Carr v. Mulhearn

601 A.2d 946, 7 I.E.R. Cas. (BNA) 148, 1992 R.I. LEXIS 8, 1992 WL 1967
CourtSupreme Court of Rhode Island
DecidedJanuary 7, 1992
Docket91-89-M.P.
StatusPublished
Cited by4 cases

This text of 601 A.2d 946 (Carr v. Mulhearn) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carr v. Mulhearn, 601 A.2d 946, 7 I.E.R. Cas. (BNA) 148, 1992 R.I. LEXIS 8, 1992 WL 1967 (R.I. 1992).

Opinion

OPINION

WEISBERGER, Justice.

This case arises from a question certified to this court by the United States District Court pursuant to Rule 6 of the Supreme Court Rules. The facts as relevant to the certified question are as follows.

The plaintiff, Jennifer Carr, was at all times pertinent to this matter employed as a civilian dog officer within the jurisdiction of the Warwick police department (department). During the course of an internal investigation by members of the department against plaintiff, she was asked to submit to a polygraph examination. The plaintiff was told that the department had written statements from a man with whom she allegedly had sexual relations and with whom she had allegedly smoked a marijuana cigarette in the back of her animal-control van while on duty. In actuality the department did not have any such statements from this individual and, in fact, had not interviewed him at the time that its investigating officers questioned plaintiff. The plaintiff was told by the department that the only way to “clear up” the investigation would be to take a polygraph examination. She was further advised that if she chose not to take the examination, the investigation would proceed by other means. Initially plaintiff agreed to take the examination, but after being informed that her union would not support her decision, she declined to do so. The next day, plaintiff was again told that the only way to end the inquiry would be to submit to a polygraph examination. The plaintiff indicated at that time that she would be willing to undergo such an examination. However, after being given a copy of the statutes upon which basis the department’s polygraph examiner had written a release for plaintiff, she declined once again. No disciplinary action has been taken against plaintiff for her refusal to take the polygraph examination, although members of the department testified that disciplinary action would have been taken had plaintiff failed the examination. The investigation remains open, and has not been resolved at the present time.

About one month after the polygraph requests, plaintiff filed suit in Federal Court against the city of Warwick and various city officials, alleging a violation of G.L.1956 (1986 Reenactment) chapter 6.1 of title 28, in regard to these requests while also advancing other claims. At the conclusion of trial, the jury found for plaintiff on the issue of whether defendants requested, required or subjected plaintiff to a lie detector test, as a condition of employment or continued employment, as proscribed by § 28-6.1-1, as amended by P.L. 1987, ch. 159, § 2. The defendants subsequently sought a ruling on their motion, which had been reserved, for a directed verdict and additionally moved for a judgment n.o.v., contending that the facts in evidence did not establish a violation of § 28-6.1-1. As this court has not previously interpreted the provisions of chapter 6.1 *948 of title 28, the District Court certified a question of law herewith so that it might determine whether plaintiffs claim is sufficient under Rhode Island law.

The question certified to this court by the District Court is as follows: “Is the Polygraph Statute, R.I. Gen. Laws § 28-6.1 et. seq., violated when an employer requests an employee to submit to a polygraph examination in connection with a pending allegation of wrongdoing and subsequent investigation?” We answer in the affirmative.

Chapter 6.1 of title 28 of the Rhode Island General Laws (entitled “Lie Detector Tests as Conditions of Employment”) establishes a statutory cause of action against an employer who seeks to have an employee or prospective employee take a lie detector test as defined by § 28-6.1-4, as enacted by P.L.1987, ch. 159, § l. 1 The chapter also provides for a criminal penalty under § 28-6.1-2, as enacted by P.L.1986, ch. 398, § 1, when an employee or prospective employee actually takes such an examination. Section 28-6.1-1, which sets forth the cause of action relevant to this certified question, provides in part:

“Lie detector tests prohibited. — No employer or agent of any employer shall either orally or in writing request, require or subject any employee to any lie detector tests as a condition of employment or continued employment.
“Provided, however that written examinations as defined in § 28-6.1-4 may be used as long as the results of such written examinations are not used to form the primary basis for an employment decision.” 2

The question certified by the District Court asks us, in effect: when an employer has requested an employee to take a lie detector test as part of an investigation and the employee has refused to do so and has not been disciplined as a result, is this situation “a condition of employment or continued employment” such that the employee may bring suit under § 28-6.1-1? The plaintiff contends that when one is asked to take a lie detector test as part of one’s job or hiring process, such a request constitutes a condition of employment or continued employment. The defendants assert that such a condition is only present if an employer conveys directly or indirectly that a refusal to take a lie detector test will lead to adverse actions being taken against an employee or a prospective employee. Our task here is to determine what the Legislature intended in enacting chapter 6.1 of title 28. After reviewing the language and history of chapter 6.1 in its entirety, we believe that the Legislature intended plaintiffs construction of § 28-6.1-1 to be given effect.

In 1986 the Legislature amended § 28-6.1-1 to prohibit an employer from “either orally or in writing requesting]” an employee or a prospective employee applicant to take a lie detector test as a condition of employment or continued employment. P.L.1986, ch. 398, § 1. Prior to 1986 employers were proscribed from “requiring] or subjecting]” employees or prospective employees to a lie detector test but could request that they take such an examination *949 voluntarily. We believe that the Legislature would not have specifically amended § 28-6.1-1 in this fashion if the statute only embraces instances in which a refusal to take a lie detector test leads to adverse action being taken against an employee or a prospective employee. Such an interpretation would add nothing to the statute as it existed before 1986. A situation in which an employee or a prospective employee is adversely affected by refusing to take a lie detector test, or reasonably perceives that he or she would be so affected, is clearly a requirement or subjection.

By prohibiting employers from requesting that a lie detector test be taken voluntarily, the Legislature appears to have addressed more subtle forms of coercion in the workplace that sometimes blur the line between voluntariness and compulsion. A request to take a lie detector test is often tantamount to a demand to submit to such an examination. Many employees would be reluctant to refuse their employer’s request, fearing adverse consequences resulting from such a refusal.

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Bluebook (online)
601 A.2d 946, 7 I.E.R. Cas. (BNA) 148, 1992 R.I. LEXIS 8, 1992 WL 1967, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carr-v-mulhearn-ri-1992.