Carey v. Roosevelt

81 F. 608, 1897 U.S. App. LEXIS 2674
CourtU.S. Circuit Court for the District of Southern New York
DecidedJune 28, 1897
StatusPublished
Cited by2 cases

This text of 81 F. 608 (Carey v. Roosevelt) is published on Counsel Stack Legal Research, covering U.S. Circuit Court for the District of Southern New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carey v. Roosevelt, 81 F. 608, 1897 U.S. App. LEXIS 2674 (circtsdny 1897).

Opinion

COXE, Circuit Judge.

The complainant is trustee for the benefit of the creditors of the Rational Express & Transportation Company. On December 13, 1886, John Glenn, the complainant’s predecessor in such trust, began an action at law in this court against Amos Cot-ting to recover $4,000 and interest. Cotting appeared in the action. On the 12th of May, 1889, he died leaving a will, which was duly probated. The executors named in the will having died, letters of administration with the will annexed were issued to John E. Roosevelt and Katie T. Schermerhom, two of the defendants herein. On the 6th of September, 1893, the action against Cot-ting was revived against Ms administrators, and judgment was, on the 28th of February, 1895, recovered against them for $6,221.90. Leave to issue execution upon this judgment was denied. On the 8th of April, 1892, a decree was entered settling the accounts of the administrators and deceased executors of Cotting’s estate, and di[609]*609reeling the administrators to pay over the property in their hands as directed hy the terms of the will. This transfer was made on the same day and the principal sum has since been held by the trustees created by the will. The income has been paid over to the beneficiaries named in the will. The prayer of the bill is that the defendants, who are the trustees and beneficiaries of Amos (Jotting’s will, be directed to account for and pay to the complainant the amount of the judgment of February 28, 1895, namely $0,221.90. In brief, then, this is an action against the trustees, legatees and beneficiaries of Amos Gotting’s will, founded upon a judgment recovered in a suit against Ms administrators.

The principal question debated is as follows: Is a judgment sy obtained against an administrator with the will annexed conclusive evidence against a, legatee? The defendants cite a number of cases holding that a judgment against an executor is not evidence against the heir or devisee. Ingle v. Jones, 9 Wall. 486, 495; Sharpe v. Freeman, 45 N. Y. 802; Moss v. McCullough, 5 Hill, 131, 135; Dale v. Rosevelt, 1 Paige, 35; Platt v. Platt, 105 N. Y. 488, 497, 498, 12 N. E. 22; Mathews v. Springer, 2 Abb. (U. S.) 283, 301, Fed. Cas. No. 9,277. This proposition is firmly established, and, indeed, is not: disputed. The reason is plain; the devisee 3s not in privity with the executor. The title of the devisee does not come through the executor but directly from the tes to tor. The executor takes no title to the real estate. It is manifest that these cases do not touch the point in controversy. Yo authority has been cited by counsel, or found by the court after diligent search, where the courts of Yew York have passed directly upon the question involved. In other jurisdictions, however, the rule is clearly established that a legatee is in privity with the executor and bound by a judgment against him.

In the case of First Baptist Church v. Syms, 51 N. J. Eq. 363, 28 Atl. 461, the court: said (page 366, 51 N. J. Eq., and page 462, 28 Atl.):

“If the judgment is ultimately allowed to stand and be enforced, it will be conclusive upon the executor and also upon the legatees under the will, who are the executor’s privies so far as ilie personalty coming to him. the. primary fund for the payment of debts and legacies, is concerned (Castellaw v. Guilmartin, 54 Ga. 299; Redmond v. Coffin, 2 Dev. Eq. 437; Hooper v. Hooper, 32 W. Va. 526, 9 S. E. 937); and the entire personal estate may at once be applied to its payment, to the complete exhaustion of the personalty, leaving yet unpaid a portion of the judgment and the entire amount of the indisputable debts, the payment of which will 'be thrown upon the real estate. The judgment against ihe executor is not conclusive upon the heirs and devisees, who are not in priviiv with him (Birely v. Staley, 5 Gill & J. 432, 453; Collinson v. Owens, 6 Gill & J. 4; McCoy v. Nichols, 4 How. (Miss.) 31, 39; Beckett v. Selover. 7 Cal. 215; Stone v. Wood, 16 Ill. 177, 179; Robertson v. Wright, 17 Grat. 534). because they do not claim under him, and are not parties to the suit, and are not in position to adduce evidence in opposition to recovery, controvert the testimony offered in support of the plaintiff’s case or appeal from the judgment when rendered, and, for the same reason, it is not conclusive upon ti e legatees, so far as their legacies are charged upon and payable out of the realty; and when, therefore, the executor seeks the realty for the payment of thar judgment, those who are entitled to interest in the real estate are not bound by the judgment', hut may question the claim which underlies it and is its foundation. It. thus appearing that the judgment is conclusive upon the legatees ¡is to the personalty, and is not conclusive as to the realty, it would seem to follow that, if it stands and may be used as a shield to the executor, it will [610]*610protect him In applying at least the personalty in its payment, and estop the legatees from questioning such application, and their right of ultimate contest will be limited to the-remnant of it which comes over upon the realty unpaid.”

In Fraser v. City Council, 19 S. C. 385, 400, the court says:

“The executor being bound, the legatees, his privies in estate, are also bound, unless there is something in the extraordinary circumstances of the case which makes it exceptional. A judgment against an administrator, or executor, is binding on the creditors and legatees of the estate.’ Freem. Judgm. § 163; Mauldin v. Gossett, 15 S. C. 578, and authorities. This is admitted to be the general rule. * * * To the action at law the legatees had no right to be made parties; the regularly qualified executor was the proper representative of the estate, and was the only party to be sued. Winstanley v. Savage, 2 McCord, Eq. 435; Fretwell v. Neal, 11 Rich. Eq. 571.”

See, also, Bell v. Bell, 25 S. C. 149; Ward v. Durham, 134 Ill. 195, 25 N. E. 745; Dandridge v. Washington’s Ex’rs, 2 Pet. 370, 377; Pickens v. Yarborough, 30 Ala. 408.

Many other authorities to the same effect might be cited, and nothing to-the contrary appears in the New York decisions. It is probable that the logic of the situation will require a similar holding whenever the question is squarely presented to the courts of this state.

In Blood v. Kane, 130 N. Y. 519, 29 N. E. 994, the court of appeals says:

“An executor, as such, takes the unqualified legal title of all personalty not specifically bequeathed, and a qualified title to that which is so bequeathed. He holds not in his own right, but as trustee, for the benefit (1) of the creditors of the testator, and (2) of those entitled to distribution under the will, or, if not all bequeathed, under the statute of distributions.”

It would seem that while this relation exists, a judgment against the executor will bind the legatee. The statutes of New York have made such careful provision for the collection of debts against decedents’ estates that it is not surprising that complications like the present seldom occur.

Conceding the general principle that a judgment against the executor binds the legatee, the next question is: Do not the peculiar circumstances surrounding the case in hand take it out of the general rule? The process which resulted in the judgment was served on Cotting in 1886, but the suit was not revived until 1893, and judgment was not entered against the administrators until February, 1895. The defendants here wefe not parties to that action, unless it can be said that John E. Roosevelt and Katie T.

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Related

Carey v. Roosevelt
102 F. 569 (Second Circuit, 1900)
Carey v. Roosevelt
91 F. 567 (U.S. Circuit Court for the District of Southern New York, 1898)

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Bluebook (online)
81 F. 608, 1897 U.S. App. LEXIS 2674, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carey-v-roosevelt-circtsdny-1897.