Carroll v. California Department of Corrections

• Court: District Court, S.D. California
• Decided: January 24, 2022
• Docket: 3:19-cv-02126
• Status: Unknown

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 12 13 ABONILICO CARROLL, Case No.: 19cv2126-JO-KSC

14 Plaintiff, REPORT AND 15 v. RECOMMENDATION REGARDING PLAINTIFF’S SECOND AMENDED 16 CALIFORNIA DEPARTMENT OF COMPLAINT CORRECTIONS, et al, 17 Defendants. [Doc. No. 30] 18

19 20 Plaintiff Abonilico Carroll is a state prisoner proceeding pro se and in forma 21 pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. The operative complaint 22 is plaintiff’s Second Amended Complaint, which names as defendants the Warden 23 (“Warden”) and Chief Medical Officer (“CMO”) of Richard J. Donovan state prison 24 (“RJD”) – where plaintiff was incarcerated at the time of the incidents giving rise to his 25 lawsuit – and correctional officers S. Miller (“Miller”) and C. Wright (“Wright”). See Doc. 26 No. 30 (hereafter “SAC”). Because plaintiff is proceeding in forma pauperis, the SAC is 27 subject to screening under 28 U.S.C. § 1915(e)(2) and § 1915A(b). Under these statutes, a 28 cause of action that fails to state a claim can be dismissed sua sponte by the Court “at any 1 time.” Id. The undersigned has conducted the required screening of plaintiff’s SAC and, 2 for the reasons stated herein, finds the SAC fails to state a claim against the Warden and 3 the CMO. The Court therefore submits this Report and Recommendation for an order 4 dismissing plaintiff’s claims against these defendants, with prejudice and without leave to 5 amend, to the Honorable Jinsook Ohta, United States District Judge, pursuant to 28 U.S.C. 6 § 636(b) and Civil Local Rule 72.1(d). 7 I. BACKGROUND 8 A. Procedural History 9 Plaintiff filed his original complaint on November 5, 2019, alleging that defendants 10 Wright, Miller, the California Department of Corrections and Rehabilitation, RJD, and the 11 “Medical Department” at RJD had violated his constitutional rights. See generally Doc. 12 No. 1. As will be described more fully below, plaintiff’s claims arise out of defendants’ 13 alleged failure to provide him accommodations on a lower floor, in a lower bunk, as he 14 was recovering from major surgery in August 2017. See generally id. The original 15 complaint survived initial screening as to plaintiff’s Eighth Amendment claims against 16 Wright and Miller, but the remaining defendants were dismissed. See Doc. No. 9. 17 Wright and Miller moved to dismiss plaintiff’s original complaint. Doc. No. 16. 18 While defendants’ Motion to Dismiss was pending, plaintiff filed both a First Amended 19 Complaint (“FAC”)1 and an opposition to the Motion to Dismiss. Doc. Nos. 20, 21. In the 20 FAC, plaintiff added new claims against the Warden and the CMO. See Doc. No. 20. In 21 this Court’s Report and Recommendation (“R&R”) regarding the Motion to Dismiss, dated 22 September 29, 2020, the undersigned noted that an amended pleading would normally 23 supersede the original pleading, thereby mooting any pending motion to dismiss. Doc. No. 24 23 at 4.2 However, because plaintiff’s FAC was subject to screening, the Court screened 25 26 27 1 Plaintiff’s FAC was erroneously labeled “Second Amendment to the Complaint.” See Doc. No. 20.

28 2 All page numbers cited herein refer to those generated by the Court’s CM/ECF system. 1 the FAC and at the same time considered whether any of defendants’ arguments in support 2 of dismissing the original complaint would also apply to the FAC. Id. 3 This Court recommended that plaintiff’s claims against the Warden be dismissed, as 4 plaintiff failed to “identify a constitutional basis for plaintiff’s claim against the Warden,” 5 and furthermore lacked “factual allegations to suggest how the Warden could have been 6 aware of any objectively serious threat to plaintiff’s safety and acted with deliberate 7 indifference to an ‘excessive risk’ of harm to plaintiff.” Id. at 9. The Court also 8 recommended dismissal of plaintiff’s claims against the CMO, as the FAC contained no 9 allegations that the CMO “acted with deliberate indifference,” nor could it be “inferred” 10 from the FAC that the CMO “knew about but disregarded a risk that plaintiff would not be 11 properly housed after surgery.” Id. at 8. 12 Plaintiff informed the District Court on October 28, 2020, that he had no objection 13 to the R&R. Doc. No. 28. On November 24, 2020, the District Court adopted the 14 undersigned’s R&R, and dismissed plaintiff’s claims against the Warden and the CMO. 15 Doc. No. 29 at 3-4. The District Court allowed plaintiff leave to amend his claims within 16 30 days. Id. at 4. Plaintiff filed his SAC on December 21, 2020. 17 B. Plaintiff’s Allegations 18 As alleged in the SAC, after undergoing “major surgery,” plaintiff was “advised by 19 [his] doctors not to walk,” as he would need “4-8 weeks to recover.” SAC at 6. Plaintiff 20 alleges that despite his doctors’ recommendations that he use a wheelchair while he 21 recovered, defendants housed him on the upper floor of RJD, “knowing that no canes[,] 22 crutches[,] or wheelchairs were allowed on the upper tier … because of there being no 23 ramps or elevators in the prison.” Id. at 6-7. Plaintiff alleges that “all defendants knew [he] 24 was in extreme pain” but failed to take appropriate measures to “ensure his safety and 25 wellbeing.” Id. at 9-10. Plaintiff alleges that instead of accommodating his need to use a 26 wheelchair, Wright and Miller forced him to walk up a flight of stairs to his bunk. Id. at 6. 27 Plaintiff alleges that while walking up the stairs in his state of “diminished strength,” he 28 fell down the stairs and hit his head, which caused him pain and “stiffness” in his head, 1 shoulder, neck and back. Id. at 10. Plaintiff further alleges that defendants’ treatment of 2 him and failure to protect him from harm caused him to feel “humiliate[ed],” “hopeless[,] 3 shocked[,] and very depressed.” Id. at 8. Plaintiff sues all defendants in their individual 4 capacities, seeking compensatory and punitive damages. Id. at 13-16. 5 II. DISCUSSION 6 As noted, because Plaintiff is a prisoner and is proceeding in forma pauperis, his 7 SAC requires screening pursuant to 28 U.S.C. § 1915(e)(2) and § 1915A(b). Under these 8 statutes, the Court must sua sponte dismiss a prisoner’s in forma pauperis complaint, or 9 any portion of it, which is frivolous, malicious, fails to state a claim, or seeks damages 10 from defendants who are immune. See Williams v. King, 875 F.3d 500, 502 (9th Cir. 2017) 11 (discussing 28 U.S.C. § 1915(e)(2)) (citation omitted); Rhodes v. Robinson, 621 F.3d 1002, 12 1004 (9th Cir. 2010) (discussing 28 U.S.C. § 1915A(b)). “The purpose of [screening] is ‘to 13 ensure that the targets of frivolous or malicious suits need not bear the expense of 14 responding.’” Nordstrom v. Ryan, 762 F.3d 903, 920 n.1 (9th Cir. 2014) (citation omitted). 15 “The standard for determining whether a plaintiff has failed to state a claim upon 16 which relief can be granted under § 1915(e)(2)(B)(ii) is the same as the Federal Rule of 17 Civil Procedure 12(b)(6) standard for failure to state a claim.” Watison v. Carter, 668 F.3d 18 1108, 1112 (9th Cir. 2012). To survive screening, plaintiff’s complaint must “contain 19 sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its 20 face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp. v. 21 Twombly, 550 U.S. 544, 547 (2007)). Detailed factual allegations are not required, but 22 “[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory 23 statements, do not suffice.” Id. Likewise, “unadorned” accusations that the defendant 24 “unlawfully[]harmed” the plaintiff fall short of this plausibility standard. Id. “Determining 25 whether a complaint states a plausible claim for relief [is] . . . a context-specific task that 26 requires the reviewing court to draw on its judicial experience and common sense.” Id. 27 With the above standards in mind, and considering plaintiff’s pro se status, the Court 28 has carefully reviewed the allegations in the SAC, “ʻconstru[ing] them liberally” and giving 1 plaintiff “ʻthe benefit of any doubt.’” Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010) 2 (noting the Court’s “ʻobligation’” to do so, “ʻparticularly in civil rights cases’”) (citations 3 omitted). Nevertheless, for the reasons that follow, the Court finds that plaintiff has not 4 stated a claim against either the Warden or the CMO. 5 A. The SAC Fails to State a Claim for Deliberate Indifference Against the Warden 6 Plaintiff alleges that the Warden “is the chief executive officer” of RJD and as such 7 is responsible for both the conduct of his staff and the “safety, welfare and health care” of 8 those in RJD’s custody. SAC at 3-4. He also alleges that the Warden “had to know that 9 there existed a great degree of risk for physical harm to plaintiff at the prison if plaintiff 10 wasn’t appropriately housed” after his surgery and that the Warden “fail[ed] to protect” 11 plaintiff from this risk, in “thoughtless disregard” for plaintiff’s medical needs. Id. at 4, 12. 12 The Court finds these allegations are insufficient to state a claim against the Warden. 13 First, to the extent plaintiff seeks to hold the Warden liable for the actions or conduct of 14 his subordinates, that claim must fail because there is no respondeat superior liability under 15 42 U.S.C. § 1983. See Iqbal, 556 U.S. at 676 (“vicarious liability is inapplicable to … 16 § 1983 suits”). To state a § 1983 claim, “a plaintiff must plead that each [g]overnment- 17 official defendant, through the official’s own individual actions, has violated the 18 Constitution.” Id. 19 To state a valid Eighth Amendment claim against the Warden, plaintiff must show 20 that the Warden knew of and disregarded a substantial risk of harm to plaintiff’s health or 21 safety.3 See Farmer v. Brennan, 511 U.S. 825, 837 (1994). “[D]eliberate indifference is a 22

23 3 Plaintiff makes a fleeting reference to his “due process” rights under the Fourteenth Amendment. SAC 24 at 6. However, “[w]here an amendment ‘provides an explicit textual source of constitutional protection 25 against a particular sort of government behavior,’ it is that Amendment that ‘must be the guide for analyzing the complaint.’” Picray v. Sealock, 138 F.3d 767, 770 (9th Cir. 1998) (citing Albright v. Oliver, 26 510 U.S. 266, 273 (1994) (plurality opinion)). Therefore, because Plaintiff was incarcerated at RJD at the time his claims arose, it is the Eighth Amendment’s proscription on cruel and unusual punishments, and 27 not “the more generalized notion of ‘substantive due process,’ [that] must be the guide for analyzing [his] claims” against the Warden and the CMO. Albright, 510 U.S. at 273 (citing Graham v. Connor, 490 U.S. 28 1 stringent standard of fault, requiring proof that a [government] actor disregarded a known 2 or obvious consequence of his action.” Connick v. Thompson, 563 U.S. 51, 62 (2011) 3 (noting that “[a] less stringent standard of fault” would lead to “de facto” vicarious liability) 4 (citation omitted). The SAC must therefore include “sufficient factual matter” from which 5 the Court can “draw the reasonable inference,” Iqbal, 556 U.S. at 678, that the Warden was 6 both “subjectively aware” of the risk to plaintiff’s health and that he “ʻconscious[ly] 7 disregard[ed]’” that risk. Rosati v. Igbinoso, 791 F.3d 1037, 1039 (9th Cir. 2015) (emphasis 8 in original) (citation omitted). “If [the Warden] should have been aware of the risk, but was 9 not, then the [Warden] has not violated the Eighth Amendment, no matter how severe the 10 risk.” Toguchi v. Chung, 391 F.3d 1051, 1057 (9th Cir. 2004). This “subjective approach” 11 focuses only “on what a defendant's mental attitude actually was.” Id. (citing Farmer v. 12 Brennan, 511 U.S. 825, 839 (1994)). 13 Plaintiff asserts that the Warden acted “knowingly and willingly,” SAC at 6, but has 14 not alleged any facts to support an inference that the Warden actually knew that housing 15 plaintiff on the upper floor would create a serious risk to his safety. Because a complaint 16 that states only “labels and conclusions” fails to state a claim, these allegations are 17 insufficient. See Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 544); see also Jones 18 v. Cmty. Redev. Agency of City of Los Angeles, 733 F.2d 646, 649 (9th Cir. 1984) (“The 19 plaintiff must ‘allege with at least some degree of particularity overt acts which defendants 20 engaged in’ that support the plaintiff’s claim.”) (citation omitted). For the reasons 21 discussed above, plaintiff’s allegations that the Warden “had to know” of the risk to his 22 safety, and that the Warden “knew” plaintiff was in “extreme pain” because he had just 23 undergone major surgery (see SAC at 3, 9) sound in negligence and are not enough to state 24 a plausible claim for deliberate indifference. See Jett v. Penner, 439 F.3d 1091, 1096 (9th 25 Cir. 2006) (noting that “an ‘inadvertent [or negligent] failure to provide adequate medical 26 care’ alone does not state a claim under § 1983) (citation omitted) (alteration in original). 27 Plaintiff also fails to plead any facts, beyond the Warden’s alleged “responsib[ility] 28 for the over all [sic] operations” of RJD, demonstrating that the Warden had any personal 1 involvement in the decision regarding plaintiff’s accommodations or care following 2 surgery. Accordingly, the SAC also does not support the plausible inference that the 3 Warden consciously disregarded a known risk to plaintiff’s safety. 4 4 For the foregoing reasons, the Court finds the allegations in the SAC do not 5 adequately state a claim against the Warden for deliberate indifference under the Eighth 6 Amendment. The Court therefore RECOMMENDS that plaintiff’s Eighth Amendment 7 claim against the Warden be DISMISSED. 8 B. The SAC Fails to State a Claim for Deliberate Indifference Against the CMO 9 Plaintiff alleges that the CMO is “legally responsible” for inmate “treatment, safety, 10 welfare and health care.” SAC at 4, 8, 13. He further alleges that the CMO “fail[ed] to act” 11 by failing to “follow[] the notes from the hospital stating that plaintiff should not walk” 12 after surgery. Id. at 8. Plaintiff states that when he was discharged from the hospital, the 13 “hospital report” indicated he should use a wheelchair due to the nature of his surgery and 14 the time needed for his recovery. Id. at 9, 11. Plaintiff alleges that “any competent physician 15 holding [the CMO’s] rank and authority” would have been aware of plaintiff’s need to 16 refrain from walking until he recovered, and that the CMO also knew about his needs “after 17 receiving the hospital notes and reports.” Id. at 9. Plaintiff contends that “if [he] had been 18 evaluated correctly by CDCR guidelines[,] the CMO would have made sure that [he] was 19 housed correctly,” id. at 9, and that he “should have been housed in the infirmary from the 20 21 4 Plaintiff also alleges that the Warden knew plaintiff was “in danger from the Warden[’]s subordinates” 22 and that after his fall, the Warden “failed” to appropriately “reprimand” the officers for their “blatant misconduct.” SAC at 2, 4. However, the “danger” described throughout plaintiff’s complaint is that he 23 was housed in a bunk on the top floor (which required him to climb a flight of stairs, since it was not wheelchair accessible), not that he was accompanied there by Wright and Miller specifically. See, e.g., id. 24 at 4, 6, 7, 9, 13. Regardless, even assuming the truth plaintiff’s allegations against Wright and Miller, the 25 Court finds that plaintiff has not pled any facts in the SAC to support an inference that the Warden was subjectively aware that these two correctional officers would disregard the recommendation that plaintiff 26 be housed on the lower floor. Plaintiff also acknowledges that after he fell, he was “given a lower bunk lower tier chrono and housed appropriately.” Id. at 8; see also id. at 10. Plaintiff believes disciplinary 27 action should be taken against the officers, but his claim is for deliberate indifference to his medical needs. That his medical needs were, by his own admission, swiftly addressed after he was injured falling down 28 1 very first day back from the hospital.” Id. at 10. Plaintiff alleges that the CMO “was the 2 overseeing official” who “failed to heed” the advice of his surgeons and keep plaintiff “safe 3 to recover.” Id. at 11-12. 4 The Court finds that plaintiff’s allegations fail to state a plausible claim that the 5 CMO was deliberately indifferent to his health and safety in violation of the Eighth 6 Amendment. Although plaintiff refers to a “Triage and Treatment” progress note from 7 “health services” in which it was noted that plaintiff “ha[d] been advised not to walk and 8 has been given a temporary wheelchair” (see id. at 7, 10) the progress note is not attached 9 to any of his pleadings. Moreover, plaintiff does not allege that the CMO personally 10 reviewed the progress notes or any of plaintiff’s other hospital records or discharge 11 instructions, or otherwise communicated with plaintiff’s surgical care providers. Thus, the 12 SAC does not plead facts to support a plausible inference that the CMO was subjectively 13 aware of plaintiff’s medical needs. As explained above, plaintiff’s conclusory allegation 14 that the CMO acted “knowingly” is not sufficient. See Moss v. U.S. Secret Service, 572 15 F.3d 962, 969 (9th Cir. 2009) (noting that “bare assertions” of liability “do nothing more 16 than state a legal conclusion,” and are not entitled to any weight in assessing whether a 17 complaint adequately states a claim). 18 Plaintiff’s allegations that the CMO should have known of the risk of housing him 19 on the top floor, either due to the nature of his operation or because a “competent” 20 physician would have recognized the risk, are likewise insufficient. These allegations 21 sound in negligence and do not meet the much higher standard of subjective knowledge 22 required for a claim of deliberate indifference. See Toguchi, 391 F.3d at 1057 (“Mere 23 negligence … without more, does not violate a prisoner’s Eighth Amendment rights.”). 24 Plaintiff also fails to allege facts which demonstrate “a purposeful act or failure to 25 respond to [his] pain or possible medical need,” as is required to successfully plead a claim 26 for deliberate indifference. Jett, 439 F.3d at 1096. Plaintiff has not alleged any facts 27 indicating that the CMO was personally responsible for plaintiff’s housing or post-surgical 28 medical care, or that the CMO knew of but ignored the recommendation that plaintiff use 1 a wheelchair during his recovery. As discussed above, allegations that the CMO was the 2 official “legally responsible” for the health care provided to inmates at RJD is insufficient, 3 because “Section 1983 suits … do not support vicarious liability.” OSU Student Alliance 4 v. Ray, 699 F.3d 1053, 1069 (9th Cir. 2012) (citing Iqbal, 556 U.S. at 678). Therefore, the 5 SAC does not support a reasonable inference that the CMO took any action, or failed to 6 act, in conscious disregard of a serious risk to plaintiff’s health and safety. 7 For the foregoing reasons, the Court finds the allegations in the SAC do not 8 adequately state a claim against the CMO for deliberate indifference under the Eighth 9 Amendment. Accordingly, the Court RECOMMENDS that plaintiff’s Eighth Amendment 10 claim against the CMO be DISMISSED. 11 C. Plaintiff’s Claims Should Be Dismissed Without Leave to Amend 12 Having recommended dismissal, the Court must also address whether plaintiff 13 should be granted leave to amend his complaint again. The Court “must be guided by the 14 underlying purpose of Rule 15 to facilitate decision on the merits, rather than on the 15 pleadings or technicalities.” Walker v. Beard, 789 F.3d 1125, 1139 (9th Cir. 2015) (citation 16 omitted). Unless it is “absolutely clear that no amendment can cure the defect,” a pro se 17 litigant should be informed of the complaint’s deficiencies and given an opportunity to 18 amend. Lucas v. Dep’t of Corrections, 66 F.3d 245, 248 (9th Cir. 1995). “A district court, 19 however, does not abuse its discretion in denying leave to amend where amendment would 20 be futile.” Flowers v. First Haw. Bank, 295 F.3d 966, 976 (9th Cir. 2002). 21 The Court observes that the SAC is plaintiff’s third pleading, and his second attempt 22 to state claims against the Warden and the CMO. His previous two complaints were each 23 tested –by sua sponte screening, a Rule 12(b)(6) motion, or both – and found wanting. See 24 Doc. Nos. 9, 23, 29. This Court and the District Court have advised plaintiff what facts he 25 must plead to state a valid claim for deliberate indifference. See id. Given plaintiff’s 26 multiple unsuccessful attempts to plead such a claim, the undersigned concludes that 27 further amendment would be futile, and accordingly RECOMMENDS that the District 28 Court dismiss plaintiff’s claims against the Warden and the CMO without leave to amend. I RECOMMENDATION and ORDER 2 The undersigned Magistrate Judge submits this Report and Recommendation to the 3 || Honorable Jinsook Ohta, United States District Judge, pursuant to pursuant to 28 U.S.C. 4 636(b) and Civil Local Rule 72.1(d). For the reasons stated above, IT IS 5 |} RECOMMENDED that the District Court: 6 DISMISS sua sponte plaintiffs allegations against RJD’s Chief Medical Officer 7 under 28 U.S.C. §§ 1915(e)(2) and 1915A(b) for failure to state a claim, with prejudice and 8 || without leave to amend, and 9 DISMISS sua sponte plaintiff's allegations against RJD’s Warden under 28 U.S.C. 10 }/§§ 1915(e)(2) and 1915A(b) for failure to state a claim, with prejudice and without leave 11 amend. 12 IT IS HEREBY ORDERED that no later than February 25, 2022, any party to 13 || this action may file written objections with the Court and serve a copy on all parties. The 14 document should be captioned “Objections to Report and Recommendation.” The parties 15 |/are advised that failure to file objections within the specified time may waive the right to 16 |/raise those objections on appeal of the Court’s order. Martinez v. Yist, 951 F.2d 1153 (9th 17 || Cir. 1991). 18 || IT IS SO ORDERED. 19 || Dated: January 24, 2022 te “iy ) 20 fa a 1 Hori. Karen S. Crawford United States Magistrate Judge 22 23 24 25 26 27 28