Carlson v. Thornell

• Court: District Court, D. Arizona
• Decided: August 5, 2024
• Docket: 4:23-cv-00522
• Status: Unknown

Opinion

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA

9 Michael Jonathon Carlson, No. CV-23-00522-TUC-RM

10 Petitioner, ORDER

11 v. DEATH PENALTY CASE

12 Ryan Thornell, et al.,

13 Respondents. 14 15 Petitioner Michael Jonathon Carlson is an Arizona death-row prisoner who has 16 noticed his intent to file a federal habeas petition under 28 U.S.C. § 2254. (Doc. 1.) Pending 17 before the Court is Carlson’s Motion to Permit Juror Contact. (Doc. 13.) The Motion is 18 fully briefed. (Docs. 15–16.) For the reasons stated below, the Court grants the Motion. 19 I. Procedural Background 20 A Pima County Superior Court jury convicted Carlson of two counts of kidnapping 21 and two counts of first-degree murder for offenses committed in 2009. State v. Carlson, 22 237 Ariz. 381, 351 P.3d 1079 (2015). The jury found three aggravating circumstances and 23 determined Carlson should be sentenced to death for each murder. Id. at 387, 351 P.3d at 24 1085. The court sentenced Carlson to consecutive 21-year sentences for the kidnapping 25 charges. Id. 26 Immediately following the verdict, Carlson alleged in his state court briefing that 27 the jurors were relieved of their admonition when the state court judge invited them into 28 the jury room to speak with himself and the lawyers, and informed the jurors that they were 1 “free to discuss the case . . . with anyone. . .” (See Doc. 15-1, Ex. C at 4–5) (quoting RT 2 09/12/12 at 6).1 3 Carlson did not allege a juror misconduct claim in his direct appeal. (See Doc. 15 at 4 2; Doc. 16 at 2.) During post-conviction relief (“PCR”) proceedings initiated after the 5 Arizona Supreme Court affirmed Carlson’s convictions and sentences, see Carlson, 237 6 Ariz. 401, 351 P.3d at 1099, the PCR court granted the State’s motion to preclude juror 7 contact in the absence of a showing of good cause. (Doc. 14, Ex. 1; Doc. 15-1, Ex. A.) The 8 PCR court subsequently denied Carlson’s motion for reconsideration of the order. (Id., Ex. 9 B.) 10 Carlson did not file a motion to contact jurors and did not raise a juror misconduct 11 claim in his PCR. (See Doc. 15 at 2; Doc. 15-1, Ex. C; Doc. 16 at 2.) He did assert, however, 12 that the PCR court should not have required a showing of good cause for contact with jurors 13 (id. at 2) and that trial counsel was ineffective for failing to endeavor to speak with jurors 14 within the timeframe permissible under Arizona rules for filing a motion for new trial based 15 on juror misconduct. (Id. at 4–6.) The PCR court found the argument challenging the good 16 cause requirement precluded and summarily denied the petition. (Id., Ex. D at 2–3.) 17 Carlson raised the juror contact issue again in his petition for review.2 (Id., Ex. E at 18 83–84.) The Arizona Supreme Court denied the petition for review on October 17, 2023. 19 (See Doc. 13 at 2.) Carlson’s deadline for filing his federal habeas petition is September 20 1 The state court record has not yet been transmitted to the Court; the Court relies on the 21 exhibits attached to the parties’ briefing and the facts and allegations contained therein for background purposes only. 22 23 2 Carlson also alleged that lead counsel wrote, in an unidentified email, that after the verdict the “jurors willingly spoke” with him and one juror shared that he had been “holding up 24 the group for most of the day,” and wanted to think about whether he had been coerced and 25 “wanted to put his thoughts on paper.” (Doc. 15-1, Ex. E at 83.) Carlson asserted in his petition for review that counsel failed to follow up with this juror and that this constitutes 26 good cause. (Id.) This allegation does not appear in the amendment to Carlson’s PCR 27 petition included in Respondents’ exhibits, (Doc. 15-1, Ex. C), and neither party asserts that any motion for good cause based on trial counsel’s email regarding this juror was ever 28 filed in state court. 1 23, 2024. (Doc. 11.) 2 II. Analysis 3 Carlson requests that the Court permit him to contact jurors from his trial to 4 investigate the potential existence of any (1) extraneous, improper influence on the jury’s 5 verdicts, (2) evidence of racial animus that may have influenced the jury’s verdicts, and (3) 6 misconduct in the form of material misstatements made by a juror during voir dire or in a 7 jury questionnaire. (Doc. 13 at 1.) 8 Respondents oppose the motion, arguing that: (1) Carlson is attempting to 9 circumvent the valid State court order prohibiting juror contact absent good cause, which 10 remains binding on him; (2) he does not attempt to meet the good cause standard or present 11 evidence of juror misconduct; (3) any claim of juror misconduct would be procedurally 12 defaulted but technically exhausted; and (4) the Court cannot consider new evidence 13 developed in this habeas proceeding. (Doc. 15 at 3.) 14 Federal courts have long recognized that “very substantial concerns support the 15 protection of jury deliberations from intrusive inquiry.” Tanner v. United States, 483 U.S. 16 107, 127 (1987). Generally, a verdict may not be impeached on the basis of the jury’s 17 internal deliberations or the manner in which it arrived at its verdict. Traver v. Meshriy, 18 627 F.2d 934, 941 (9th Cir. 1980).3 Rule 606(b) of the Federal Rules of Evidence, which 19 prohibits a court from receiving testimony from a juror regarding statements made during 20 deliberations, the effect of anything on a juror’s vote, or any juror’s mental processes 21 concerning the verdict, is grounded in this common-law rule against admission of jury 22 testimony to impeach a verdict. On the other hand, although jurors may not be questioned 23 about their deliberations and most matters related thereto, they may be questioned 24 regarding any extraneous influence on their verdict. Tanner, 483 U.S. at 117; Traver, 627 25 F.2d at 941. Accordingly, Federal Rule of Evidence 606(b) allows jury testimony in limited 26 27 3 The United States Supreme Court has recognized an exception to this rule when a juror’s statements indicate that racial animus was a significant motivating factor in his or her 28 finding of guilt. Pena-Rodriguez v. Colorado, 137 S. Ct. 855 (2017). 1 circumstances to show that (1) extraneous prejudicial information was improperly brought 2 to the jury’s attention, (2) an outside influence was improperly brought to bear upon any 3 juror, or (3) there was a mistake in the verdict form. See Tanner, 483 U.S. at 121; Fed. R. 4 Evid. 606(b). 5 Because jurors may not give evidence on their internal deliberations or decision, the 6 practice of counsel in propounding questions on these subjects to jurors after trial is 7 discouraged. Traver, 627 F.2d at 941. Where there has been no specific claim of jury 8 misconduct, “there is no federal constitutional problem involved in the denial of a motion 9 to interrogate jurors.” Smith v. Cupp, 457 F.2d 1098, 1100 (9th Cir. 1972). However, unlike 10 some courts that strictly prohibit all post-verdict interviews of jurors, see, e.g., United 11 States v. Kepreos, 759 F.2d 961, 967 (1st Cir. 1985) (prohibiting the post-verdict interview 12 of jurors by counsel, litigants or their agents except under the supervision of the district 13 court, and then only in such extraordinary situations as are deemed appropriate), there is 14 no absolute prohibition of post-verdict interviews of jurors in the Ninth Circuit. See Hard 15 v. Burlington Northern R.R., 812 F.2d 482, 485 (9th Cir. 1987) (explaining that the Ninth 16 Circuit has not joined other courts in holding that evidence acquired in post-verdict 17 interviews conducted without leave of the court makes the evidence obtained 18 inadmissible), abrogated on other grounds by Warger v. Shauers, 135 S. Ct. 521 (2014); 19 see also United States v. Mitchell, 958 F.3d 775, 787 (9th Cir. 2020) (recognizing courts 20 have discretion over lawyer’s efforts to investigate and interview jurors). Though it may 21 be “the better practice . . . for the attorney to seek leave of the court to approach the jury,” 22 the Ninth Circuit indicated that the district court could not refuse to consider the evidence 23 obtained in that case from post-verdict juror interviews on that ground. Id. at 485 & n.3. 24 Although district courts have “‘wide discretion’ to restrict contact with jurors to 25 protect jurors from ‘fishing expeditions’ by losing attorneys,” see United States v. Wright, 26 506 F.3d 1293, 1303 (10th Cir. 2007) (quoting Journal Pub. Co. v. Mechem, 801 F.2d 27 1233, 1236 (10th Cir. 1986)), this Court’s local rules do not prohibit Carlson’s federal 28 habeas counsel from contacting and interviewing jurors from Carlson’s state criminal trial. 1 Federal Rule of Evidence 606(b) provides the rationale for this Court’s local rule restricting 2 post-verdict contact with jurors. Rule 39.2 of the District of Arizona’s Local Rules of Civil 3 Procedure provides as follows: 4 Interviews with jurors after trial by or on behalf of parties involved in the 5 trial are prohibited except on condition that the attorney or party involved desiring such an interview file with the Court written interrogatories 6 proposed to be submitted to the juror(s), together with an affidavit setting 7 forth the reasons for such proposed interrogatories, within the time granted for a motion for a new trial. Approval for the interview of jurors in 8 accordance with the interrogatories and affidavit so filed will be granted only 9 upon the showing of good cause. See Federal Rules of Evidence, Rule 606(b). LRCiv 39.2(b). 10 However, Local Rule of Civil Procedure 39.2(b) does not apply to Carlson. The 11 language of LRCiv 39.2(b), which provides that proposed interrogatories must be 12 submitted to the Court “within the time granted for a motion for a new trial,” indicates that 13 the rule was drafted to govern contact with federal jurors following trials in federal district 14 court. This conclusion is strengthened when the rule is read together with Local Rule of 15 Civil Procedure 39.1, which governs the procedure for trial by jury in federal district court. 16 See LRCiv 39.1. 17 Respondents assert Carlson does not attempt to meet the good cause standard or 18 present evidence of juror misconduct. Though a habeas petitioner is not entitled to 19 discovery “as a matter of ordinary course,” Bracy v. Gramley, 520 U.S. 899, 904 (1997), 20 “[a] judge may, for good cause, authorize a party to conduct discovery under the Federal 21 Rules of Civil Procedure and may limit the extent of discovery.” Rule 6(a), Rules 22 Governing § 2254 Cases, 28 U.S.C. foll. § 2254. However, because Carlson is not currently 23 requesting formal discovery, Rule 6(a) does not restrict Petitioner’s informal interviews of 24 jurors. See e.g., Ellison v. Ryan, No. CV-16-08303-PCT-DLR, 2017 WL 1491608, *3 (D. 25 Ariz. Apr. 25, 2017) (“federal habeas counsel is not required to show good cause prior to 26 informally interviewing jurors from Petitioner’s state criminal trial.”); see also Harrod v. 27 Ryan, No. CV-16-02011-PHX-GMS, 2016 WL 6082109, *3 (D. Ariz. Oct. 18, 2016) 28 1 (“Furthermore, requiring Petitioner to show good cause before interviewing jurors, who in 2 some instances may be the only source of evidence of extraneous misconduct, presents a 3 Catch-22 situation that is better addressed through evidentiary rules and ethical 4 considerations.”). 5 Moreover, requiring evidence of misconduct as a prerequisite to the authorization 6 of post-verdict interviews of jurors creates an almost insurmountable hurdle that prevents 7 criminal defendants from discovering constitutional error and raising potentially 8 meritorious claims in habeas proceedings. The Court takes note that the rules restricting 9 lawyers’ access to jurors are intended to “(1) encourage freedom of discussion in the jury 10 room; (2) reduce the number of meritless post-trial motions; (3) increase the finality of 11 verdicts; and (4) further Federal Rule of Evidence 606(b) by protecting jurors from 12 harassment and the jury system from post-verdict scrutiny.” See Mitchell v. United States, 13 958 F.3d 775, 787 (9th Cir. 2020). Juror testimony, however, is potentially the only 14 evidence of some instances of juror misconduct. Precluding an attorney from interviewing 15 jurors may limit the possibility of uncovering any impropriety, which in turn may inhibit a 16 defendant’s right to a fair trial. 17 Additionally, as one court recently observed, the “United States Supreme Court has 18 consistently stressed the need for reliability in capital cases.” Florida v. Daily, 2019 WL 19 8219875 (Fla. Cir. Ct. Oct. 8, 2019) (citing Lowenfield v Phelps, 484 U.S. 231, 238–9 20 (1988)). Cases in which a death warrant has been signed provide “the most compelling 21 reason for granting juror access.” Id. 22 Finally, contrary to Respondents suggestion, it would be premature for the Court to 23 fully analyze the procedural default and evidentiary considerations at this stage of the 24 proceeding before any claim or request for evidentiary development has been filed, much 25 less fully briefed. Further, having determined that it is appropriate to exercise its discretion 26 to permit juror contact, the Court does not reach Carlson’s allegation that barring juror 27 contact would improperly burden his right of free speech and access guaranteed by the First 28 Amendment. “A fundamental and longstanding principle of judicial restraint requires that 1 courts avoid reaching constitutional questions in advance of the necessity of deciding 2 them.” Lyng v. Nw. Indian Cemetery Protective Ass’n, 485 U.S. 439, 445-46 (1988) 3 (citations omitted). Moreover, Carlson’s First Amendment argument is waived as it is 4 mentioned only in passing and unsupported by legal argument. See United States v. 5 Stoterau, 524 F.3d 988, 1003 n.7 (9th Cir. 2008) (finding general contentions mentioned 6 only in passing, and unsupported by meaningful argument, were waived); see also Evans 7 v. Skolnik, 997 F.3d 1060, 1070 (9th Cir. 2021) (“[W]e should not address an avoidable 8 constitutional issue when the briefing is inadequate.”). 9 In conclusion, the Court exercises its discretion to permit habeas counsel to 10 informally interview jurors from his state criminal trial, without the necessity of first 11 demonstrating good cause, for the limited purposes of determining whether they were 12 exposed to extraneous information, expressed racial animus during the proceedings, or 13 made material misrepresentations in voir dire or on a jury questionnaire.4 14 Accordingly, 15 . . . . 16

17 4 The Court agrees with Carlson that the state court’s decision does not limit the Court’s exercise of its discretion to allow juror contact. The Court, however, takes no position on 18 whether Carlson remains bound by the state court’s decision and whether he or his counsel 19 would be in violation of ethical rules or the state court’s order should habeas counsel choose to interview the state court jurors from Carlson’s trial, as this issue is not presently 20 before the Court. See Pena-Rodriguez, 580 U.S. at 209 (“The practical mechanics of 21 acquiring and presenting such evidence will no doubt be shaped and guided by state rules of professional ethics and local court rules, both of which often limit counsel’s post-trial 22 contact with jurors.”); see also Local Rule of Civil Procedure 83.2(e) (Arizona rules of 23 ethics applicable to counsel practicing before this court); Ariz. R. Sup. Ct. 42, E. R. 3.5 (“E.R. 3.5”) (a lawyer “shall not . . . communicate with a juror or prospective juror after 24 discharge of the jury if . . . the juror has made known to the lawyer a desire not to 25 communicate; or . . . the communication involves misrepresentation, coercion, duress or harassment.”); Ariz. R. Sup. Ct. 42, E.R. 3.5, 2003 cmt 3. (Counsel “may on occasion want 26 to communicate with a juror . . . after the jury has been discharged . . . and may do so unless 27 the communication is prohibited by law or a court order but must respect the desire of the juror not to talk with the lawyer,” and “may not engage in improper conduct during the 28 communication.”). 1 IT IS ORDERED Carlson’s Motion to Permit Juror Contact (Doc. 13) is || GRANTED for the limited purposes requested. 3 Dated this 2nd day of August, 2024. 4 5 6 — 4 tl | co) 7 MALE Honorable Rostehary Mafquez 8 United States District □□□□□□ 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

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