Carlos Tacio Ortiz v. State of Indiana

CourtIndiana Supreme Court
DecidedMay 19, 2026
Docket25S-CR-00303
StatusPublished
AuthorJustice Slaughter

This text of Carlos Tacio Ortiz v. State of Indiana (Carlos Tacio Ortiz v. State of Indiana) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Carlos Tacio Ortiz v. State of Indiana, (Ind. 2026).

Opinion

FILED May 19 2026, 9:52 am

CLERK Indiana Supreme Court Court of Appeals and Tax Court

IN THE

Indiana Supreme Court Supreme Court Case No. 25S-CR-303

Carlos T. Ortiz, Appellant-Defendant,

–v–

State of Indiana, Appellee-Plaintiff.

Argued: January 22, 2026 | Decided: May 19, 2026

Appeal from the Elkhart Circuit Court The Honorable Michael A. Christofeno, Judge No. 20C01-0612-MR-9

On Petition to Transfer from the Indiana Court of Appeals No. 24A-CR-25

Opinion by Justice Slaughter Chief Justice Rush and Justices Massa and Molter concur. Justice Goff concurs with separate opinion. Slaughter, Justice.

To bring a belated appeal, a criminal defendant must (among other things) be an “eligible defendant” under Indiana Post-Conviction Rule 2. A defendant is “eligible” under this rule if he would have the “right” to bring a direct appeal were it timely. Defendant, Carlos T. Ortiz, pleaded guilty to murder and waived his right to appeal his sentence. His pro- posed belated appeal argues that the trial court relied on an improper ag- gravator when imposing sentence.

Just last year, we held in Anderson v. State that a defendant may over- come an appeal waiver if his sentence is “illegal”—meaning it is outside the statutory sentencing range or is unconstitutional. Ortiz, though, does not allege that his sentence is illegal under Anderson’s narrow definition of illegality. His appeal waiver, accordingly, bars him from making this ar- gument on direct appeal. His waiver also means, given the definition of an “eligible defendant”, that Ortiz likewise cannot proceed with his belated appeal. We affirm the trial court’s dismissal of Ortiz’s petition for a be- lated appeal, but remand with instructions that the dismissal be without prejudice.

I

In 2006, Ortiz’s six-week-old son, J.O., started crying and would not stop. To quiet the newborn, Ortiz shook the baby so hard that he stopped breathing. J.O. died two days later. The State charged Ortiz with murder. At first, the State sought a life-without-parole sentence but dropped this request after Ortiz agreed to an open plea under a plea agreement.

Relevant here, the plea agreement contained an appeal waiver, in which Ortiz “knowingly, intelligently, and voluntarily waive[d] his right to challenge the sentence on the basis that it is erroneous”. Ortiz sepa- rately initialed this provision and, at the plea hearing, said he understood he was waiving his right to appeal. The trial court accepted his plea agree- ment and held a sentencing hearing.

In its sentencing order after the hearing, the trial court found several aggravating and mitigating circumstances. Among the mitigators were that Ortiz accepted responsibility for his actions and that his “educational

Indiana Supreme Court | Case No. 25S-CR-303 | May 19, 2026 Page 2 of 11 record reflects [that] he received special education as a learning disabled person.” The aggravators included that Ortiz “occup[ied] a position of trust with his own son”, and that his son’s death was due to “shaken baby syndrome”, as defined in Indiana Code section 16-41-40-2. At the time of Ortiz’s crime, and to this day, the legislature has permitted Indiana courts to “consider” the presence of “shaken baby syndrome or abusive head trauma” as an aggravating circumstance when imposing sentence. Ind. Code § 35-38-1-7.1(a)(9). The trial court found that the aggravators war- ranted an enhanced sentence of sixty-three-and-one-half years’ imprison- ment, above the recommended fifty-five-year sentence for murder. Ortiz did not file a direct appeal.

Thirteen years later, in 2022, Ortiz sought permission to bring a belated appeal. Post-Conviction Rule 2 allows “eligible” defendants to bring a be- lated appeal if they are “diligent” in pursuing a belated appeal and with- out “fault” for failing to file a timely direct appeal. Ind. Post-Conviction Rule 2(a) § 1. In his petition, Ortiz alleged that he met these requirements because he had learned only recently that an appeal waiver “contained in a plea agreement cannot validly waive an appeal of an illegal sentence.” Thus, Ortiz claimed he was not at fault for failing to seek a prior appeal and that, despite the lapse of thirteen years, he was diligent in pursuing his belated appeal. Despite his appeal waiver, Ortiz argued that “the law does not permit the imposition of a sentence based upon improper aggra- vating factors”. Thus, he claimed, the “appeal waiver contained in the [plea agreement] does not bar” his belated appeal.

The trial court denied Ortiz’s belated appeal, finding that he did not meet all the requirements of Rule 2. The court found that Ortiz was nei- ther diligent in pursuing appellate relief nor without fault for his untimely filing. But, “[m]ore importantly”, the trial court said, “the sentence appeal waiver clause contained in the Plea Agreement bars [Ortiz] from obtaining a belated direct appeal to challenge the lawfulness of his sentence”. Thus, according to the court, Ortiz’s claim could not proceed under Wihebrink v. State, 181 N.E.3d 448 (Ind. Ct. App. 2022), trans. denied, which held that an appeal waiver bars a defendant from asserting that the sentencing court abused its discretion. Id. at 452. Because the propriety (or not) of a sentencing court’s application of aggravators and mitigators is reviewed

Indiana Supreme Court | Case No. 25S-CR-303 | May 19, 2026 Page 3 of 11 “for an abuse of discretion, not for legality”, the court held that Ortiz’s pe- tition left him ineligible to pursue a belated appeal.

On appeal, a split panel reversed the trial court’s judgment. Contrary to the trial court’s findings, the majority held that Ortiz was both “dili- gent” and “without fault” for failing to file a timely direct appeal. Ortiz v. State, No. 24A-CR-25, 2025 WL 481725, at *6 (Ind. Ct. App. Feb. 13, 2025) (mem.). The majority also held that “Ortiz is an eligible defendant pursu- ant to Post-Conviction Rule 2”, applying Haddock v. State, 112 N.E.3d 763, 766 (Ind. Ct. App. 2018), trans. denied, which allowed a similar belated appeal to go forward. Ortiz, 2025 WL 481725 at *5. The panel agreed that Wihebrink would bar Ortiz’s belated appeal but, noting that “Indiana does not recognize horizontal stare decisis”, opted to apply Haddock instead. Id. at *5 n.2. Judge Brown dissented, believing the panel should have fol- lowed Wihebrink. Id. at *7 (Brown, J., dissenting).

The State then sought transfer, which we granted, 271 N.E.3d 1121 (Ind. 2025), thus vacating the appellate decision, Ind. Appellate Rule 58(A).

II

Post-Conviction Rule 2, which concerns belated appeals, governs this case. “The decision whether to grant permission to file a belated notice of appeal or belated motion to correct error is within the sound discretion of the trial court” and is reviewed for an abuse of discretion. Moshenek v. State, 868 N.E.2d 419, 422, 423 (Ind. 2007). But we review “pure legal ques- tions de novo”, like how to interpret our post-conviction rules. Kelly v. State, 257 N.E.3d 782, 792 (Ind. 2025).

We proceed in two steps. First, we interpret Post-Conviction Rule 2. Second, we apply our understanding of this provision to Ortiz’s belated appeal and conclude that his petition, on its face, leaves him ineligible for a belated appeal.

Indiana Supreme Court | Case No. 25S-CR-303 | May 19, 2026 Page 4 of 11 A

We first address who qualifies as an “eligible defendant” to seek a be- lated appeal under Rule 2. And then we resolve an ongoing split in our appellate court on this question.

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Carlos Tacio Ortiz v. State of Indiana, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlos-tacio-ortiz-v-state-of-indiana-ind-2026.