Care Initiatives D/B/A Heritage Nursing & Rehab v. Bonnie Hoffman

CourtCourt of Appeals of Iowa
DecidedFebruary 19, 2014
Docket3-1119 / 13-0748
StatusPublished

This text of Care Initiatives D/B/A Heritage Nursing & Rehab v. Bonnie Hoffman (Care Initiatives D/B/A Heritage Nursing & Rehab v. Bonnie Hoffman) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Care Initiatives D/B/A Heritage Nursing & Rehab v. Bonnie Hoffman, (iowactapp 2014).

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 3-1119 / 13-0748 Filed February 19, 2014

CARE INITIATIVES d/b/a HERITAGE NURSING & REHAB, Petitioner-Appellant,

vs.

BONNIE HOFFMAN, Respondent-Appellee. ________________________________________________________________

Appeal from the Iowa District Court for Polk County, Carla T. Schemmel,

Judge.

An employer appeals from a district court decision affirming the workers’

compensation commissioner’s ruling that the claimant is permanently and totally

disabled. AFFIRMED.

Joseph Thornton of Smith Peterson Law Firm, L.L.P., Council Bluffs, for

appellant.

Emily Anderson of Riccolo & Semelroth, P.C., Cedar Rapids, for appellee.

Considered by Vogel, P.J., and Mullins and McDonald, JJ. 2

MULLINS, J.

An employer, Care Initiatives, appeals from a district court judicial review

decision affirming the ruling of the workers’ compensation commissioner

awarding the claimant, Bonnie Hoffman, permanent total disability benefits for an

injury she sustained while working. The employer asserts: 1) there is not

substantial evidence to support the commissioner’s finding; 2) the

commissioner’s decision was based upon an irrational, illogical, or wholly

unjustifiable application of the law to the facts; and 3) the commissioner’s

decision was an abuse of discretion.

I. Background Facts and Proceedings.

Hoffman was a registered nurse at the time she sustained an injury that is

the subject of this appeal. Hoffman graduated from high school and attended

one year of college. In 1968, she obtained a nursing diploma from St. Luke’s

Hospital and Coe College. After obtaining her nursing license, Hoffman worked

as a labor-and-delivery nurse, an office assistant, a nurse recruiter, an industrial

nurse in a factory, a nutrition- and weight-loss-class teacher, and finally a charge

nurse. At the time of the workers’ compensation hearing, Hoffman was sixty-five

years old and had been a nurse since 1968.

In August 2007, Hoffman was working at Heritage Nursing and

Rehabilitation (Heritage), one of several residential, senior-care facilities

operated by Care Initiatives. On August 27, Hoffman injured her right shoulder

and arm while repositioning a resident in his bed and lifting another resident from

the floor. Hoffman is right-hand dominant. Hoffman reported her injury to 3

Heritage’s assistant director. Upon consulting a doctor, Heritage placed Hoffman

on light duty.

In November 2007, Hoffman underwent an MRI for her injury which

showed a torn rotator cuff, a sixty percent tear of the bicep tendon, and a

subluxation of the sternoclavicular joint. In January 2008, orthopedic surgeon Dr.

Fred Pilcher performed surgery on Hoffman’s shoulder and released her to work

four-hour days with no use of her right arm.1 Hoffman reported constant pain in

her shoulder that increased with a wider range of motion or repetitive movement.

Hoffman also attended physical therapy, but reported no improvement in her

pain. In July 2008, Dr. Pilcher reported Hoffman had achieved maximum medical

improvement and had a twelve percent whole-person impairment. On July 15,

2008, Heritage terminated Hoffman’s employment because of her physical

restrictions. Hoffman petitioned for workers’ compensation benefits, and the

parties stipulated Hoffman’s injury was work-related. Hoffman’s petition came on

for hearing before the deputy workers’ compensation commissioner in June

2011.

In September 2009, Hoffman underwent reverse right shoulder

replacement surgery under the care of Dr. Brian Adams. Dr. Adams released

Hoffman from his care in March 2010 after she achieved maximum medical

improvement. He assessed her to have twenty-percent impairment and

recommended a number of physical restrictions: Hoffman was able to lift, push,

or pull one to five pounds frequently with one or both hands or six to thirty

1 This work included washing handrails, filing papers, answering telephones, and other clerical work. 4

pounds occasionally with both hands; but never more than thirty pounds. Dr.

Adams also reported Hoffman was not able to climb. She was able to grasp,

push or pull, and reach out occasionally, but she should not reach above her

shoulder. Dr. Adams also reported Hoffman was fully able to do fine

manipulation. Although Hoffman reported discomfort and pain in her shoulder

and arm, Dr. Adams stated he found no structural reason for the discomfort. He

also stated, “Some patients do report mild discomfort in the shoulder following a

successful reverse total shoulder but it is not considered to be a limiting factor

within the activity restrictions listed[.]”

Between her termination in July 2008, and the hearing before the deputy

commissioner in June 2011, Hoffman never reentered employment. At the

hearing Hoffman offered into evidence a spreadsheet giving details of her job

applications since August 2008 and their outcomes. The spreadsheet showed

Hoffman applied to around 150 employers. For most positions Hoffman

submitted an online application or sent a resume. The spreadsheet contains

notations such as “sent resume,” “applied online,” “weight restrictions,” “must be

able to lift 50 lbs,” and other notes. Hoffman made in-person contact with the

prospective employer on only a few occasions. Hoffman had one interview, but

the prospective employer stated she was unable to perform the job due to lifting

restrictions. The positions she applied for include registered nurse, receptionist,

billing staff, pharmacy technician, clerical staff, retailer, and nurse recruiter.

There is a gap in the record from July 2009 to July 2010 during which Hoffman 5

did not apply for any jobs. She testified she had shoulder surgery with follow-up

treatment and physical therapy during this time and was unable to drive.

Hoffman also sought assistance in regaining employment. In August

2010, she applied for assistance through Iowa Vocational Rehabilitation

Services, which classified her as “significantly disabled” and placed her on a

waiting list for services. She registered with the Iowa Reemployment Services

program for training on professional job application skills. She also obtained a

work certificate through Iowa Workforce Development designed to inform

prospective employers of her qualifications. At Worklife Resources, Inc., a

vocational rehabilitation counselor, Kent Jayne, administered a number of

employment-related tests and evaluated her employment prospects.

Pain continued to affect Hoffman’s ability to work. During a deposition on

December 16, 2010, Hoffman testified she was experiencing pain that day. Care

Initiatives’ counsel asked, “How would you describe the pain that you’re having

today.” Hoffman described it as “an aching in the shoulder and biceps, like a

nagging toothache, not one you really want to see a dentist about.” Hoffman also

testified the pain varied, feeling better and worse day-to-day. On that particular

day, she described the intensity of the pain as four or five out of ten, which was

unusually tolerable. She testified the pain intensity was nine out of ten roughly

half the time.

In June 2011, at the hearing before the deputy commissioner, Hoffman

testified she still had constant pain in her right shoulder, bicep, and the area

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