Carroll v. United States

198 F. App'x 928
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 11, 2006
Docket2005-5171
StatusUnpublished
Cited by2 cases

This text of 198 F. App'x 928 (Carroll v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carroll v. United States, 198 F. App'x 928 (Fed. Cir. 2006).

Opinion

DECISION

PER CURIAM.

The five plaintiffs appeal from a decision of the United States Court of Federal Claims dismissing the plaintiffs’ action for lack of jurisdiction. Because we concur with the trial court’s conclusion that the pay statute at issue in this case, 5 U.S.C. § 5378(a), is not a money-mandating statute, we agree that the Court of Federal Claims did not have jurisdiction under the Tucker Act, 28 U.S.C. § 1491. We therefore affirm, the decision of the trial court.

BACKGROUND

The plaintiffs are employed by the Department of Treasury. They work as police officers at the Bureau of Engraving and Printing in Fort Worth, Texas, and at the U.S. Mint facilities in Pennsylvania, Kentucky, Colorado, and California. From 1999 to 2002, Treasury maintained two pay scales, one for officers working in Washington, D.C., and one for officers in other locations throughout the United States. The pay scale for officers in Washington was designated “TW,” and the pay scale for officers in other locations was designated “TR.” The plaintiffs assert that the TW scale has a base salary approximately 7-9% higher than the TR scale.

In 2004, the plaintiffs filed an action in the Court of Federal Claims challenging the difference between the two pay scales as unlawful and seeking compensation for the difference between the two scales over the period of their employment. Following briefing and argument, the trial court granted the government’s motion to dismiss for lack of jurisdiction. The court explained that the Tucker Act creates a cause of action against the United States only when another statute, regulation, or the Constitution “can fairly be interpreted as mandating compensation by the Federal Government for the damage sustained.” Carroll v. United States, 67 Fed.Cl. 82, 84 (Ct.Fed.Cl.2005) (“Carroll I”) (quoting United States v. Testan, 424 U.S. 392, 402, 96 S.Ct. 948, 47 L.Ed.2d 114 (1976)).

*930 The trial court first rejected the plaintiffs’ claim to the extent that it was based on the Back Pay Act, 5 U.S.C. § 5596. Citing our decisions in Worthington v. United States, 168 F.3d 24, 26 (Fed.Cir. 1999), and United States v. Connolly, 716 F.2d 882, 887 (Fed.Cir.1983), the court stated that the Back Pay Act, “by itself, cannot be used as an exclusive basis for Tucker Act jurisdiction.” Carroll I, 67 Fed.Cl. at 85. The court noted that the plaintiffs had not alleged that their basic pay rate was reduced. Moreover, the court explained that allegations that “the performance of duties warrant[s] or justif[ies] higher pay than that previously received does not state a valid claim under the [Back Pay Act].” Id. (citing Testan, 424 U.S. at 406, 96 S.Ct. 948).

The court further concluded that the Treasury pay statute at issue, 5 U.S.C. § 5378, is not a money-mandating statute as applied to the plaintiffs’ claims. 1 The court explained that section 5378(a) “does not mandate the Secretary to implement a single, locale-independent, pay scale” but rather “grants the Secretary wide discretion to set pay rates” within a range of salaries. Carroll I, 67 Fed.Cl. at 86. Noting that the plaintiffs had not argued that they were paid less than the lower limit of the prescribed salary range, the court found that “no explicit provision of the statute had been violated.” Id. The court therefore granted the government’s motion to dismiss for lack of jurisdiction.

DISCUSSION

On appeal, the plaintiffs acknowledge that the Back Pay Act cannot be invoked without first demonstrating an agency’s violation of an applicable statute or regulation. The plaintiffs thus concede that their claim “turns on whether 5 U.S.C. § 5378 provides a basis for jurisdiction.”

The plaintiffs argue that section 5378 is money mandating with respect to their claims because the discretion granted the Secretary “pertains solely to the establishment of the level of basic rate of pay for police positions.” According to the plaintiffs, the pay statute does not authorize a dual pay system for police officers. Yet the plaintiffs fail to cite any authority that such express authorization is required before the Secretary can institute a location-based pay system. The statute explicitly states that the Secretary “in his sole discretion shall fix the rates of basic pay,” reciting only a single exception to that discretion: that the range of pay be bounded by the basic rate of pay for General Schedules GS-7 and GS-15. See 5 U.S.C. § 5378(a). Because the plaintiffs have not alleged that their pay fell outside that range, section 5378(a) does not grant them any right to recover money damages from the United States.

Although the plaintiffs contend that this court has previously concluded that the presence of the word “may” in a statute does not necessarily render the statute wholly discretionary, the cases on which the plaintiffs rely do not help them. In those cases, this court concluded that, despite the use of the term “may,” the statutes in question mandated payment upon proof that some statutory standard was satisfied. Section 5378(a), by contrast, *931 states that the Secretary “in his sole discretion shall fix the rates of basic pay” and thus plainly does not create a right to a level of pay other than the level selected by the Secretary of the Treasury within the range assigned by the statute. While it is true that the Secretary is obliged to pay employees, the issue before the trial court was whether the statute required the Secretary to pay all the subject police officers at the higher rate assigned to such officers who work in Washington, D.C. As to that issue, the statute is not money mandating. Indeed, even if the statute were interpreted to forbid the Secretary from creating different pay levels for different locations, the statute would still not be money mandating, as it would not require the Secretary to increase the pay levels for all regionally based officers, rather than reducing the pay levels for officers in Washington, D.C.

The plaintiffs argue that the lower court “failed to properly apply the Supreme Court’s ‘fair interpretation’ rule under United States v. White Mountain Apache Tribe, 537 U.S. 465, 123 S.Ct.

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Bluebook (online)
198 F. App'x 928, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carroll-v-united-states-cafc-2006.