Cano v. Commissioner of Social Security Administration

District Court, D. Arizona·Decided December 13, 2023·No. 2:23-cv-00047·Unknown

Opinion

WO

David Cano, No. CV-23-00047-PHX-JAT

Plaintiff, ORDER

v.

Commissioner of Social Security Administration, Defendant. Pending before the Court is Plaintiff David Cano’s (“Plaintiff”) appeal from the Commissioner of the Social Security Administration’s (“SSA” or “Defendant”) denial of social security disability benefits. (Doc. 1). Plaintiff filed his opening brief on May 10, 2023, (Doc. 15), Defendant responded on June 9, 2023, (Doc. 18), and Plaintiff filed a reply, (Doc. 19). The Court now rules. The issues presented in this appeal are the following: (1) whether the ALJ erroneously rejected Plaintiff’s subjective testimony, and (2) whether the ALJ erred in rejecting the following medical opinions: Dr. Mehta, Physician’s Assistant (“PA”) Walker, and Dr. Lorber, when determining Plaintiff’s residual functional capacity (“RFC”). A. Factual Overview Plaintiff was fifty-three years old at the time he applied for disability insurance benefits on April 18, 2018, based on an alleged disability onset date of February 22, 2018. (Doc. 15 at 1). His application was initially denied, but on June 9, 2021, an ALJ issued a partially favorable decision finding Plaintiff disabled as of August 1, 2019. (Id. at 2). The Appeals Council subsequently accepted review to correct the established onset date to April 30, 2019, the date Plaintiff turned fifty-five. (Id.; see also Doc. 14-3 at 12). Plaintiff thus appeals the decision of the SSA, seeking benefits as of his alleged onset date. B. The SSA’s Five-Step Evaluation Process To evaluate a claim of disability, the Social Security regulations set forth a five-step sequential process. 20 C.F.R. § 404.1520(a)(4) (2016); see also Reddick v. Chater, 157 F.3d 715, 721 (9th Cir. 1998). A finding of “not disabled” at any step in the sequential process will end the inquiry. 20 C.F.R. § 404.1520(a)(4). The claimant bears the burden of proof through the first four steps, but the burden shifts to the Commissioner in the final step. Reddick, 157 F.3d at 721. The five steps are as follows. First, the ALJ determines whether the claimant is “doing substantial gainful activity.” 20 C.F.R. § 404.1520(a)(4)(i). If so, the claimant is not disabled. At step two, if the claimant is not gainfully employed, the ALJ next determines whether the claimant has a “severe medically determinable physical or mental impairment.” Id. § 404.1520(a)(4)(ii). To be considered severe, the impairment must “significantly limit[] [the claimant’s] physical or mental ability to do basic work activities.” Id. § 404.1520(c). Basic work activities are the “abilities and aptitudes to do most jobs,” such as lifting, carrying, reaching, understanding, carrying out and remembering simple instructions, responding appropriately to co-workers, and dealing with changes in routine. Id. § 404.1521(b). Further, the impairment must either have lasted for “a continuous period of at least twelve months,” be expected to last for such a period, or be expected “to result in death.” Id. § 404.1509 (incorporated by reference in 20 C.F.R. § 404.1520(a)(4)(ii)). The “step-two inquiry is a de minimis screening device to dispose of groundless claims.” Smolen v. Chater, 80 F.3d 1273, 1290 (9th Cir. 1996). If the claimant does not have a severe impairment, then the claimant is not disabled. At step three, having found a severe impairment, the ALJ next determines whether the impairment “meets or equals” one of the impairments listed in the regulations. 20 C.F.R. § 404.1520(a)(4)(iii). If so, the claimant is found disabled without further inquiry. If not, before proceeding to the next step, the ALJ will make a finding regarding the claimant’s “[RFC] based on all the relevant medical and other evidence in [the] case record.” Id. § 404.1520(e). A claimant’s RFC is the most he can still do despite all his impairments, including those that are not severe, and any related symptoms. Id. § 404.1545(a)(1). At step four, the ALJ determines whether, despite the impairments, the claimant can still perform “past relevant work.” Id. § 404.1520(a)(4)(iv). To make this determination, the ALJ compares the RFC assessment with “the physical and mental demands of [the claimant’s] past relevant work.” Id. § 404.1520(f). If the claimant can still perform the kind of work he previously did, the claimant is not disabled. Otherwise, the ALJ proceeds to the final step. At the final step, the ALJ determines whether the claimant “can make an adjustment to other work” that exists in the national economy. Id. § 404.1520(a)(4)(v). In making this determination, the ALJ considers the claimant’s “residual functional capacity” and his “age, education, and work experience.” Id. § 404.1520(g)(1). If the claimant can perform other work, he is not disabled. If the claimant cannot perform other work, he will be found disabled. In evaluating the claimant’s disability under this five-step process, the ALJ must consider all evidence in the case record. See id. §§ 404.1520(a)(3), 404.1520b. This includes medical opinions, records, self-reported symptoms, and third-party reporting. See 20 C.F.R. §§ 404.1527, 404.1529; SSR 06-3p, 71 Fed. Reg. 45593-03 (Aug. 9, 2006). C. The ALJ’s Application of the Five-Step Evaluation Process At step one, the ALJ found that Plaintiff has not engaged in substantial gainful activity since the alleged onset date of February 22, 2018. (Doc. 14-3 at 28). At step two, the ALJ found that since the alleged onset date, Plaintiff had the following severe impairments: cervical degenerative disc disease, lumbar degenerative disc disease, arthritis, and obesity. (Id.). The ALJ further found that beginning on August 1, 2019—the established disability onset date—Plaintiff has had the same severe impairments. (Id.). At step three, the ALJ found that Plaintiff has not had an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments. (Id.). At this stage, the ALJ considered the criteria under sections 1.15 (disorders of the skeletal spine resulting in compromise of a nerve root(s)), 1.18 (abnormality of a major joint(s) in any extremity), and 2.07 (disturbance of labyrinthine-vestibular function). (Id. at 28–29). The ALJ found that Plaintiff had the RFC to perform a light work as defined in (20 CFR 404.1567) with the following additional limitations: [Plaintiff] can occasionally climb ramps and stairs; but never climb ladders, ropes and scaffolds. He can occasionally balance, stoop, kneel, crouch and crawl. [Plaintiff] can perform occasional overhead reaching. He can have occasional exposure to extreme cold, vibration, unprotected heights and moving mechanical parts. [Plaintiff] can be exposed to moderate noise. (Id. at 29). At step four, the ALJ found that since the alleged onset date, Plaintiff was unable to perform any past relevant work, as the past work Plaintiff performed was generally at a heavy level and exceeded Plaintiff’s current RFC. (Id. at 34). At step five, the ALJ found that prior to the established onset date of August 1, 2019, there were jobs that existed in significant numbers in the national economy that Plaintiff could have performed. (Id.). However, the ALJ

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