Carstarphen v. Windley

112 F. Supp. 692, 1953 U.S. Dist. LEXIS 2832
CourtDistrict Court, E.D. North Carolina
DecidedJune 6, 1953
DocketCIV. 224
StatusPublished

This text of 112 F. Supp. 692 (Carstarphen v. Windley) is published on Counsel Stack Legal Research, covering District Court, E.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carstarphen v. Windley, 112 F. Supp. 692, 1953 U.S. Dist. LEXIS 2832 (E.D.N.C. 1953).

Opinion

GILLIAM, District Judge.

This action was brought by a former employee of defendants, doing business as Dixie Peanut Company, and engaged in the milling of peanuts under the provisions of the Fair Labor Standards Act of 1938, as amended, 29 U.S.C.A. § 201 et seq., to recover unpaid overtime compensation, liquidated damages, and attorneys’ fees. The suit was brought against the male persons constituting the partnership and their respective wives, but at the outset of the hearing a dismissal as to the wives was entered upon stipulation. The defendants conceded that the Fair Labor Standards Act was applicable to the employment of plaintiff during the period involved.

Though the complaint alleges unpaid overtime wages for a period beginning earlier than the week ending January 29, 1949, the plaintiff conceded that any claim for such unpaid wages prior to that week had been barred by the statute of limitations when the action was instituted. So that we are concerned with a period beginning with the week ending January 29, 1949, and extending through the week ending November 26, 1949, excepting the weeks ending May 7th and May 14th, respectively, during each of which weeks the plaintiff concedes he worked less than forty hours.

During each of the remaining weeks falling within the period mentioned, the plaintiff claims that he worked more than the minimum of forty hours, but that he was not paid for the overtime made. The defendants’ defense to the plaintiff’s claim is twofold: (1) that he did not work more than forty hours in any one of such weeks, and (2) that he was an exempt employée under Sec. 213(a) of the Act, as an “employee employed in a bona fide executive * * * capacity . * * * ”; and contends that if they are held liable at all to plaintiff, the Court in its discretion should award no liquidated damages because they have shown to the sátisfaction of the Court that their action was taken in good faith and upon reasonable grounds for believing that it was not in violation of the Fair Labor Standards Act. Such discretion is allowed the Court by Sec. 260, Title 29 U.S.C.A.

We come to consider first the question whether the plaintiff was an exempt employee under Section 213(a) of the Act. Under the evidence and stipulations it is found that: during each of the weeks involved the plaintiff worked for the defendants at their mill as a weigher of peanuts and was paid a weekly salary or wage of $50; he received no further compensation; in addition to weighing peanuts as received, plaintiff supervised the activities of other employees who handled the peanuts during the weighing operations; he frequently took samples of peanuts as brought in, as did other employees; he recorded the weights, directed where they were to he [694]*694stacked, and likewise weighed the peanuts when taken from the stockpile for milling and processing, recorded such weights and in all cases turned in the records of the office; employees, ranging in number from eight to twenty, were under the plaintiff’s direction and supervision during the weighing and stacking operations when peanuts were received, and during their removal from the stockpile for milling, and also while the milled peanuts were being moved to cars or trucks for shipment; the plaintiff ordinarily did not hire or fire the employees, but he did hire one or two employees to help out and on one occasion fired two employees; the matter of hiring and firing was handled by defendants’ manager, but the suggestions of plaintiff in this respect were given particular weight; when plaintiff was not present or was otherwise engaged, the weighing was done by other employees, but plaintiff was in charge of the weighing and recording of the weights; occasionally, the plaintiff, when help was short, helped in the handling of peanuts in every step in their course from receipt until final out-shipment.

The burden of proving that the plaintiff was an exempt employee is upon the employer. The Act itself does not define the term “employee employed in a bona fide executive * * * capacity”, as used in Section 13(a)(1), but Part 541.1 of the Regulations of the Administrator, 29 U.S.C. A.Appendix, which have the force of law, provides that the term “shall mean any employee — (A) whose primary duty consists of the management of the establishment in which he is employed or of a customarily recognized department or subdivision thereof, and (B) who customarily and regularly directs the work of other employees therein, and (C) who has the authority to hire or fire other employees or whose suggestions * * * as to the hiring or firing * * * will be given particular weight, and (D) who customarily and regularly exercises discretionary powers, and (E) who is compensated * * * on a salary basis at not less than $30 per week * * * and (F) whose hours of work of the same nature as that performed by nonexempt employees do not exceed 20 percent of the number of hours worked in the workweek by the nonexempt employees under his direction * *

To sustain the burden, the employer must prove that the employee comes within all the component parts of this regulation, since they are stated in the conjunctive. The cases so hold. George Lawley & Son Corp. v. South, 1 Cir., 140 F.2d at page 439, 444. It is doubtful whether the plaintiff comes within any of the six component parts other than (E) relating to minimum pay, though there may be argument that he .also comes within parts (A), (B), (C) and (F). To my mind, however, it seems clear that he does not come within part (D), an employee “who customarily and regularly exercises discretionary powers”. I feel satisfied that the regulation intended “discretionary powers” of a more important and dignified character than that exercised by this plaintiff — more than routine discretion exercised by every employee in the performance of his duties, more than mere discretion as to the mechanics of performance, but rather a discretion as to policy.

Thus, we reach the question whether the-evidence establishes that plaintiff worked more than forty hours during any one or more of the weeks falling within the period in question. As to this question, the burden rests upon the plaintiff.

He claims that he worked the number of hours listed below during the weeks indicated:

Week Ending Hours Worked

January 29, 1949 45% $3.00

March 3, 1949 49% 4.87

March 12, 1949 47% 4.84

March 19, 1949 48% 4.42’

March 26, 1949 49 4.59-

April 2, 1949 49 4.59-

April 9, 1949 50% 5.12-

April 16,-1949 66% 9.98.

April 23, 1949 62 8.80

April 30, 1949 57 7.48-

May 21, 1949 45% 3.16

May 28, 1949 47% 4.02'

June 4, 1949 53% 6.61

June 11, 1949 92% 14.17

June 18, 1949 80 12.40-

June 25, 1949 53% 6.47'

[695]*695July 2, 1949 42 - 1.19

November 12, 1949 54% _ 6.67

November 19, 1949 62% - 10.00

November 26, 1949 50% - 5.25

December 3, 1949 Not shown

Plaintiff produced and introduced a tabulation of the hours worked which he testified was kept by him during the period and which bears out his claim. The defendants kept no record of plaintiff’s time because, as they claim, it was their belief that he was an exempt employee.

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Cite This Page — Counsel Stack

Bluebook (online)
112 F. Supp. 692, 1953 U.S. Dist. LEXIS 2832, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carstarphen-v-windley-nced-1953.