Carell v. Shubert Organization, Inc.

104 F. Supp. 2d 236, 55 U.S.P.Q. 2d (BNA) 1454, 2000 U.S. Dist. LEXIS 8807, 2000 WL 863134
CourtDistrict Court, S.D. New York
DecidedJune 27, 2000
Docket99 Civ. 4997(AGS)
StatusPublished
Cited by60 cases

This text of 104 F. Supp. 2d 236 (Carell v. Shubert Organization, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carell v. Shubert Organization, Inc., 104 F. Supp. 2d 236, 55 U.S.P.Q. 2d (BNA) 1454, 2000 U.S. Dist. LEXIS 8807, 2000 WL 863134 (S.D.N.Y. 2000).

Opinion

OPINION AND ORDER

SCHWARTZ, District Judge.

FACTUAL BACKGROUND

This action arises out of a dispute concerning the copyright in certain makeup designs (the “Makeup Designs” or “Designs”) created for the cast of the Broadway musical Cats (“Cats” or “the musical”). Plaintiff Candace Anne Carell (“plaintiff’) filed this action on July 12, 1999, asserting claims for copyright infringement, false designation of origin, antitrust violations, and an accounting for profits, arising out of defendants’ use and publication of the Makeup Designs. Plaintiff also seeks a declaration of sole ownership of the copyright in the Designs. Currently before the Court is defendants’ motion to dismiss pursuant to Fed. R.Civ.P. 12(b)(6) (“Rule 12(b)(6)”) and as to certain defendants pursuant to Fed. R.Civ.P. 12(b)(2) (“Rule 12(b)(2)”). For the reasons set forth below, the motion is granted in part and denied in part.

I. The Parties and Subject Matter

Plaintiff, a makeup designer and artist, was the makeup designer for the New York production of Cats. 1 (Complaint (“Compl.”) ¶ 1, 162.) The 18 defendants include entities and individuals engaged in *242 producing or in licensing the rights to Cats, or who own an interest in corporations that have been and are so engaged. Defendants are: (1) The Shubert Organization, Inc. (“Shubert”), a New York corporation that is a producer of Cats and a licensee of defendant The Really Useful Group, Ltd. (Id. ¶ 163); (2) John Napier (“Napier”), the set and costume designer for the musical (Id. ¶ 3); (3) The Really Useful Group, Ltd. (formerly Really Useful Company, Ltd.) (“RUG”), a British corporation that is among the producers or licensors of Cats productions in New York and overseas (Id. ¶ 165); (4) The Really Useful Theatre Co., Ltd. (“RUT”), a British corporation that is among the producers or licensors of Cats (Id. ¶ 166); Really Useful Films, Ltd. (“RUF”), a British corporation that is among the producers or licensors of Cats (Id. ¶ 167); (6) Really Useful Holdings, Ltd. (“RUH”), a British corporation that is among the producers or licensors of Cats (Id. ¶ 168); (7) The Cats Company, an organization that is among the producers of Cats and is controlled by defendant Shubert (Id. ¶¶ 10 n. 1, 169); (8) Polygram NV, a Netherlands corporation that owned approximately 30 percent of defendants RUG and/or RUT from 1991 to December 1998 (Id. ¶ 170); (9) Universal Music Group, Inc., a California corporation that acquired defendant Polygram NV and owned 30 percent of defendants RUG and/or RUT from December 1998 to mid-April 1999 (Id. ¶ 171); (10) Cameron Mackintosh, Inc., a Delaware corporation owned by individual defendant Cameron Mackintosh that is among the producers of Cats productions in London and New York (Id. ¶ 172, 180); (11) Flummery Corporation, a New York corporation that is the official licensing agent for Cats (Id. ¶ 173); (12) Nina Lannan Associates, Inc. (formerly The Nina Lannan Management Company, a division of defendant RUG from 1993 to 1997), a New York corporation that is one of the managers of defendant The Cats Company (Id. ¶¶ 10 n. 1, 174); (13) Polygram Video, a division of defendant Polygram Records, Inc. that manufactured and marketed the video version of Cats (Id. ¶ 175); (14) Polygram Records, Inc., a Delaware corporation of which Polygram Video is a division (Id. ¶ 176); (15) Gerald Schoenfeld (“Schoenfeld”), chairman of defendant Shubert (Id. ¶ 177); (16) Andrew Lloyd Webber (“Webber”), producer of the video version of Cats and sole or majority owner of defendant Really Useful businesses (Id. ¶¶ 163, 178); (17) David Geffen (“Geffen”), a producer of the New York productions of Cats (Id. ¶ 179); and (18) Cameron Mackintosh (“Mackintosh”), a producer and/or licensor of Cats productions and sole or part owner of defendant Cameron Mackintosh, Inc. (Id. ¶ 180.)

II. Plaintiffs Contract and Creation of the Makeup Designs

Cats is reportedly “the longest running, most financially successful property” in the history of American theater. (Id. ¶ 9.) There have been over 40 productions of the musical in 27 countries, and within the last three years there has been a United States tour, European tour, and productions in Budapest, Hamburg and Tokyo. 2 (Id. ¶ 66-67.)

The musical opened in London, England in May 1981, and is still running there. (Id. ¶ 34.) Early in 1982, plaintiff heard that Cats was coming to New York City and contacted the musical’s executive producer and manager, R. Tyler Gatchell, about designing the cast’s makeup. (Id. ¶ 31.) Communications between plaintiff, Gatchell and Napier followed, and in March 1982, The Cats Company commissioned plaintiff to create the Makeup Designs for the musical’s New York productions. (Id. ¶¶ 31-32, 58.)

Napier allegedly told plaintiff that he wanted her “pure imagination” for the creation of the Designs, and plaintiff “promised to create something beautiful.” (Id. ¶¶ 5, 32.) Plaintiff was cautioned not to read the poems on which the musical is *243 based, nor to see the London production. (Id. ¶ 32.) In August 1982, approximately two months before Cats opened at the Winter Garden Theatre (the “Theatre”) in New York City, plaintiff and Napier began what plaintiff terms a “collaboration” on the Designs. (Id. ¶ 37.)

Napier provided ideas for the makeup for at least two of the Cats characters. In particular, one of plaintiffs first creations was the “White Cat,” which Napier suggested should be “soft, white, and sensual.” (Id. ¶41.) Grizabella was to be “full of aging beauty and despair, confronting her mortality.” (Id.) Plaintiff contends that, for these characters, she gave Napier’s ideas full expression in her Design. (Id. ¶ 42.) Each Design contains a number of elements that “hel[p] turn human faces catlike.” (Id. ¶ 44.) Moreover, their application involves “extensive layering.” (Id. ¶ 45.) Plaintiff notes that some were created with six or seven layers and originally took as long as an hour and a half to apply. (Id.)

In certain cases, plaintiff and Napier “both did hands work on a design.” (Id. ¶43.) In most of these cases, plaintiff created the Design and Napier made adjustments and suggestions.

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104 F. Supp. 2d 236, 55 U.S.P.Q. 2d (BNA) 1454, 2000 U.S. Dist. LEXIS 8807, 2000 WL 863134, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carell-v-shubert-organization-inc-nysd-2000.