Carl Merzi and Thomas Sammons III v. John "Hal" Brumfield

CourtCourt of Appeals of Texas
DecidedJune 22, 2023
Docket09-21-00340-CV
StatusPublished

This text of Carl Merzi and Thomas Sammons III v. John "Hal" Brumfield (Carl Merzi and Thomas Sammons III v. John "Hal" Brumfield) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carl Merzi and Thomas Sammons III v. John "Hal" Brumfield, (Tex. Ct. App. 2023).

Opinion

In The

Court of Appeals

Ninth District of Texas at Beaumont

__________________

NO. 09-21-00340-CV __________________

CARL MERZI AND THOMAS SAMMONS III, Appellants

V.

JOHN “HAL” BRUMFIELD, Appellee

__________________________________________________________________

On Appeal from the 457th District Court Montgomery County, Texas Trial Cause No. 19-02-03036-CV __________________________________________________________________

MEMORANDUM OPINION

Carl Merzi and Thomas Sammons III (Plaintiffs or Appellants) appeal the trial

court’s final judgment entering a take-nothing judgment in favor of John “Hal”

Brumfield (Brumfield or Appellee) and dismissing Appellants’ claims. Brumfield

filed a cross-appeal of the trial court’s denial of Brumfield’s request for attorney’s

fees under the Declaratory Judgments Act. See Tex. Civ. Prac. & Rem. Code Ann.

§ 37.009. We affirm.

1 Background

The Plaintiffs filed an Original Petition and Application for Temporary

Restraining Order against Brumfield alleging they were part owners of a company

operating under the name “Tachus,” which was formed to provide residential fiber

optic broadband services. 1 Plaintiffs alleged that Plaintiffs and Brumfield began

work on behalf of the company under an agreement that provided each of them

would own equal interests, along with a fourth owner, Philip Ming who owned 5%

of the company. According to the petition, after Merzi and Sammons had contributed

to the company and its projects (including a Fiber-to-the-Home project with the City

of Shenandoah referred to herein as “the Shenandoah FttH project” or “the

Shenandoah project”), Brumfield was supposed to incorporate the company as

agreed and allocate the ownership as agreed, but Brumfield instead used his own

attorney to set up Tachus LLC, and the LLC’s public filings list only himself and his

wife as members of Tachus LLC. Plaintiffs alleged that once the failure to form the

LLC as agreed was discovered, Brumfield agreed that the equity in Tachus would

be adjusted, but Brumfield never took any action to do so and instead he allowed the

owners to continue to build the company. The petition alleged that in 2018, after the

company successfully reached agreements with the City of Shenandoah, they all

1 Plaintiffs also sued Ana Brumfield, John Brumfield’s wife. Because Plaintiffs non-suited Ana and she is not a party to the appeal, we only refer to her as necessary in this opinion. 2 agreed it would be beneficial to form a new company to further define the company’s

business as it existed in and around the City of Shenandoah. According to the

petition, Brumfield converted Tachus LLC into Tachus Shenandoah but once again

failed to list Plaintiffs as owners/members of Tachus Shenandoah LLC. Plaintiffs

alleged that thereafter the Plaintiffs and Brumfield entered into a Letter Agreement

dated September 30, 2018, wherein they agreed to (1) sign and deliver a “Use and

Management Agreement”2 and (2) sign and deliver an Amended Company

Agreement which would document their equal membership interest and provide for

the reimbursement of advances prior to making distributions. According to the

petition, Plaintiffs began to suspect Brumfield was being dishonest and Plaintiffs

learned that Brumfield opened a bank account for the company but failed to make

the Plaintiffs signatories on the account, despite the fact that revenues from company

customers and sources were being deposited into the account. The petition also

alleged that Brumfield improperly used company funds for his own personal use and

improperly obtained credit cards for the company that he used for his own benefit.

Plaintiffs alleged that when they inquired into Brumfield’s questionable activities,

he broke off communications while they were negotiating a more formal company

agreement. According to the petition, Brumfield planned a coup of the company,

2 The parties sometimes refer to this agreement as the “Use Management Agreement” or “Use-Management Agreement.” Because the document is titled “Use and Management Agreement,” we will refer to it by the title. 3 used the failure to incorporate the company as agreed upon as leverage to take the

position that he and his wife were the only owners, threatened to take the company

into bankruptcy which would harm the company, and took actions or inactions that

damaged the reputation the company had with the City of Shenandoah.

Plaintiffs sued Brumfield for a declaratory judgment that the Letter

Agreement dated September 30, 2018 is the Company Agreement; that Ming is the

owner of 5% of Tachus Shenandoah LLC and has been since its formation in 2015;

that Merzi, Sammons, and Brumfield each own 31 1/3% of the company and have

since its formation in 2015; and that Merzi, Sammons, and Brumfield are managers

of the company and have been since its formation in 2015. Plaintiffs pled in the

alternative a claim for declaratory judgment that the company was a partnership; that

Ming is a 5% partner in the Company; that Plaintiffs and Brumfield each own 31

1/3% of the partnership and have since its inception in 2015; that all business by

Tachus Shenandoah LLC since its inception in 2015 was for the benefit of the

partnership; and that all assets of Tachus Shenandoah LLC since 2015 are actually

assets of the company. Plaintiffs also sued Brumfield for breach of fiduciary duty,

constructive fraud, conversion, fraud, negligent misrepresentation, promissory

estoppel, attorney’s fees, and equitable relief. Plaintiffs filed an application for

temporary restraining order to prevent Brumfield from denying the Plaintiffs’

ownership rights and from withholding the company’s information and records from

4 Plaintiffs, and Plaintiffs also sought a temporary and a permanent injunction against

Brumfield.

As an exhibit to their petition, Plaintiffs attached a September 30, 2018 “Letter

Agreement” executed by Plaintiffs and Brumfield that stated the following in its

entirety:

This Letter Agreement is executed by and among JOHN H. BRUMFIELD, an individual residing in Texas (“JHB”), THOMAS W. SAMMONS III, an individual residing in Texas (“TS”), and CARL MERZI, an individual residing in Texas (“CM”). JHB, TS and CM are sometimes referred collectively as the “Parties”.

The Parties hereby agree as follows:

1. Upon the execution hereof, the Parties will execute and deliver to each other the Use [and] Management Agreement to be effective as of the date hereof.

2. On or before 5:00 p.m. CST on October 12, 2018, the Parties will execute and deliver to each other an Amended and Restated Company Agreement and Joint Consent of Manager and Members of Tachus Shenandoah, LLC, with the following intent:

a. Regardless of any past time, material, service, or cost claims, that each Party will own equal Membership interests or units in Tachus Shenandoah, and; b. The Parties agree to reimburse any documented cash advances made directly to Tachus Shenandoah, specifically for the Shenandoah FttH project, prior to any other distributions.

Executed as of the date written above.

Plaintiffs also attached as an exhibit a “Use and Management Agreement” executed

in 2018 by Plaintiffs (as “Service Providers”) and Brumfield (as President of Tachus 5 Shenandoah, LLC and as CEO of Tachus Holdings, Inc.) wherein they agreed that

the Service Providers owned a fiber optic network with supporting equipment, that

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Carl Merzi and Thomas Sammons III v. John "Hal" Brumfield, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carl-merzi-and-thomas-sammons-iii-v-john-hal-brumfield-texapp-2023.