Carlson v. Mayer

30 Mass. L. Rptr. 3
CourtMassachusetts Superior Court
DecidedApril 6, 2012
DocketNo. MICV201002328F
StatusPublished

This text of 30 Mass. L. Rptr. 3 (Carlson v. Mayer) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlson v. Mayer, 30 Mass. L. Rptr. 3 (Mass. Ct. App. 2012).

Opinion

Curran, Dennis J., J.

Introduction

This case arises out of actions taken by the defendants to sell certain property in accordance with a Probate Court Order. On June 18, 2010, the plaintiff Kenneth Carlson, acting individually and as the executor of his father’s estate, brought suit against attorneys William Mayer and Megan Thorp, and real estate broker Robert Harrington. Carlson alleges that a buyer was procured to purchase certain real estate in Carlson’s father’s name and that the defendants’ failure to use their best efforts to timely obtain environ[4]*4mental test results on the property caused the agreement to fall through and the transaction to fail, giving rise to Carlson’s present claim for damages.

The case is before the court on a motion for summary judgment brought by the remaining defendants, Mayer and Thorp, under Mass.R.Civ.P. 56.1 Mayer and Thorp argue that, as a matter of law, neither defendant can be found liable because they benefit from quasi-judicial immunity and are absolutely immune to Carlson’s claims. Carlson opposes the motion, claiming that immunity does not apply to the defendants.

For the reasons that follow, the defendants’ motion for summary judgment is DENIED.

BACKGROUND

The summary judgment record and matters of public record of which the court takes judicial notice set forth the following facts, taken in the light most favorable to the non-moving party, Carlson.

Carlson is the executor and beneficiary of the estate of his deceased father, Herbert H. Carlson. The Worcester Probate Court appointed Mayer to partition by sale part of the estate’s property at 100 Fremont Street, Worcester, Massachusetts. The date of the appointment is in dispute. Thorp worked, at all relevant times, as an associate attorney for Mayer.

In August 2009, James Vartanian signed a purchase and sale agreement (“P&S”) to buy the property. Under the agreement, Vartanian paid a deposit consisting of the entire purchase price of $120,000.00, which Mayer held. The P&S contained a “Conditions” provision under which Vartanian’s obligations were contingent, including the completion of environmental testing at the buyer’s own volition and expense. Environmental testing was not timely conducted, the underlying reasons for which are in dispute.2 Vartanian made the decision not to purchase the subject property.3 Mayer and Thorp then returned the $120,000.00 deposit to Vartanian without a court order or instruction from the Worcester Probate Court.

Carlson now seeks to recover damages from Mayer and Thorp.

DISCUSSION

I. Introduction

Under the established standard, summary judgment will be granted where, viewing the evidence in the light most favorable to the non-moving party, all material facts have been established, and the moving party is entitled to judgment as a matter of law. Cabot Corp. v. AVXCorp., 448 Mass. 629, 636-37 (2007). The moving party must establish that there are no genuine issues of material fact, and that the nonmoving party has no reasonable expectation of proving an essential element of its case. Miller v. Mooney, 431 Mass. 57, 60 (2000). When the moving party does not bear the burden of proof at trial, it is entitled to summary judgment either by submitting affirmative evidence that negates an essential element of the opposing party’s case or by demonstrating that the opposing party has no reasonable expectation of proving an essential element of its case. Kourouvacilis v. General Motors, 410 Mass. 706, 716 (1991).

Mayer and Thorp seek summary judgment on all counts against them. Specifically, the defendants argue that Mayer, as court-appointed partition commissioner, and Thorp, as Mayer’s associate, are entitled to quasi-judicial immunity and are absolutely immune from suit because Carlson’s claims arise under the defendants’ attempted sale of the property. Carlson does not dispute that the Probate Court appointed Mayer to sell the property; rather, Carlson asserts that there is a dispute concerning the adequacy of the defendants’ conduct as well as a dispute over the nature of the relationship between the defendants and Carlson. Carlson’s allegations regarding the adequacy of Mayer and Thorp’s performance during the attempted partition sale go to the underlying merits of the plaintiffs negligence, breach of contract, and breach of fiduciary duty claims, and not to the issue of whether the defendants are entitled to immunity. Thus, these disputes are not genuine issues of material fact for the purposes of this summary judgment motion. Because it is undisputed that Mayer was appointed by the Worcester Probate Court to sell the property, the issue before the court is whether, as a matter of law, a partition commissioner appointed by the court to conduct a court ordered partition sale is entitled to absolute quasi-judicial immunity for damages claims arising out of an attempted sale of the subject properly.

The court preliminarily addresses three evidentiary matters raised by the parties and the summary judgment record: (1) Carlson’s objections to exhibits I and 3; (2) Mayer and Thorp’s motion to strike plaintiff Kenneth H. Carlson’s affidavit; and (3) a discrepancy inherent in the record as to when Mayer was appointed Commissioner.

II. PRELIMINARY EVIDENTIARY MATTERS

1. Plaintiffs Objection to Exhibits 1 and 3 in Joint Appendix of Summary Judgment Exhibits

Carlson objected to exhibits 1 (Order of Appointment) and 3 (Warrant) contained in the Joint Appendix. Specifically, he argues that the exhibits are not admissible in evidence, and therefore are not admissible in support of the defendants’ motion for summary judgment under Mass.R.Civ.P. 56(e). Rule 56(e) expressly requires that “supporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated therein.” Mass.R.Civ.P. 56(e) (emphasis added). However, Rule 56(e) governs neither exhibit because neither the Joint Appendix nor exhibits 1 and 3 are an affidavit or a document attached to an affidavit. Rather, the court’s evaluation is governed by Rule 56(c): Motions and [5]*5Proceedings Thereon.4 The defendants, as the moving parties, have “the burden under rule 56(c) to show by credible evidence from [their] affidavits and other supporting materials that there is no genuine issue of material fact and that [they are] entitled, as matter of law, to a judgment.” Smith v. Masimiano, 414 Mass. 81, 85 (1993) (citations omitted). This “credible evidence” standard has similarly been adopted by the Superior Court. See, e.g., Limoncelli v. Grover, 2010 WL 3038900, at *2 (Mass.Super. 2010) (Rufo, J.) [27 Mass. L. Rptr. 195]; Zwidra v. Mazurek, 2009 WL 3593498, at*1 (Mass.Super. 2009) (Troy, J.) [26 Mass. L. Rptr. 222].

The court is inclined to find exhibits 1 and 3 credible. To the extent that exhibits submitted by parties to support or oppose a motion for summary judgment must provide “evidence sufficient to support a finding that the matter in question is what its proponent claims,” Massachusetts Guide to Evidence Section 901 establishes the requirement of authentication or identification. Mass.G.Evid. §901(a)(b) (2011).

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Bluebook (online)
30 Mass. L. Rptr. 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlson-v-mayer-masssuperct-2012.