Carter v. State

843 So. 2d 812, 2002 WL 1003517
CourtSupreme Court of Alabama
DecidedMay 17, 2002
Docket1010251
StatusPublished
Cited by19 cases

This text of 843 So. 2d 812 (Carter v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. State, 843 So. 2d 812, 2002 WL 1003517 (Ala. 2002).

Opinion

843 So.2d 812 (2002)

Ex parte State of Alabama.
(In re Triona Ann CARTER v. STATE of Alabama).

1010251.

Supreme Court of Alabama.

May 17, 2002.

*813 William H. Pryor, Jr., atty. gen., and Andy S. Poole, asst. atty. gen., for petitioner.

J. William Cole of Luker, Cole & Associates, L.L.C., Birmingham, for respondent.

MOORE, Chief Justice.

Triona Carter's case comes before us for the second time following a reversal of her convictions by the Court of Criminal Appeals. Carter v. State, 843 So.2d 807 (Ala. Crim.App.2001), opinion on remand from the Alabama Supreme Court. The issue now before us is whether, under the doctrine of transferred intent, a defendant can be convicted of an offense as to the unintended victim that is greater than the offense the defendant was convicted of with respect to the intended victim. The Court of Criminal Appeals answered the question in the negative. We reverse and remand.

As the Court of Criminal Appeals stated in its opinion on remand from this Court:

"The facts are set forth in the previously issued appellate opinions in this case. Of particular relevance here is that Carter, her boyfriend, Trevas Bell, and her good friend, Artimese Johnson, were involved in an altercation with a group composed of Tamiko Smith, Sheri Baker, and Marcus Cephas. Cephas attempted to push Carter, and Bell began fighting with Cephas. As the two men tussled on the ground, Carter hit Cephas, and Cephas knocked Carter to the ground. Carter saw a 9mm pistol on the ground near her, and she picked it up and began firing.... Carter shot and killed Cephas and her friend, Artimese Johnson. She also shot and wounded her boyfriend, Bell."

843 So.2d at 808.

The State charged Carter with capital murder as to both deceased victims because two or more persons were killed "by one act or pursuant to one scheme or course of conduct," § 13A-5-40(a)(10), Ala. Code 1975. The jury was charged on the capital offense, but it was also instructed on the lesser included offenses of intentional murder, provocation manslaughter, and reckless manslaughter. The jury was told to consider the charges separately, and it returned verdicts convicting Carter of intentional murder for the death of Artimese Johnson and provocation manslaughter for the death of Marcus Cephas.

Carter appealed; the Court of Criminal Appeals reversed the judgment and remanded the case for a new trial on the grounds that the trial court had erroneously refused to charge the jury on self-defense. Carter v. State, 843 So.2d 798 (Ala. Crim.App.2000). This Court reversed the judgment of the Court of Criminal Appeals and remanded the case, concluding that the evidence indicated that, at the time of the shooting, neither Carter nor her boyfriend was at risk of death or serious bodily injury and that Carter had the ability to retreat, thus negating any claim of self-defense. Carter v. State, 843 So.2d 804 (Ala.2001).

On remand from this Court, the Court of Criminal Appeals again reversed the convictions and remanded the case for a new trial. It reversed on the ground that the verdicts were inconsistent because "the doctrine of transferred intent can[not] support a conviction for a greater offense with *814 regard to the unintended victim than for the intended victim." 843 So.2d at 810.

The Court of Criminal Appeals correctly observed that Alabama appellate courts have repeatedly held that "the defendant's liability for the unintended consequences of a criminal act is in the same degree as it would have been had his aim been true and the intended target been injured or killed." Carter, 843 So.2d at 810 (opinion on remand). This holding was originally justified "`[u]nder the common-law doctrine of transferred intent, [where] a defendant, who intends to kill one person but instead kills a bystander, is deemed the author of whatever kind of homicide would have been committed had he killed the intended victim.'" Carter, 843 So.2d at 811, quoting Charles E. Torcia, 2 Wharton's Criminal Law § 146 (15th ed.1994). Section 13A-6-2(a)(1), Ala.Code 1975, reiterates the doctrine in its definition of murder. The statute provides, in pertinent part, that "[a] person commits the crime of murder if ... [w]ith intent to cause the death of another person, he causes the death of that person or of another person...." (Emphasis added.)

The Court of Criminal Appeals interpreted the doctrine of transferred intent to mean that "[w]hen the intent was transferred from Cephas to Johnson, so too did the degree of the offense and any available defenses" and thus that "when the jury found Carter guilty of provocation manslaughter for the death of Marcus Cephas, it thereby limited Carter's culpability for the death of her friend, Artimese Johnson, to provocation manslaughter." 843 So.2d at 811. Because, it reasoned, "the jury essentially determined that [Carter] possessed two distinct, and mutually exclusive, mental states" for one course of conduct, the Court of Criminal Appeals held that the verdicts were legally inconsistent. Id. We disagree.

In Hammond v. State, 497 So.2d 558, 563 (Ala.Crim.App.1986), the Court of Criminal Appeals explicitly adopted the guidelines of the United States Supreme Court in Dunn v. United States, 284 U.S. 390, 52 S.Ct. 189, 76 L.Ed. 356 (1932), concerning the review of inconsistent verdicts by an appellate court. This Court granted certiorari review, then quashed the writ. In Dunn, the Supreme Court stated:

"[C]onsistency in the verdict is not necessary. Each count in an indictment is regarded as if it was a separate indictment....
". . . .
"That the verdict may have been the result of compromise, or of a mistake on the part of the jury, is possible. But verdicts cannot be upset by speculation or inquiry into such matters."

284 U.S. at 393-94, 52 S.Ct. 189 (citations omitted). Thus, "[t]he general rule is that there need be no rational compatibility or consistency between the verdicts on the several counts of an indictment. The exception to this rule is where the jury returns multiple convictions as to crimes which are mutually exclusive of each other." Grikis v. State, 552 So.2d 187, 187 (Ala.Crim.App.1989).

If the verdicts did indeed reflect that Carter possessed two distinct mental states regarding the killing of Cephas and Johnson, then the Court of Criminal Appeals would be correct in determining that the verdicts are inconsistent and that that fact requires reversal. However, the State contends, and we must agree, that the Court of Criminal Appeals has misunderstood that a conviction for provocation manslaughter implies a less culpable state of mind by the perpetrator than a conviction for intentional murder.

*815 Section 13A-6-3(a)(2), Ala.Code 1975, provides that a person commits provocation manslaughter if he

"causes the death of another person under circumstances that would constitute murder under Section 13A-6-2 [intentional murder]; except, that he causes the death due to a sudden heat of passion caused by provocation recognized by law, and before a reasonable time for the passion to cool and for reason to assert itself."

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Bluebook (online)
843 So. 2d 812, 2002 WL 1003517, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-state-ala-2002.