Carter v. Romano

426 A.2d 255, 1981 R.I. LEXIS 1052
CourtSupreme Court of Rhode Island
DecidedMarch 3, 1981
Docket81-40-M.P.
StatusPublished
Cited by6 cases

This text of 426 A.2d 255 (Carter v. Romano) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. Romano, 426 A.2d 255, 1981 R.I. LEXIS 1052 (R.I. 1981).

Opinion

OPINION

PER CURIAM.

The respondent attorney was convicted on September 4, 1980, pursuant to Indictment 79-1370, of conspiracy, perjury, injury to communication lines, and receiving stolen goods. All of the foregoing offenses constituted felonies. The respondent duly filed appeals from the judgments of conviction.

Thereafter, in accordance with Rule 42-12(a) of the Rules Regarding Attorneys and Counselors of this court, an order issued to the respondent attorney to show cause why he should not be suspended during the pendency of his appeal from the foregoing convictions. Pursuant to the show-cause order, a hearing was held on October 16, 1980, during which respondent appeared with counsel. Action was withheld in respect to suspension pending receipt of mem-oranda from counsel for respondent. Subsequently, a memorandum was filed by counsel for respondent and also by disciplinary counsel.

In a number of jurisdictions the constitutionality of interim suspension during the pendency of an appeal of an attorney who has been convicted of a crime involving moral turpitude has been considered. Such suspensions have generally withstood attack on constitutional grounds. In re Bogart, 9 Cal.3d 743, 108 Cal.Rptr. 815, 511 P.2d 1167 (1973), appeal dismissed, 415 U.S. 903, 94 S.Ct. 1395, 39 L.Ed.2d 1395 (1974); Attorney Grievance Commission v. Reamer, 281 Md. 323, 379 A.2d 171 (1977); State v. Denton, 598 P.2d 663 (Okl.1979); Green v. County Attorney, 592 S.W.2d 69 (Tex.1979). In passing upon the balancing of the right of an attorney to due process and the interest of the public, the Supreme Court of Maryland observed in Reamer:

“Applying this ‘balancing of interests’ test * * * the basic requirements of due process, for the purposes of this suspension proceeding, were clearly afforded Reamer at his criminal trial. * * * And, as we have already indicated, the interest of the convicted attorney in maintaining his practice in such circumstances is outweighed by the need to maintain public confidence in the legal profession. As the Supreme Court of Florida said in The Florida Bar v. Prior, 330 So.2d 697 (Fla. 1976):
‘If the law is to be respected, the public must be able to respect the individuals who administer it. By failing to swiftly discipline an attorney found guilty of a serious offense we necessarily impair the public’s confidence in the law and in this Court’s willingness to enforce the law evenhandedly.’ ” [citations omitted] Attorney Grievance Commission v. Reamer, 281 Md. at 333-34, 379 A.2d at 177.

The court went on to say that it is not a deprivation of due process that the interim suspension provisions of the Maryland rule apply prior to the conclusion of the appellate process.

*256 In a similar proceeding, the Court of Appeals of New York in Mitchell v. Association of the Bar of New York, 40 N.Y.2d 153, 351 N.E.2d 743, 386 N.Y.S.2d 95 (1976), upheld the summary disbarment of the former Attorney General of the United States. In sustaining the constitutionality of the New York procedure, the Court of Appeals stated:

“To permit a convicted felon to continue to appear in our courts and to continue to give advice and counsel would not ‘advance the ends of justice’, but instead would invite scorn and disrespect for our rule of law. * * * Under such circumstances the right of a convicted attorney to practice law must succomb to the interests of society to protect and safeguard its legal and judicial systems.” Id. at 156-57, 351 N.E.2d at 745-46, 386 N.Y.S.2d at 97.

In addition to the foregoing cases, it is worth noting that the Model Federal Rules of Disciplinary Enforcement prepared by the Standing Committee on Professional Discipline of the American Bar Association, approved by the House of Delegates of the American Bar Association on February 14, 1978, and further approved by the Judicial Conference of the United States in September 1978 provides for the suspension of any attorney convicted of

“a serious crime * * * whether the conviction resulted from a plea of guilty or nolo contendere or from a verdict after trial or otherwise and regardless of the pendency of any appeal, until final disposition of a disciplinary proceeding to be commenced upon such conviction.” ABA Model Federal Rules of Disciplinary Enforcement, Rule 1(A).

The Model Federal Rules define “serious crime” to include any felony and many lesser crimes involving moral turpitude.

The cases cited seem clearly to uphold the constitutionality of interim suspension. Rule 42-12(a), (e) specifically authorizes the suspension of a convicted attorney during the pendency of an appeal in the following terms:

“Attorneys convicted of crimes. — (a) Upon the filing with this court of a certified copy of an order demonstrating that an attorney has been convicted of a crime which is punishable by imprisonment for more than one year in this or any other jurisdiction, this court may direct the respondent-attorney to show cause why he should not be suspended during the pend-ency of any appeal and until the final disposition of any disciplinary proceeding instituted against him based upon such conviction.
“(e) An attorney suspended under the provisions of (a) above will be reinstated immediately upon the filing with this court of a certificate demonstrating that the underlying conviction for such a crime has been reversed or vacated, but the reinstatement will not terminate any formal proceeding then pending against the attorney.”

Since interim suspension is constitutionally permissible and specifically authorized by the rule, it is a question of policy for this court to determine whether such interim suspension shall be applied. We are persuaded by the authorities set forth above that the better policy requires prompt action by this court to implement the provisions of Rule 42-12(a). As the Court of Appeals of New York in Mitchell, supra, has suggested:

“[A] judgment of conviction is entitled [to] * * * respect as a final judgment on the merits unless and until reversed upon appeal * * *. A strong presumption of regularity attaches to that judgment of conviction.” [citations omitted] Mitchell v. Association of the Bar of New York, 40 N.Y.2d at 157, 351 N.E.2d at 746, 386 N.Y.S.2d at 97.

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Related

State v. Sivo
925 A.2d 901 (Supreme Court of Rhode Island, 2007)
Mississippi State Bar v. Nixon
562 So. 2d 1288 (Mississippi Supreme Court, 1990)
Carter v. Romano
499 A.2d 749 (Supreme Court of Rhode Island, 1985)
Carter v. Wheeler
461 A.2d 677 (Supreme Court of Rhode Island, 1983)
State v. Romano
456 A.2d 746 (Supreme Court of Rhode Island, 1983)
Carter v. Berberian
442 A.2d 1259 (Supreme Court of Rhode Island, 1981)

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Bluebook (online)
426 A.2d 255, 1981 R.I. LEXIS 1052, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-romano-ri-1981.