Carter v. Neal

910 F. Supp. 143, 1995 U.S. Dist. LEXIS 19074, 1995 WL 761323
CourtDistrict Court, D. Delaware
DecidedDecember 12, 1995
Docket94-62-RRM
StatusPublished
Cited by2 cases

This text of 910 F. Supp. 143 (Carter v. Neal) is published on Counsel Stack Legal Research, covering District Court, D. Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. Neal, 910 F. Supp. 143, 1995 U.S. Dist. LEXIS 19074, 1995 WL 761323 (D. Del. 1995).

Opinion

MeKELVIE, District Judge.

I. FACTUAL AND PROCEDURAL BACKGROUND

This is a habeas corpus case. In September, 1985, Sherman Carter was charged by indictment with trafficking in heroin, possession of cocaine with intent to distribute, and possession of marijuana. On October 6, 1986, Carter pled guilty under a plea agreement with the prosecution. The plea agreement described the charge to which Carter pled guilty as “trafficking in a non-narcotic [substance].”

The prosecution expressed some reservations about Carter pleading guilty to this charge because it only had evidence that Carter was trafficking in heroin, a narcotic substance. Plea Transcript (“Plea Tr.”) at 3-4. However, Carter’s defense counsel stated his understanding that Carter was pleading guilty to a lesser included offense under the Delaware drug trafficking statute. Plea Tr. at 7-8. In addition, the prosecution, the judge, and defense counsel acknowledged that the advantage to Carter of phrasing the charge in this manner was that Carter would continue to be eligible for bail until sentencing, whereas a plea to trafficking in a narcotic substance would eliminate the possibility of bail. Plea Tr. at 4, 6, 8-9, 13; see 11 Del.C. § 4331(a) (stating that persons convicted of trafficking in a narcotic substance must be incarcerated pending sentencing).

Under the plea agreement, the prosecution was to: 1) recommend that Carter receive the minimum mandatory prison term of 3 years; 2) recommend that Carter’s bail pending sentencing remain the same; and 3) enter nolle prosequis on the other counts of the indictment. In turn, Carter agreed to forfeit cash that the police had seized at the time of his arrest.

Three months later, Carter was sentenced by Superior Court Judge Richard S. Gebe *146 lein. At the sentencing hearing, the prosecution stated:

Your honor, Sherman Carter is an example of what trafficking is all about. He had fifty glassine bags of heroin. He had transported the heroin from New York to Wilmington. He is not a common street dealer but a transporter.
Heroin is a serious drug and I think it should be taken seriously. According to his [presentence] interview, Mr. Carter wants us to believe he bought the drugs as a birthday present to himself, fifty bags. Mr. Carter wants us to believe he doesn’t have a drug problem.
Also, he wants us to believe he never had been arrested outside the State of Delaware. As the report shows, Mr. Carter has a long history of narcotics addiction and has been convicted of drug charges in Massachusetts as well as charges dealing with armed robbery, [and he] has charges pending to distribute cocaine and heroin. He wants to conceal all the incriminating information and does not want to accept the dangerous situation he is in. Therefore, he cannot and will not deal with his problem.
The State will recommend no more than the three years minimum mandatory[,] but we would like the Court to know we had no information of Mr. Carter’s drug and other related criminal charges in Massachusetts. We believe Mr. Carter is indeed a dangerous individual.

Sentencing Transcript (“Sent.Tr.”) at 3-4.

Carter’s defense counsel objected to the prosecution’s comments. Sent.Tr. at 4. However, defense counsel acknowledged that the prosecution was recommending to the judge that Carter receive no more than 3 years. Sent.Tr. at 4. In addition, defense counsel admitted that Carter was carrying heroin and cocaine at the time of his arrest. Sent.Tr. at 4-5. Judge Gebelein questioned Carter concerning his prior record and the reason he had 50 glassine bags of heroin. Sent.Tr. at 5-8. Then Judge Gebelein sentenced Carter to 20 years imprisonment, the first 3 of which were mandatory, suspended after 8 years for 12 years probation. Sent. Tr. at 8-9. Carter did not appeal his conviction or his sentence.

On October 27, 1988, Carter filed a motion for postconviction relief in the Delaware Superior Court pursuant to Superior Court Criminal Rule 61. In this motion, Carter argued that the prosecution violated the plea agreement by impliedly asking for a more lengthy sentence. The Superior Court denied the motion on the merits. State v. Carter, Cr.A. No. IN85-08-0679-0681 (Del.Super.Ct. Nov. 22, 1988). Carter appealed to the Delaware Supreme Court. The Delaware Supreme Court held that Carter had waived his claim that the prosecution violated the plea agreement because he failed to raise that claim on appeal, citing Stilwell v. Parsons, 51 Del. 342, 145 A.2d 397, 402 (1958). Carter v. State, No. 491, at 2 (Del.Supr.Ct. Nov. 1, 1989) (Carter 1). In addition, the Supreme Court dismissed Carter’s remaining claims on appeal because he had not raised those claims in the Superior Court. Id.

On December 15, 1989, Carter filed a second motion for postconviction relief in the Delaware Superior Court. In this second motion, he claimed that his plea was invalid because the offense to which he pled — trafficking in a nonnarcotic substance — was not an offense under state law. Carter also claimed that his defense counsel had been ineffective for allowing him to plead to a nonexistent offense. The Superior Court summarily denied this second motion, and Carter appealed to the Delaware Supreme Court. The Delaware Supreme Court held that Carter’s claims were procedurally barred by Superior Court Criminal Rule 61(i)(2) because he failed to raise these arguments in his first post-conviction motion. Carter v. State, No. 47 (Del. Mar. 8, 1990) (Carter 2). Rule 61(i)(2) states that “[a]ny ground for relief that was not asserted in a prior postconviction proceeding ... is thereafter barred, unless consideration of the claim is warranted in the interest of justice.” In addition, the Supreme Court rejected both claims on the merits. Id.

On January 11,1994, Carter filed this petition for a writ of habeas corpus and requested leave to proceed in forma pauperis. In *147 his petition, Carter makes three claims for relief. First, he alleges that his plea was illegal because he pled guilty to a nonexistent offense under state law. Second, he alleges that his defense counsel was ineffective for allowing him to enter the illegal plea. Third, he alleges that the prosecution violated the plea agreement because it “gave only lip service when it asked for the minimum sentence.”

In its answering brief, respondent argues that Carter’s illegal plea claim is barred from review on habeas corpus by the retroactivity principles announced in Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989). In addition, respondent argues that Superior Court Criminal Rule 61(i)(2) is an independent and adequate state ground under Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), barring habeas corpus review of Carter’s illegal plea and ineffective assistance of counsel claims.

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Bluebook (online)
910 F. Supp. 143, 1995 U.S. Dist. LEXIS 19074, 1995 WL 761323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-neal-ded-1995.