPublished
Cited by7 cases

This text of 227 S.W.3d 895 (Carter v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. State, 227 S.W.3d 895, 365 Ark. 224 (Ark. 2006).

Opinion

Tom Glaze, Justice.

This case, which involves a question of double jeopardy, is being considered on remand from the United States Supreme Court. The brief history is as follows. In Carter v. State, 360 Ark. 266, 200 S.W.3d 906 (2005) (Carter I), this court affirmed Brady Carter’s convictions for kidnapping and third-degree battery; in the same decision, this court reversed on the State’s cross-appeal, holding that the trial court erroneously reduced Carter’s aggravated robbery charge to the lesser included crime of robbery. In doing so, this court remanded the robbery charge for further proceedings. The decision to remand the robbery charge was based, in part, on State v. Zawodniak, 329 Ark. 179, 946 S.W.2d 936 (1997), in which this court held that, when a trial judge makes an error of law rather than an error of fact, double jeopardy is not implicated.

Carter filed a petition for writ of certiorari to the United States Supreme Court, which that Court granted. The Supreme Court vacated this court’s original judgment and remanded the case for further consideration in light of Smith v. Massachusetts, 543 U.S. 462, 125 S.Ct. 1129 (2005) (5-4 decision). This procedure is commonly referred to as a “GVR.” 1 Pursuant to the mandate from the Supreme Court, we now reevaluate our decision in Carter I in light of Smith v. Massachusetts, supra. 2

The following is a brief background of the relevant facts presented in Carter I. At the close of evidence at Carter’s criminal trial, the trial judge made factual findings that unquestionably supported the statutory definition of aggravated robbery. See Ark. Code Ann. § 5-12-103 (Repl. 1997). Specifically, the trial judge found that while committing a robbery, Carter, or an accomplice of Carter, struck the victim in the head with the butt end of a gun. The trial judge then misinterpreted this court’s decision in Smith v. State, 352 Ark. 92, 98 S.W.3d 433 (2003), and found that, in order to prove aggravated robbery, the State was required to show that the “gun” was used as a gun, and not as a club. As we said in Carter I, this was an incorrect statement of the law. Relying on this legal error, the trial judge incorrectly dismissed Carter’s aggravated robbery charge and convicted him of the lesser crime of robbery. On appeal, this court reversed Carter’s robbery conviction and remanded the case so that Carter could be retried for aggravated robbery.

As mentioned above, the Carter I court based its decision on State v. Zawodniak, supra. In Zawodniak, the defendant was charged with simultaneous-possession of drugs and firearms. See Ark. Code Ann. § 5-74-106(a) (Repl. 1993). Zawodniak moved for a directed verdict at the close of the State’s case, arguing that the State had failed to prove the necessary elements of the charge against him. Specifically, Zawodniak claimed that the simultaneous- possession statute required a showing that, in addition to proving he was in the simultaneous possession of drugs and a firearm, Zawodniak was also involved in criminal gang or group activity. Zawodniak, 329 Ark. at 181. The trial court agreed with this erroneous interpretation of the statute and granted Zawodniak’s motion. Zawodniak’s charges were reduced to possession of a controlled substance and possession of drug paraphernalia, and he was eventually convicted.

On appeal, the Zawodniak court vacated the conviction and remanded the case for a retrial on the simultaneous-possession charge. In doing so, our court held as follows:

Zawodniak received a favorable trial court decision not because the State had failed to prove its case, but because the trial court, at Zawodniak’s instigation, erred in applying erroneous law. In other words, defendant Zawodniak, by deliberately choosing to seek termination of the proceedings against him on a basis unrelated to factual guilt or innocence of the simultaneous-possession charge of which he was accused, suffers no injury cognizable under the Double Jeopardy Clause.

Zawodniak, 329 Ark. at 185 (citing United States v. Scott, 437 U.S. 82, 98-99 (1978)).

In United States v. Scott, on which the Zawodniak court relied, the defendant, John Scott, moved for dismissal of two counts of narcotics distribution based on a preindictment delay by the prosecution. At the close of all the evidence, the trial court granted Scott’s motion. Scott, 437 U.S. at 82. On appeal by the government, the Supreme Court reversed the trial court’s decision and remanded the case to be retried. The Supreme Court explained that double-jeopardy concerns are not offended under circumstances where dismissal is based on matters unrelated to guilt or innocence, writing as follows:

This is scarcely a picture of an all-powerful state relentlessly pursuing a defendant who had either been found not guilty or who had at least insisted on having the issue of guilt submitted to the first trier of fact. It is instead a picture of a defendant who chooses to avoid conviction and imprisonment, not because of his assertion that the Government failed to make out a case against him, but because of a legal claim that the Government’s case against him must fail even though it might satisfy the trier of fact that he was guilty beyond a reasonable doubt.

Scott, 437 U.S. at 98-99; see also Zawodniak, 329 Ark. at 185.

The relevant question in the current case is whether Scott, Zawodniak, and consequently, Carter I, have been affected by the Supreme Court’s recent decision in Smith v. Massachusetts, supra; it appears that they have.

In Smith v. Massachusetts, the defendant Melvin Smith was charged with three counts, one of which was assault and battery by means of a dangerous weapon. At the close of the prosecution’s case, Smith moved to dismiss the dangerous-weapon charge, claiming that the evidence was insufficient as a matter of law. Smith, 125 S.Ct. at 113. The trial judge granted the motion, finding that the State had not presented evidence to prove that the firearm used was shorter than 16 inches, a requisite element of the crime. Id. The trial continued as to the other charges, and Smith presented his case in defense. At the close of all the evidence, the prosecutor located a precedent holding that the victim’s descriptive testimony was sufficient to prove the barrel-length requirement. Id. The trial judge agreed and reversed her previous ruling. The firearm count went to the jury, and Smith was eventually convicted on all counts. Id.

On appeal, the Supreme Court held that the trial judge’s original ruling was an acquittal because it “actually represented] a resolution, correct or not, of some or all of the factual elements of the offense charged.” Smith, 125 S.Ct. at 1134. Moreover, the Smith Court held that the trial judge’s subsequent reversal violated Smith’s rights against double jeopardy. The Smith opinion contains statements of law that directly impact our decision in Carter I:

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Bluebook (online)
227 S.W.3d 895, 365 Ark. 224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-state-ark-2006.