Carrillo v. Un Pac RR

CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 19, 2024
Docket22-50782
StatusUnpublished

This text of Carrillo v. Un Pac RR (Carrillo v. Un Pac RR) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carrillo v. Un Pac RR, (5th Cir. 2024).

Opinion

Case: 22-50782 Document: 68-2 Page: 1 Date Filed: 08/19/2024

United States Court of Appeals for the Fifth Circuit United States Court of Appeals ____________ Fifth Circuit

FILED No. 22-50782 August 19, 2024 ____________ Lyle W. Cayce Clerk Joseph Carrillo,

Plaintiff—Appellant,

versus

Union Pacific Railroad Company,

Defendant—Appellee. ______________________________

Appeal from the United States District Court for the Western District of Texas USDC No. 3:21-CV-26 ______________________________

Before Dennis, Engelhardt, and Oldham, Circuit Judges. Per Curiam: * Joseph Carrillo sued Union Pacific Railroad Company for violating the Americans with Disabilities Act. The district court granted summary judgment in favor of Union Pacific. We affirm.

_____________________ * This opinion is not designated for publication. See 5th Cir. R. 47.5. Case: 22-50782 Document: 68-2 Page: 2 Date Filed: 08/19/2024

No. 22-50782

I. A. This case centers around safety rules developed by Union Pacific Railroad Company (“Union Pacific”). Union Pacific developed its safety rules in response to several accidents, including one where a Union Pacific engineer had a seizure while operating a train, and in response to repeated recommendations from the National Transportation Safety Board (“NTSB”) to create comprehensive medical standards and enhanced fitness-for-duty requirements for employees in safety-critical positions. The NTSB specifically recommended that when the railroad learned of an employee’s “potentially incapacitating or performance-impairing medical condition,” the railroad prohibit the employee from performing any safety- sensitive duties until the railroad’s designated physician determined that the employee could return to work safely. As a result, Union Pacific developed a fitness-for-duty (“FFD”) program in 2014 to determine if employees had impairments, such as a risk of sudden incapacitation, that could pose a safety risk. The FFD process would begin when Union Pacific learned that an employee had a seizure or loss of consciousness. Union Pacific would work with the employee to gather pertinent medical records and review said records. And Union Pacific doctors often would submit cases to outside doctors for independent evaluation. Union Pacific doctors would then make work restriction recommendations to the employee’s supervisor. The supervisor would then decide on an individualized basis whether the employee could perform his essential job functions within the restrictions. B. Joseph Carrillo was a diesel electrician for Union Pacific. He would inspect locomotive electrical systems, perform maintenance and repairs on

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locomotives, and move locomotives around the railyard. As part of his job, he had to climb on top of the locomotives, lift heavy objects, and balance on elevated catwalks, running boards, and railcar roofs while making repairs. Diesel electricians like Carrillo sometimes worked on locomotives alone. Due to the safety hazards of his position, Carrillo had to meet certain physical standards, undergo extensive safety training, and abide by dozens of rules in the railyard. One morning in June 2017, while Carrillo was at home getting ready for work, he suddenly went unconscious and bit his tongue. His wife found him lying on the floor. He reported to work and told his supervisor that he “fainted or had a seizure.” His supervisor told him to stop working and reported Carrillo’s remarks to his managers. Union Pacific subsequently placed Carrillo on medical leave of absence and initiated an FFD evaluation. Carrillo then met with a series of doctors. First, he met with his primary care provider and nurse practitioner, Ms. Saenz. He told her that he fainted, bit his tongue, and woke up on the floor without any recollection of the event. He did not report any other symptoms. Ms. Saenz did not think she had enough information to provide an accurate diagnosis and ordered additional testing and follow-up appointments. She never cleared Carrillo to return to work. Carrillo then met with cardiologist Dr. Motta. Carrillo told Dr. Motta that he was unconscious for five minutes and was very confused when he woke up. Dr. Motta ordered an exercise stress test; Carrillo failed it. Finally, Carrillo saw neurologist Dr. Aguilar. Carrillo reported that he had constant headaches since the episode, lower back pain, anxiety episodes, issues with memory recall, and hypersensitivity in his arm, chest, abdomen, and leg. Dr. Aguilar recorded several possible diagnoses, including a single unprovoked seizure. Dr. Aguilar told Carrillo not to drive and “to avoid any

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other activities in which [he] could sustain any injuries or [he] could cause injuries to others if a seizure were to recur.” Carrillo saw Dr. Aguilar three additional times in a four-month period. At the last appointment, Dr. Aguilar noted that Carrillo’s condition had improved, removed the activity restrictions, and recommended Carrillo continue to see his primary care provider. Dr. Aguilar never reached a definitive diagnosis, but she continued to note that Carrillo could have suffered a seizure, either unprovoked or provoked. Carrillo submitted various diagnostic medical records to Union Pacific, including MRI, EKG, and EEG results. These records were reviewed by Dr. Charbonneau, the Union Pacific Associate Medical Director. After obtaining additional information from Carrillo, including the results of the stress test and notes made by Ms. Saenz and Dr. Aguilar, Dr. Charbonneau concluded that Carrillo likely had a seizure. But Union Pacific did not stop there. It then submitted Carrillo’s records to Dr. Frankel at the University of Nebraska for an independent evaluation. Dr. Frankel concluded that Carrillo likely experienced an isolated seizure and he was at a significant risk of sudden incapacitation for the next five years based on the best objective medical evidence. Then another physician at Union Pacific—Dr. Holland—reviewed Carrillo’s records and Dr. Frankel’s report. Dr. Holland agreed with Dr. Frankel that Carrillo most likely experienced a seizure and was at risk of sudden risk of incapacitation for five years after the event. He recommended certain work restrictions for five years. Andreas Mader, the senior manager of shop operations, reviewed Dr. Holland’s report and issued safety restrictions to mitigate Carrillo’s risk of future incapacitation. Based on his knowledge of Carrillo’s position as a diesel electrician, Mader concluded that the restrictions interfered with

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Carrillo’s essential job functions, and reasonable accommodations could not be provided without removing those essential functions. Carrillo applied for other positions at Union Pacific, but Union Pacific denied his applications because each job would require him to perform tasks outside of his restrictions. C. Carrillo brought multiple claims under the Americans with Disabilities Act (“ADA”) against Union Pacific. The district court dismissed most of his claims and later granted summary judgment in favor of Union Pacific on his disability discrimination, or disparate treatment, claim. Carrillo timely appealed the summary judgment order. Carrillo’s disparate treatment claim is the only one before us. Our review is de novo. See Playa Vista Conroe v. Ins. Co. of the W., 989 F.3d 411, 414 (5th Cir. 2021). We construe all facts in favor of Carrillo as the non-moving party. Coleman v. Houston Indep. Sch. Dist., 113 F.3d 528

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Carrillo v. Un Pac RR, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carrillo-v-un-pac-rr-ca5-2024.