Carol Ann Finston v. Nancy Berryhill

District Court, C.D. California·Decided March 30, 2021·No. 2:19-cv-07040·Unknown

Opinion

CAROL F., ) Case No. CV 19-7040-SP ) Plaintiff, ) ) v. ) MEMORANDUM OPINION AND ) ORDER ANDREW M. SAUL, Commissioner of ) Social Security Administration, ) ) Defendant. ) ) ) I. On August 13, 2019, plaintiff Carol F. filed a complaint against defendant, the Commissioner of the Social Security Administration (“Commissioner”), seeking a review of a denial of a period of disability and disability insurance benefits (“DIB”). The parties have fully briefed the matters in dispute, and the court deems the matter suitable for adjudication without oral argument. Plaintiff presents two disputed issues for decision: (1) whether the Administrative Law Judge (“ALJ”) properly rejected the opinion of a treating physician; and (2) whether the ALJ properly rejected plaintiff’s subjective symptom testimony. Memorandum in Support of Plaintiff’s Complaint (“P. Mem.”) at 1-27; see Defendant’s Memorandum in Support of Answer (“D. Mem.”) at 6-25. Having carefully studied the parties’ papers, the Administrative Record (“AR”), and the decision of the ALJ, the court concludes that, as detailed herein, while the ALJ properly rejected the opinion of plaintiff’s treating physician, the ALJ failed to properly consider plaintiff’s subjective symptom testimony. The court therefore remands this matter to the Commissioner in accordance with the principles and instructions enunciated in this Memorandum Opinion and Order. II. Plaintiff was 58 years old on her alleged disability onset date. AR 55. She has a high school education and past relevant work as a customer service representative in the insurance industry and at a car dealer, and as a retail cashier. Id. at 51-52. On June 8, 2016, plaintiff filed an application for disability and DIB, alleging disability beginning April 5, 2015 due to degenerative disc disease and spinal stenosis. Id. at 55-56, 63. The Commissioner denied plaintiff’s application initially and upon reconsideration, after which she filed a request for a hearing. Id. at 55-63, 64-74, 78-91. On April 23, 2018, plaintiff, represented by counsel, appeared and testified a hearing before the ALJ. Id. at 32-51. The ALJ also heard testimony from Sharon Spaventa, a vocational expert (“VE”). Id. at 48-53. On July 26, 2018, the ALJ denied plaintiff’s claim for benefits. Id. at 16-24. Applying the well-known five-step sequential evaluation process, the ALJ found, at step one, that plaintiff had not engaged in substantial gainful activity since April 5, 2015, the alleged onset date. Id. at 18. At step two, the ALJ found plaintiff suffered from the following severe impairments: degenerative disc disease of the lumbar spine; left knee degenerative joint disease; and obesity. Id. at 19. At step three, the ALJ found that plaintiff’s impairments, whether individually or in combination, did not meet or medically equal one of the listed impairments set forth in 20 C.F.R. part 404, Subpart P, Appendix 1. Id. The ALJ then assessed plaintiff’s residual functional capacity (“RFC”),1 and determined that plaintiff had the RFC to perform sedentary work with the limitations that she could: stand and walk for four hours in an eight-hour workday; sit for about six hours in an eight-hour workday; and is limited to occasional postural limitations. Id. The ALJ found, at step four that plaintiff was able to perform her past relevant work as a customer service representative in the insurance industry both as she actually performed it and as generally performed. Id. at 23. Consequently, the ALJ concluded plaintiff was not disabled. Id. at 24. Plaintiff filed a timely request for review of the ALJ’s decision, which was denied by the Appeals Council. Id. at 1-6, 210-17. The ALJ’s decision stands as the final decision of the Commissioner. This court is empowered to review decisions by the Commissioner to deny benefits. 42 U.S.C. § 405(g). The findings and decision of the Social Security 1 Residual functional capacity is what a claimant can do despite existing exertional and nonexertional limitations. Cooper v. Sullivan, 880 F.2d 1152, 1155- 56 n.5-7 (9th Cir. 1989). “Between steps three and four of the five-step evaluation, the ALJ must proceed to an intermediate step in which the ALJ assesses the claimant’s residual functional capacity.” Massachi v. Astrue, 486 F.3d 1149, 1151 n.2 (9th Cir. 2007). Administration must be upheld if they are free of legal error and supported by substantial evidence. Mayes v. Massanari, 276 F.3d 453, 458-59 (9th Cir. 2001) (as amended). But if the court determines the ALJ’s findings are based on legal error or are not supported by substantial evidence in the record, the court may reject the findings and set aside the decision to deny benefits. Aukland v. Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001); Tonapetyan v. Halter, 242 F.3d 1144, 1147 (9th Cir. 2001). “Substantial evidence is more than a mere scintilla, but less than a preponderance.” Aukland, 257 F.3d at 1035. Substantial evidence is such “relevant evidence which a reasonable person might accept as adequate to support a conclusion.” Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998); Mayes, 276 F.3d at 459. To determine whether substantial evidence supports the ALJ’s finding, the reviewing court must review the administrative record as a whole, “weighing both the evidence that supports and the evidence that detracts from the ALJ’s conclusion.” Mayes, 276 F.3d at 459. The ALJ’s decision “‘cannot be affirmed simply by isolating a specific quantum of supporting evidence.’” Aukland, 257 F.3d at 1035 (quoting Sousa v. Callahan, 143 F.3d 1240, 1243 (9th Cir. 1998)). If the evidence can reasonably support either affirming or reversing the ALJ’s decision, the reviewing court “‘may not substitute its judgment for that of the ALJ.’” Id. (quoting Matney v. Sullivan, 981 F.2d 1016, 1018 (9th Cir. 1992)). IV. A. The ALJ Properly Rejected the Opinion of Plaintiff’s Treating Physician Plaintiff argues the ALJ erred by rejecting the opinion of her treating physician, Dr. Lisabeth Carlisle. P. Mem. at 1-19. Specifically, plaintiff contends the ALJ failed to provide legally sufficient reasons for rejecting her opinion. Id. In determining whether a claimant has a medically determinable impairment, among the evidence the ALJ considers is medical evidence. 20 C.F.R. §§ 404.1527(b), 416.927(b).2 In evaluating medical opinions, the regulations distinguish among three types of physicians: (1) treating physicians; (2) examining physicians; and (3) non-examining physicians. 20 C.F.R. §§ 404.1527(c), (e), 416.927(c), (e); Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1996) (as amended). “Generally, a treating physician’s opinion carries more weight than an examining physician’s, and an examining physician’s opinion carries more weight than a reviewing physician’s.” Holohan v. Massanari, 246 F.3d 1195, 1202 (9th Cir. 2001); 20 C.F.R. §§

Carol Ann Finston v. Nancy Berryhill, (C.D. Cal. 2021).

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