Carlson v. Central Trust Bank

838 S.W.2d 483, 1992 Mo. App. LEXIS 1460, 1992 WL 214020
CourtMissouri Court of Appeals
DecidedSeptember 8, 1992
DocketNo. 17964
StatusPublished

This text of 838 S.W.2d 483 (Carlson v. Central Trust Bank) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlson v. Central Trust Bank, 838 S.W.2d 483, 1992 Mo. App. LEXIS 1460, 1992 WL 214020 (Mo. Ct. App. 1992).

Opinion

PREWITT, Judge.

Plaintiff, trustee in bankruptcy for the bankruptcy estate of Genaro Jimenez and Rose Marie Jimenez, filed a two count “PETITION TO DETERMINE EXTENT AND VALIDITY OF LIEN”. Count I requested the trial court to determine that a lien claimed by defendant on a motor vehicle titled to the bankrupts was unperfected and void as to plaintiff. Count II sought recovery of “preferences” paid by the bankrupts to defendant.

Defendant moved to dismiss the petition, claiming that the circuit court lacked jurisdiction to entertain it. The trial court sustained the motion and dismissed the petition. On appeal plaintiff presents two points relied on:

I.
The trial court erred in dismissing appellant’s petition for lack of subject matter jurisdiction because the petition to determine extent and validity of lien is a civil proceeding arising in a case under title 11 wherein state courts have concurrent jurisdiction with federal courts pursuant to 28 U.S.C. § 1334(b) and involves questions of Missouri state law which require resolution in a state court.
[484]*484II.
The trial court erred in dismissing appellant’s petition for lack of jurisdiction because the exclusive jurisdiction of the bankruptcy court over the property of the estate does not preclude the state court from determining whether respondent’s lien is perfected in that the state court is not required to dispose of or exert control over estate property but merely to resolve an issue concerning the property under state law while leaving final disposition to the bankruptcy court.

These points and the argument under them, relate only to Count I of the petition. Therefore, any claim of error in dismissing Count II has been abandoned. See Boyer v. Grandview Manor Care Center, Inc., 793 S.W.2d 346, 347 (Mo. banc 1990); Hastings v. Coppage, 411 S.W.2d 232, 235 (Mo.1967).

The only question considered here is whether the trial court had jurisdiction to determine the validity of the lien claimed by defendant on the motor vehicle. Plaintiff contends that the lien is invalid because defendant’s security interest was not perfected in accordance with § 301.600, RSMo 1986 (since amended, see RSMo Supp.1991).

Plaintiff seeks relief in the nature of a declaratory judgment to determine the validity of the lien claimed by defendant. Plaintiff is not seeking possession and appears to concede that jurisdiction regarding the disposition of the vehicle or its proceeds is exclusively in the bankruptcy court. Of course, if the trial court made a decision on the merits which was followed in the bankruptcy court, that decision would affect the disposition of the vehicle or proceeds arrived from it. The parties agree that the question presented turns upon 28 U.S.C. § 1334, set forth marginally.1

Plaintiff relies on subsection (b); defendant contends subsection (d) is controlling. Obviously this is a matter “arising under title 11, or arising in or related to cases under title 11”. This matter is related to a bankruptcy case as its outcome, if decided on the merits, could alter or impact the handling and administration of the estate. See In re Dogpatch U.S.A., Inc., 810 F.2d 782, 786 (8th Cir.1987). See also In re Chambers, 125 B.R. 788, 793 (Bankr.W.D.Mo.1991). Under 28 U.S.C. § 1334(b) the district courts do not have exclusive jurisdiction of such cases. The record does not indicate any abstention by a United States District Court as provided for in 28 U.S.C. § 1334(c).2

[485]*48528 U.S.C. § 1334(d) gives district courts in which a bankruptcy proceeding “is commenced or is pending ... exclusive jurisdiction of all the property ... of the debtor”. The question then is whether, as defendant urges, (d) is applicable and controlling here. It turns on whether (d) gives the district court exclusive jurisdiction of any matter which may affect that property or only over that property itself and determinations of its disposition. This is a close question, at least in part, because the meaning of “exclusive jurisdiction of all the property” is unclear and can be broadly or narrowly interpreted.

Besides jurisdiction over property of the debtor and the estate, the only other area of exclusive jurisdiction of the district courts in bankruptcy cases is granted by 28 U.S.C. § 1334(a). However, there is authority that this grant of exclusive jurisdiction is limited to the filing of the bankruptcy petition. In other particulars state courts have concurrent jurisdiction and bankruptcy courts are prohibited from re-litigating matters resolved in state courts. In re Brady, Texas, Mun. Gas Corp., 936 F.2d 212, 218 (5th Cir.1991), cert. denied, — U.S. -, 112 S.Ct. 657, 116 L.Ed.2d 748 (1991). See also Farm Credit Bank of Omaha v. Franzen, 926 F.2d 762, 763 (8th Cir.1991); In re Craig, 56 B.R. 479, 480-481 (Bankr.W.D.Mo.1985); Utah Farm Production Credit Ass’n v. Labrum, 762 P.2d 1070, 1073 (Utah 1988) (in matters involving bankruptcy state and federal courts may have concurrent jurisdiction).

It has been broadly stated that “[t]he determination of priorities between two competing secured parties is a related proceeding determined by state law and, therefore, not subject to the exclusive jurisdiction of the bankruptcy court.” Dallas Bank & Trust Co. v. Frigiking, Inc., 692 S.W.2d 163, 165 (Tex.Ct.App.1985). Although there was abstention under 28 U.S.C. § 1334(c), the determination there indicates concurrent jurisdiction. Abstention to allow a state court to determine an issue could only occur when there is concurrent jurisdiction. If there was exclusive jurisdiction in federal district courts by statute, then state courts could not be given jurisdiction by judicial order nor could federal courts decline to decide the matter. Therefore, federal decisions where there is abstention necessarily indicate that the state court had concurrent jurisdiction.

Defendant cites and quotes from In re France, 63 B.R. 777, 779 (D.N.H.1986):

“Clearly, the proceedings involving the title to the motor vehicle at issue were ‘core proceedings’, and under those circumstances, the exclusive jurisdiction of the property at issue, ‘wherever located’, was with the bankruptcy court. 28 U.S.C.

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Related

Utah Farm Production Credit Ass'n v. Labrum
762 P.2d 1070 (Utah Supreme Court, 1988)
Hastings v. Coppage
411 S.W.2d 232 (Supreme Court of Missouri, 1967)
Dallas Bank & Trust Co. v. Frigiking, Inc.
692 S.W.2d 163 (Court of Appeals of Texas, 1985)
Rouse v. Pinegar Chevrolet, Inc. (In Re Chambers)
125 B.R. 788 (W.D. Missouri, 1991)
Craig v. Loan Servicing Center (In Re Craig)
56 B.R. 479 (W.D. Missouri, 1985)
France v. France (In Re France)
63 B.R. 777 (D. New Hampshire, 1986)
Boyer v. Grandview Manor Care Center, Inc.
793 S.W.2d 346 (Supreme Court of Missouri, 1990)
Ex Parte Gounis
263 S.W. 988 (Supreme Court of Missouri, 1924)
Franz v. Security-First National Bank
145 S.W.2d 400 (Supreme Court of Missouri, 1940)
State ex rel. J.E. Dunn, Jr. & Associates, Inc. v. Schoenlaub
668 S.W.2d 72 (Supreme Court of Missouri, 1984)
Sanders v. City of Brady, Texas
112 S. Ct. 657 (Supreme Court, 1991)

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838 S.W.2d 483, 1992 Mo. App. LEXIS 1460, 1992 WL 214020, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlson-v-central-trust-bank-moctapp-1992.