Carpenter v. Consolidated Rail Corp.

69 Ohio St. 3d 259
Ohio Supreme Court·Decided May 11, 1994·No. Nos. 92-324 and 92-652·Published·Cited by 21 cases

Opinion

Moyer, C.J.

This case presents but a single issue: whether the Federal Railroad Safety Act and the Highway Safety Act preempt state law over negligence suits alleging a failure to maintain adequate grade crossing warning devices. Based upon the United States Supreme Court’s decision in CSX Transp., Inc. v. Easterwood (1993), 507 U.S.-, 113 S.Ct. 1732, 123 L.Ed.2d 387, and our own interpretation of the legislation at issue, we find no preemption and therefore affirm the judgment of the court of appeals.

We recently addressed the preemptive effect of the Federal Railroad Safety Act in the context of a hazardous chemical spill. In re Miamisburg Train [261]*261Derailment Litigation (1994), 68 Ohio St.3d 255, 626 N.E.2d 85. In this case we will specifically address the issue of a railroad’s liability for failure to install warning devices.

In 1970, Congress enacted the Federal Railroad Safety Act for the express purpose of promoting “safety in all areas of railroad operations and [reducing] railroad-related accidents * * Section 421, Title 45, ILS.Code. The Act directed the United States Secretary of Transportation to conduct a comprehensive study of railroad grade crossings and report his findings to the President for transmittal to Congress. . Section 433, Title 45, U.S.Code. The Secretary was also vested with rule-making authority to carry out the purposes of the Act. Section 431(a), Title 45, U.S.Code.

Thereafter, the Secretary submitted annual reports concerning crossing safety and Congress responded by passing the Highway Safety Act of 1973. This Act makes federal funds available to states to upgrade railway crossings. The states are required to inventory crossings requiring safety-related improvements and devise a schedule for implementing the projects. Section 130(d), Title 23, U.S.Code. In addition, each state must submit an annual report to the Secretary detailing its progress. Section 130(g), Title 23, U.S.Code.

The Secretary, by regulations, has imposed further conditions on the state’s use of federal funds. Section 924.5, Title 23, C.F.R. requires states to implement a highway safety improvement program. As part of this program, states are required to prioritize crossings in need of upgrade based on an assessment of relative danger. Section 924.9(a)(3)(iii), Title 23, C.F.R. The states must also evaluate their programs and report annually to the federal authorities. Sections 924.13 and 924.15, Title 23, C.F.R. Any improvements the states do initiate must comply with the Manual on Uniform Traffic Control Devices for Streets and Highways (“MUTCD”) in order to receive federal aid. Sections 646.214(b)(1) and 655.603, Title 23, C.F.R.

The controlling preemption provision is contained in Section 434, Title 45, U.S.Code, which provides:

“The Congress declares that laws, rules, regulations, orders, and standards relating to railroad safety shall be nationally uniform to the extent practicable. A State may adopt or continue in force any law, rule, regulation, order, or standard relating to railroad safety until such time as the Secretary has adopted a rule, regulation, order, or standard covering the subject matter of such State requirement. A State may adopt or continue in force an additional or more stringent law, rule, regulation, order, or standard relating to railroad safety when necessary to eliminate or reduce an essentially local safety hazard, and when not incompatible with any Federal law, rule, regulation, order, or standard, and when not creating an undue burden on interstate commerce.”

[262]*262The Easterwood, court held that in order to show preemption the Secretary’s regulations must go beyond a relation to or a touching upon the subject matter but must “cover” the situation. Id., 507 U.S. at-, 113 S.Ct. at 1738, 123 L.Ed.2d at 397. The court noted that “covering” occurs “only if the federal regulations substantially subsume the subject matter of the relevant state law.” Id.

Conrail first argues that the promulgation of Parts 655 and 924, Title 23, C.F.R. preempts state negligence law regarding railroad crossing liability for inadequate warnings by shifting responsibility and standards to a state agency. The Easterwood court rejected these contentions. In so doing, the court reasoned that Part 924, Title 23, C.F.R. merely establishes a state bureaucracy to officially and rationally administer federal funds. The regulations do not “cover” the subject of crossing liability. Id., 507 U.S. at-, 113 S.Ct. at 1739, 123 L.Ed.2d at 398-399. In Easterwood, the court also dismissed the argument that the mere incorporation of the MUTCD into federal regulations by Part 655, Title 23, C.F.R. preempts the field. The court noted the express provisions of the manual to the contrary and concluded that the manual does not create “an alternative scheme of duties incompatible with existing Georgia negligence law * * Id., 507 U.S. at-, 113 S.Ct. at 1740, 123 L.Ed.2d at 400.

However, the Easterwood court did not totally foreclose the issue of federal preemption in the area of warnings. It held that Sections 646.214(b)(3) and (4), Title 23, C.F.R.1 “do establish requirements as to the installation of particular warning devices. Examination of these regulations demonstrates that, when they are applicable, state tort law is pre-empted.” Id. at-, 113 S.Ct. at 1740-1741, [263]*263123 L.Ed.2d at 400. In Easterwood, the Georgia Department of Transportation had initiated a multi-crossing warning system that encompassed improvements to the Cook Street crossing in Cartersville. While Cook Street had been scheduled for a crossing gate and the requisite funds had been committed, the city rejected the idea because of traffic concerns and, therefore, abandoned its plan to place a gate at the crossing in question. The funds were diverted to another project. In holding that the prerequisite for preemption under Section 646.214(b)(3) or (4), Title 23, C.F.R. had not been met, the court, quoting Section 646.214(b)(3)(i), Title 23, C.F.R., stated that federal funds had not “ ‘participate^] in the installation of the [warning] devices’ at Cook Street.” Id. at-, 113 S.Ct. at 1741, 123 L.Ed.2d at 401. Apparently, the court concluded that planning and preparation are insufficient to evoke preemption. Before a state law governing warning devices will be deemed preempted, federal funds must actually have been committed and spent, and the “warning devices,” as defined in Sections 646.204(i) and (j), Title 23, C.F.R., must have been installed.

Conrail advances an argument similar to that espoused by petitioner in Easterwood. Citing correspondence between Conrail and ODOT which predated the collision, Conrail contends that planning had been authorized and commenced for crossing gates at the Moultrie crossing. However, as in Easterwood, there is no allegation that federal funds had been committed, that construction had been completed or that the crossing fell within either of the categories outlined under Section 646.214(b)(3) or (4), Title 23, C.F.R. Therefore, according to the mandates of Easterwood, federal preemption had not yet arisen.

Free access — add to your briefcase to read the full text and ask questions with AI

Carpenter v. Consolidated Rail Corp., 69 Ohio St. 3d 259 (Ohio 1994).

69 Ohio St. 3d 259 (Carpenter v. Consolidated Rail Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Kill v. CSX Transportation, Inc.
2009 Ohio 6871 (Ohio Court of Appeals, 2009)
Petre v. Norfolk Southern Railway Co.
458 F. Supp. 2d 518 (N.D. Ohio, 2006)
Bonacorsi v. Wheeling & Lake Erie Ry. Co.
2002 Ohio 2220 (Ohio Supreme Court, 2002)
Bonacorsi v. Wheeling & Lake Erie Railway Co.
95 Ohio St. 3d 314 (Ohio Supreme Court, 2002)
Akin v. Missouri Pacific Railroad
1998 OK 102 (Supreme Court of Oklahoma, 1998)
Dillard v. Norfolk Southern Railway Co.
735 So. 2d 445 (Supreme Court of Alabama, 1998)
Minton v. Honda of Am. Mfg., Inc.
1997 Ohio 356 (Ohio Supreme Court, 1997)
Minton v. Honda of America Manufacturing, Inc.
80 Ohio St. 3d 62 (Ohio Supreme Court, 1997)
Gollihue v. Consolidated Rail Corp.
697 N.E.2d 1109 (Ohio Court of Appeals, 1997)
Sheets v. Norfolk Southern Corp.
671 N.E.2d 1364 (Ohio Court of Appeals, 1996)
Tardy v. Norfolk Southern Corp.
659 N.E.2d 817 (Ohio Court of Appeals, 1995)
Freeman v. Norfolk & Western Railway Co.
635 N.E.2d 310 (Ohio Supreme Court, 1994)
Freeman v. Norfolk & W. Ry. Co.
1994 Ohio 326 (Ohio Supreme Court, 1994)
Candle v. Consolidated Rail Corp.
633 N.E.2d 515 (Ohio Supreme Court, 1994)
Candle v. Consol. Rail Corp.
1994 Ohio 207 (Ohio Supreme Court, 1994)