Caris Mpi, Inc. v. Foundation Medicine, Inc.

CourtCourt of Appeals for the Federal Circuit
DecidedNovember 9, 2021
Docket20-1886
StatusUnpublished

This text of Caris Mpi, Inc. v. Foundation Medicine, Inc. (Caris Mpi, Inc. v. Foundation Medicine, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caris Mpi, Inc. v. Foundation Medicine, Inc., (Fed. Cir. 2021).

Opinion

Case: 20-1886 Document: 88 Page: 1 Filed: 11/09/2021

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit ______________________

CARIS MPI, INC., Appellant

v.

FOUNDATION MEDICINE, INC., Cross-Appellant ______________________

2020-1886, 2020-1890, 2020-1930 ______________________

Appeals from the United States Patent and Trademark Office, Patent Trial and Appeal Board in Nos. IPR2019- 00166, IPR2019-00203.

-------------------------------------------------

FOUNDATION MEDICINE, INC., Appellee ______________________

2020-1887, 2020-1888, 2020-1889 ______________________ Case: 20-1886 Document: 88 Page: 2 Filed: 11/09/2021

Appeals from the United States Patent and Trademark Office, Patent Trial and Appeal Board in Nos. IPR2019- 00164, IPR2019-00170, IPR2019-00171. ______________________

Decided: November 9, 2021 ______________________

JONATHAN ELLIOT SINGER, Fish & Richardson P.C., San Diego, CA, argued for appellant. Also represented by OLIVER RICHARDS; DEANNA JEAN REICHEL, Minneapolis, MN.

MATTHEW WOLF, Arnold & Porter Kaye Scholer LLP, Washington, DC, argued for Foundation Medicine, Inc. Also represented by JENNIFER SKLENAR; WALLACE WU, Los Angeles, CA; DAVID B. BASSETT, Wilmer Cutler Pickering Hale and Dorr LLP, New York, NY; DAVID LANGDON CAVANAUGH, THOMAS SAUNDERS, Washington, DC, VINITA FERRERA, KEVIN M. YURKERWICH, Boston, MA. ______________________

Before LOURIE, O’MALLEY, and CHEN, Circuit Judges. LOURIE, Circuit Judge. Foundation Medicine, Inc. (“FMI”) petitioned for inter partes review of U.S. Patent 9,292,660 (the “’660 patent”), owned by Caris MPI, Inc. (“Caris”). In two decisions, the United States Patent and Trademark Office Patent Trial and Appeal Board (“the Board”) held that claims 1–11 and 13–24 of the ’660 patent would have been obvious over prior art at the time the invention was made 1 but that FMI failed

1 Because the challenged claims of the ’660 patent have an effective filing date before March 16, 2013, we ap- ply the version of 35 U.S.C. § 103 in effect before the Case: 20-1886 Document: 88 Page: 3 Filed: 11/09/2021

CARIS MPI, INC. v. FOUNDATION MEDICINE, INC. 3

to demonstrate by a preponderance of the evidence that claim 12 would have been obvious. See Found. Med., Inc. v. Caris MPI, Inc., No. IPR2019-00166, 2020 WL 2478691 (P.T.A.B. May 13, 2020) (“Decision I”); Found. Med., Inc. v. Caris MPI, Inc., No. IPR2019-00203, 2020 WL 2487140 (P.T.A.B. May 13, 2020) (“Decision II”). Caris appeals (the 2020-1886 appeal) the Board’s hold- ing that claims 1–11 and 13–24 would have been obvious and FMI cross-appeals the Board’s holding that it failed to demonstrate unpatentability of claim 12. FMI also petitioned for inter partes review of claims 1– 14 of U.S. Patent 8,880,350 (the “’350 patent”), claims 1–14 of U.S. Patent 9,372,193 (the “’193 patent”), and claims 1– 14 of U.S. Patent 9,383,365 (the “’365 patent”), all owned by Caris. In three decisions, the Board held that claims 1– 14 of each of the ’350, ’193, and ’365 patents would have been obvious over prior art at the time the invention was made. 2 See Found. Med., Inc. v. Caris MPI, Inc., No. IPR2019-00164, 2020 WL 2781576 (P.T.A.B. May 28, 2020) (“Decision III”); Found. Med., Inc. v. Caris MPI, Inc., No. IPR2019-00170, 2020 WL 2789713 (P.T.A.B. May 28, 2020) (“Decision IV”); Found. Med., Inc. v. Caris MPI, Inc., No. IPR2019-00171, 2020 WL 2789714 (P.T.A.B. May 28, 2020) (“Decision V”). Caris appeals (the 2020-1887 appeal). We consolidated the two appeals for briefing and argu- ment and decide both of them in this opinion. For the rea- sons detailed below, we affirm the 2020-1887 appeal, and affirm-in-part, vacate-in-part, and remand the 2020-1886 appeal to the Board for further proceedings.

adoption of the Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125 Stat. 284 (2011). 2 The challenged claims of the ’350, 193, and 365 pa- tents also have an effective filing date before March 16, 2013, so the pre-AIA version of § 103 applies. Case: 20-1886 Document: 88 Page: 4 Filed: 11/09/2021

BACKGROUND Caris owns the ’660, ’350, ’193, and ’365 patents. These patents relate to the field of personalized medicine, which uses results from molecular profiling to identify treatments for individuals. The patents describe systems and methods for identifying individualized medical intervention using molecular profiling. A chart showing the claims that the Board addressed in each decision is shown below.

Decision IPR Claims Patent

Decision I 2019-00166 Claims 1–16, ’660 patent 18, 22, 23

Decision II 2019-00203 Claims 17, 19– ’660 patent 21, 24

Decision III 2019-00164 Claims 1–14 ’350 patent

Decision IV 2019-00170 Claims 1–14 ’193 patent

Decision V 2019-00171 Claims 1–14 ’365 patent

I. THE ’660 PATENT FMI petitioned for inter partes review of claims 1–24 of the ’660 patent. Claim 1 is the only independent claim at issue, with claims 2–24 depending directly or indirectly therefrom. Claims 1 and 12 are specifically relevant to this appeal and are reproduced below. 1. A system for generating a report identifying a therapeutic agent for an individual with lung can- cer comprising: a. at least one device configured to assay a plurality of molecular targets in a Case: 20-1886 Document: 88 Page: 5 Filed: 11/09/2021

CARIS MPI, INC. v. FOUNDATION MEDICINE, INC. 5

biological sample from the individual with lung cancer to determine molecular profile test values for the plurality of molecular targets, wherein the plurality of molecular targets comprises PTEN, CTNNB1, cKIT, BRAF and PIK3CA; b. at least one computer database compris- ing: i. a reference value for each of the plurality of molecular targets; ii. a listing of available therapeutic agents for the plurality of molecu- lar targets; c. a computer-readable program code com- prising instructions to input the molecular profile test values and to compare each of the molecular profile test values with a cor- responding reference value from the at least one computer database in (b)(i); d. a computer-readable program code com- prising instructions to access the at least one computer database in (b)(ii) and to identify at least one therapeutic agent if present in the at least one computer data- base for each of the plurality of molecular targets wherein said comparison to the ref- erence values in (c) indicates a likely bene- fit of the at least one therapeutic agent; and e. a computer-readable program code com- prising instructions to generate a report that comprises a listing of the members of the plurality of molecular targets for which the comparison to the reference value indi- cated a likely benefit of the at least one Case: 20-1886 Document: 88 Page: 6 Filed: 11/09/2021

therapeutic agent in (d) and the at least one therapeutic agent identified in (d). ’660 patent at col. 164 l. 39–col. 165 l. 2. 12. The system of claim 1, wherein the report fur- ther comprises a listing of at least one additional molecular target for which the comparison to the reference value in (c) indicates a likely lack of ben- efit of at least one therapeutic agent and the at least one additional therapeutic agent. Id. at col. 165 ll. 31–35. Concerning the ’660 patent, FMI alleged that (1) claims 1–16, 18, 22, and 23 would have been obvious over Von Hoff et al., U.S. Patent Pub.

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