Canfield v. United States

14 Cl. Ct. 687, 28 Wage & Hour Cas. (BNA) 969, 1988 U.S. Claims LEXIS 74, 1988 WL 37071
CourtUnited States Court of Claims
DecidedApril 25, 1988
DocketNo. 455-87C
StatusPublished
Cited by2 cases

This text of 14 Cl. Ct. 687 (Canfield v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Canfield v. United States, 14 Cl. Ct. 687, 28 Wage & Hour Cas. (BNA) 969, 1988 U.S. Claims LEXIS 74, 1988 WL 37071 (cc 1988).

Opinion

[688]*688ORDER

BRUGGINK, Judge.

Pending before the court are: plaintiffs Notice of Filing of Employees’ Consent To Become Party Plaintiffs; defendant’s Motion To Require Plaintiffs To Conform Pleadings (Rule 20); defendant’s Opposition to Notice of Filing Consent; and plaintiffs’ Motion for Leave To Amend Their Complaint. For the reasons set out herein, plaintiffs’ motion for leave to amend is denied as moot; defendant’s motion to require conformance with RUSCC 20 is denied as moot; and the court waives, for all individuals with notices of consent currently filed, the prohibition in RUSCC 20 and 21 against amendment of a multiple-party complaint.

This action is brought pursuant to section 7 of the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 207 (1982 & Supp. III 1985), for recovery of back pay and other relief based on the asserted failure by defendant to pay overtime wages pursuant to the Act. The original complaint was filed on July 31, 1987 and named four plaintiffs—Canfield, Sunderland, Dudley, and Berkich. All are currently employed in fire protection activities. The complaint also states that an additional 123 persons employed as firefighters have given their written consent to join the action. Their names were not included in the caption of the complaint; however, copies of their written consents to participate in the action were attached.

On November 6, 1987,1 plaintiffs filed a Notice of Filing of Employees’ Consent to Become Party Plaintiffs. The notice states that the attached list of names, addresses, social security numbers, and duty stations represents ninety-four additional persons who seek to join the action.

On November 13, 1987, defendant filed its motion to require plaintiffs to list their names in numbered alphabetical order in the caption of the complaint in conformance with RUSCC 20. That same day it filed an “Opposition to Notice of Filing of Employees’ Consent to Become Party Plaintiffs,” relying on RUSCC 20 and 21.

On December 30, 1987, plaintiffs filed a motion for leave to amend their complaint. The proposed amendment attached to the motion lists 120 names in the caption in numbered alphabetical order. The amendment includes only the names of persons who were named in consent forms attached to the original complaint. It does not include persons named in subsequently filed notices of consent. The motion asks that the defendant’s motion to conform pleadings be denied as moot based on the proposed amendment. On January 11 and February 9, 1988, additional notices of consent were filed covering ten more employees. The motions and opposition have been briefed and orally argued.2

At the outset, the court notes that in view of the proposed amendment to recaption the complaint, defendant no longer advances its motion to conform pleadings. Defendant concedes that the proposed amendment answers those concerns relating to captioning the complaint and numbering the plaintiffs pursuant to RUSCC 20. This amendment would therefore eliminate the Government’s objections with respect to the first 120 employees.

A question does remain as to those persons named in consent forms not attached to the complaint. The relevant background is created by three rule or code provisions. RUSCC 20(a) provides in part as follows:

(a) Permissive Joinder. All persons may join in one action as plaintiffs if they assert any right to relief jointly, severally, or in the alternative in respect of or arising out of thé same transaction, occurrence, or series of transactions or occurrences and if any question of law or fact common to all these persons will arise in the action.... Where two or [689]*689more plaintiffs demand separate judgments, the complaint shall state the judgment demanded by each plaintiff, shall list the plaintiffs alphabetically in the caption (on the basis of surnames where individuals are involved), and shall assign to each plaintiff demanding a separate judgment a number to be used as a distinguishing sub-numeral ((1), (2), etc.) to the docket number of the case. No such multiple-party complaint may be amended by any such party by adding any new party plaintiff.

RUSCC 21, “Misjoinder and Non-Joinder of Parties,” provides in part that “No new party plaintiff shall be added to a complaint filed by multiple plaintiffs upon motion of any such multiple plaintiffs.” These two rules are somewhat different from Federal Rules of Civil Procedure (“FRCP”) 20 and 21, in that they preclude amendment to add parties to multiple-party actions and create certain captioning requirements.

Plaintiffs rely, however, on section 16(b) of the FLSA, 29 U.S.C. § 216(b), which states that “No employee shall be a party plaintiff to any such action unless he gives his consent in writing to become such a party and such consent is filed in the court in which such action is brought.” Plaintiffs argue that this section means that, regardless of local court joinder rules, they have an absolute right to join an ongoing action. The question becomes whether the court’s rules are compatible with section 16(b), and if not, how to resolve the conflict. Specifically, the issues are:

1. In the absence of a waiver of this court’s procedural rules, does the prohibition in RUSGC 20 and 21 on amending a multiple-party complaint to add parties preclude joinder solely by filing of notices of consent pursuant to FLSA section 16(b)?

2. Assuming that the answer to question 1 is “yes,” are circumstances present here that would justify a waiver of the procedural requirements of RUSCC 20 and 21?

3. Does the filing of a notice of consent, in the present circumstances, toll the running of the statute of limitations?

For the reasons that follow, the court concludes that RUSCC 20 and 21 are not incompatible with section 16(b) and, hence, that the answer to the first question is “yes.” The court also finds, however, that the circumstances present in this case justify a waiver of the prohibition in RUSCC 20 and 21 against the amendment of a multiple-party complaint.3 Accordingly, the statute of limitations was tolled when the notices of consent were filed.

DISCUSSION

A. Joinder

Section 16(b) of the FLSA allows as class members only those persons who affirmatively “opt in.” This type of action is therefore mutually exclusive of the class action remedy in FRCP 23, or RUSCC 23. See LaChapelle v. Owens-Illinois, Inc., 513 F.2d 286, 289 (5th Cir.1975). The opt-in requirement was added to section 16(b) by the Portal to Portal Act of 1947, Pub.L. No. 80-49, ch. 52, § 5(a), 61 Stat. 84, 87. The legislative history of that amendment, discussed in United States v. Cook, 795 F.2d 987, 990-93 (Fed.Cir.1986), makes plain that the provision for notice of consent filings was seen as a limitation on representative actions:

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Cite This Page — Counsel Stack

Bluebook (online)
14 Cl. Ct. 687, 28 Wage & Hour Cas. (BNA) 969, 1988 U.S. Claims LEXIS 74, 1988 WL 37071, Counsel Stack Legal Research, https://law.counselstack.com/opinion/canfield-v-united-states-cc-1988.