Carrion v. Linzey

675 A.2d 527, 342 Md. 266, 1996 Md. LEXIS 38
CourtCourt of Appeals of Maryland
DecidedApril 10, 1996
DocketNo. 56
StatusPublished
Cited by14 cases

This text of 675 A.2d 527 (Carrion v. Linzey) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carrion v. Linzey, 675 A.2d 527, 342 Md. 266, 1996 Md. LEXIS 38 (Md. 1996).

Opinion

KARWACKI, Judge.

We are once again asked to construe the statutory presumption of correctness that attaches to the finding of a health claims arbitration panel decision in a subsequent circuit court “judicial review.” Maryland Code (1974, 1995 Repl.Vol.), § 3-2A-06(d) of the Courts & Judicial Proceedings Article.1 Twice previously we have interpreted this provision. In Attorney General v. Johnson, 282 Md. 274, 385 A.2d 57 (1978), appeal dismissed, 439 U.S. 805, 99 S.Ct. 60, 58 L.Ed.2d 97 (1978), we held that the statutory presumption of correctness did not violate constitutional guarantees of a fair trial. In Newell v. Richards, 323 Md. 717, 594 A.2d 1152 (1991), we held that the presumption did not shift the ultimate burden of proof of negligence from plaintiff to defendant in the trial of a case where the panel’s decision was adverse to the defendant. In the case sub judice we look again at the statutory presumption of correctness, this time to explore what a jury should be told about an arbitration panel’s membership and vote. Implicit within this inquiry is a more fundamental question about how a party, aggrieved by a decision of an arbitration panel, may attack that decision to overcome the presumption of correctness.

I.

This appeal arises out of Robert P. Linzey’s claim of dental malpractice against Dr. Timothy J. Carrion, Dr. Donald B. [270]*270Lurie,2 and their employer, Donald B. Lurie, D.D.S., P.A. [hereinafter, the appellants will be referred to collectively as “Carrion”]. On May 18,1987, Carrion performed oral surgery on Linzey. This procedure, called a bilateral sagittal split osteotomy, was intended to correct an “open bite” by moving Linzey’s lower jaw into proper alignment with his upper jaw. As part of the procedure, Carrion applied fixation devices to secure the lower jaw during healing. When the fixation devices were removed five weeks later, all signs indicated that the surgery had been successful. Two weeks later, however, a follow-up examination revealed that his lower jaw was not properly healing, allowing the jaw to slip back into its previous position. Carrion then performed a second operation to reposition the lower jaw.

By November of 1987, unsatisfied with Carrion’s care, Linzey found a new orthodontist who performed a third surgery to correct Linzey’s “open bite.”

In May of 1990, Linzey filed a claim of dental malpractice with the Director of the Health Claims Arbitration Office in accordance with the procedures set forth in the Health Claims Arbitration [“HCA”] Act, § 3-2A-01, et seq. An arbitration panel was assembled which included John F. Burgan, Esq., panel chair, Dr. Carl J. Oppenheim, a dentist, and Dr. Edward Beach, a Ph.D in Education and the lay member of the panel. On March 5, 1992, at the conclusion of a four-day arbitration hearing, the panel found Carrion liable for malpractice and awarded damages of $167,600.

Counsel for Carrion contacted the arbitration panel members, and on March 21, 1992, procured an affidavit from Dr. Oppenheim who swore that he had dissented from the decision of the panel. Carrion then attempted to make use of the revisory power of the panel chair, granted by § 3-2A-05, to have the panel’s award reflect the split decision. Chairperson Burgan by order dated April 17, 1992, declined to modify the [271]*271award to reflect Dr. Oppenheim’s dissenting vote. Carrion then filed an action to reject the arbitration award in the Circuit Court for Baltimore City, where the case was scheduled for a jury trial.

At the beginning of trial Carrion filed a motion in limine to clarify what the jury could be told about the arbitration panel’s membership and decision. At issue were three general facts:

1. that the panel was composed of a lawyer, a dentist, and a lay person;

2. that the decision of a panel need not be unanimous; and

3. that the dentist member of the panel (Dr. Oppenheim) had dissented.

Carrion would have preferred that all three of these facts be brought to the jury’s attention because he hoped that the jury might tend to give less weight to a split decision than to a unanimous decision, and because an impartial dentist’s opinion might be very persuasive in convincing the jury that Carrion had not breached the standard of care. Short of the jury being told all three facts, Carrion hoped to avoid a circumstance in which the jury would learn about the panel membership, but not learn that a panel decision need not be unanimous and was not unanimous in this case. Carrion’s concern was that the jurors, knowing that their decision must be unanimous, would assume that the arbitration panel’s decision also had to be unanimous, and knowing the composition of the panel, would conclude that the dentist-panel member had found Carrion liable. Carrion feared that this erroneous conclusion would weigh heavily with the jury as the panel-dentist would be perceived as an expert on dental care offering an impartial opinion that Carrion was liable.

The trial judge ruled that evidence of the panel’s membership and vote would be inadmissible at trial and issued an order in limine to exclude references to these facts. “When counsel remarked (prophetically) that the jury was going to wonder about the composition of the panel, the trial judge responded, ‘And I am going to tell them it is none of their [272]*272business.’ ” Linzey v. Carrion, 103 Md.App. 116, 121, 652 A.2d 1154, 1156 (1995).

The case was tried on June 16-23, 1993, and the trial judge described it as “a vigorously contested case, well-tried on both sides----” Late in the proceedings, counsel for both parties read into evidence portions of Linzey’s testimony at the arbitration panel hearing. Linzey’s counsel, who may have been simply attempting to give the jury some context for the testimony, mentioned that a question from the panel was asked by “Dr. Oppenheim.” Counsel did not identify Dr. Oppenheim either as a panel member or as a dentist. After the jury was excused, Carrion’s counsel objected, but the trial judge ruled that no irreparable harm had come from the mention of “Dr. Oppenheim.”

After they began deliberating, however, the jurors sent out a question: “Who sat on the Arbitration Panel? Were they health professionals and/or lay people?” Although Linzey denies that counsel’s mention of “Dr. Oppenheim” caused the jury to ask the question, the trial transcript reveals that the trial judge believed that the mention of “Dr. Oppenheim” led directly to the jury question. While the jury’s desire for this information would not be surprising under any circumstances, we do not fault the trial judge’s assumption that there was a causal connection between the mention of “Dr. Oppenheim” and the jury’s question.

After consulting with counsel, the trial judge re-instructed the jury. This time he told the jury both of the composition of the panel and that its decision had not been unanimous:

“The law in Maryland provides that the Health Claims Arbitration Boards consist of one layperson, one lawyer and one health care professional.

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Bluebook (online)
675 A.2d 527, 342 Md. 266, 1996 Md. LEXIS 38, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carrion-v-linzey-md-1996.